EFTA01460981.pdf

USPB relationships by size tier - size tier in EUR - data in USD # % of total % total Revenue Q1 % of total Row Labels Relationships relationships CBV Q1 2015 CBVs 2015 (USD) Revenue BERNSTEIN AVI 1 0% 2,730,886 0% 10,046 0% RUDD FREDERICK J 1 0% 2.729,312 0% 5,835 0% SILVERSTEIN KLARA 1 0% 2,714,781 0% 6,014 0% HALL JENN 1 0% 2,713,138 0% 6,807 0% WIELAND JOHN 1 0% 2,709,685 0% 1,132 0% NUGENT JOSEPH C 1 0% 2,706,792 0% 9,005 0% SCHREIER 1 0% 2,700,000 0% 6,589 0% VAN WYCK BRONSON 1 0% 2,695,000 0% 15,011 0% WOLFE ROBERT W 1 0% 2,690,702 0% 7,253 0% HATTEM GARY 1 0% 2,681,902 0% 7,315 0% VANDERBILT G 1 0% 2,680,091 0% 8,437 0% WEINSTEIN LELA 1 0% 2,676,589 0% - 0% SPIELMAN ROB 1 0% 2,660,636 0% 643 0% FILOPOULOS GEORGE 1 0% 2,651,714 0% 12,235 0% MICHELS TIMOTHY 1 0% 2,646,774 0% - 0% DAYAN EDMOND 1 0% 2,646,744 0% 511 0% BEKKEDAM 1 0% 2.643.000 0% 5.892 0% ODDI DAVID 1 0% 2,639,828 0% 4,672 0% JARMUS MARTHA K 1 0% 2,637,940 0% 9,755 0% NORMAN BRADFORD 1 0% 2,636,222 0% 14 0% MARCIANO JAY 1 0% 2,625,000 0% 15,442 0% CAIN THOMAS 1 0% 2,621,417 0% 10,001 0% GRODSKY RICHARD 1 0% 2,612,552 0% 5.234 0% SEAMANS RICHARD 1 0% 2,607,121 0% 70,068 0% MEHRA RAMAN 1 0% 2,600,000 0% 6,787 0% HOUGHTON GERALD 1 0% 2,599,961 0% 5,824 0% MCCARTHY FAMILY 1 0% 2,597,579 0% 6,451 0% CLAUSEN SIMON 1 0% 2,596,187 0% 120 0% EDISON SID 1 0% 2,589,913 0% 176 0% FLECK L&B 1 0% 2,588,599 0% 12,310 0% JACOBS RALPH J 1 0% 2,575,570 0% 5,041 0% UMANSKY MAURICIO 1 0% 2,575,000 0% 13,538 0% ZAHRINGER GEORGE 1 0% 2,569,898 0% (670) 0% MEYERS GERALD C 1 0% 2,559,000 0% 7,090 0% CARR 1 0% 2,535,750 0% 6,755 0% THE A-1 TRUST 1 0% 2,520,828 0% 601 0% HARPER STEPHEN J 1 0% 2,519,394 0% 8,194 0% GEIL STEPHEN 1 0% 2,518,700 0% 4,520 0% GOULD FAMILY 1 0% 2,518,634 0% - 0% OAKESON MARK 1 0% 2,509,500 0% 3,005 0% MENJOU FAMILY 1 0% 2,505,335 0% 6,126 0% FARRAR JOHN 1 0% 2,500,000 0% 13,144 0% CABRERIZO TOM 1 0% 2,500,000 0% 14,706 0% LENTINI WILLIAM V 1 0% 2,497,036 0% 223 0% KLEIN GEORGE 1 0% 2,492,886 0% 3,762 0% A-2 TRUST 1 0% 2.491,583 0% 269 0% NIJJAR SANJEET 1 0% 2,489,783 0% 14,889 0% OHRBACH NATHAN N 1 0% 2,486,781 0% 6,144 0% PADNOS BENJAMIN 1 0% 2,486,250 0% 8,410 0% O'HARA MARY J 1 0% 2,485,358 0% 3,752 0% LAMARQUE RONALD M 1 0% 2,484,936 0% 12,288 0% HARRINGTON B&K 1 0% 2,464,944 0% 1.906 0% WHITE ANITA B 1 0% 2,461,678 0% 125 0% CAMBRIDGE PAUL 1 0% 2,457,478 0% 5,818 0% 22/57 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0122753 CONFIDENTIAL SDNY_GM_00268937 EFTA01460981