EFTA01460972.pdf

USPB relationships by size tier - size tier in EUR - data in USD # % of total % total Revenue Q1 % of total Row Labels Relationships relationships CBV Q1 2015 CBVs 2015 (USD) Revenue MULDOON MICHAEL 1 0% 19,192,611 0% 6,394 0% WATSON THOMAS J 1 0% 19.066,066 0% 67,303 0% COLLINS GILBERT I 1 0% 18,778,441 0% 28,176 0% CASTAGNA FRANK 1 0% 18,743,901 0% 86,534 0% MHL REINSURANCE LTD 1 0% 18,696,627 0% 9,807 0% SUSSEK JOHN 1 0% 18,590,604 0% 32,601 0% MCGRAW LOIS S 1 0% 18,430,719 0% 7,339 0% NATIONAL HOCKEY LEA 1 0% 18,383,838 0% 51,525 0% LANE 1 0% 18,298,628 0% 24,745 0% FEAVEL DAVID 1 0% 18,257,403 0% 50,864 0% SARKAR SOUMYO 1 0% 18,153,500 0% 30,607 0% PETERSEN JOHN 1 0% 18,097,783 0% 14,930 0% MARINE MILITARY ACA 1 0% 18,087,873 0% 29,967 0% PORTER CARLA VOLPE 1 0% 18,075,894 0% 25,112 0% YOSKOWITZ IRVING 1 0% 18,059,175 0% 24,249 0% SMALL FAMILY 1 0% 18,017,792 0% 34,235 0% BRIDGEPORT RENTAL 1 0% 17,991,672 0% 11,713 0% KRIESER KURT 1 0% 17,937,500 0% (1,248) 0% MANGUM FAMILY 1 0% 17,925,404 0% 22 0% DEGEORGE MICHAEL 1 0% 17,683,518 0% 24,036 0% BECKER SHERBURN M 1 0% 17,634,738 0% 23,557 0% SKAARUP OLE 1 0% 17,602,764 0% 1,491 0% LEE EMMITT 1 0% 17,332.958 0% 930 0% HADDIX 1 0% 17298,424 0% 0 0% BLUMENTHAL ROBERT 1 0% 17,288,103 0% 17,820 0% LUKE FAMILY 1 0% 17,219,823 0% 17,820 0% DB FOUNDATION 1 0% 17,098,510 0% 22,992 0% WOLSFELT VICTORIA C 1 0% 17,033,105 0% 29,613 0% MARTIN & BAYLEY 1 0% 17,023,336 0% 9,295 0% TIMKEN LILLIAN S 1 0% 16,885,620 0% 18,561 0% HEWITT SCHOOL 1 0% 16,871,134 0% 32,050 0% NEWELL ELIZABETH C 1 0% 16,791,665 0% 38,056 0% RIGHTWAY & CO 1 0% 16,648,363 0% 21,383 0% SACHS JAMES H 1 0% 16,580,760 0% 28,474 0% SMITH NANCY WELSH 1 0% 16,447,875 0% 1,584 0% DRAGONI JOSEPH 1 0% 16,378,060 0% 36,981 0% ROTH JACK 1 0% 16,300,428 0% 112,216 0% GRISWOLD KENNETH 1 0% 16,280,246 0% 54,349 0% CERVELLI 1 0% 16,217,000 0% 3,815 0% GREENWALD RAYMOND J 1 0% 16,208,427 0% 25,880 0% WINDSOR ADVISORY 1 0% 16,155,932 0% 10,339 0% THAYER WALTER N 1 0% 16,068,260 0% 38,586 0% DAVOL PHEBE W 1 0% 15,831,983 0% 12,795 0% MECAY ROBERT 1 0% 15,797,399 0% 75,253 0% COLGATE SB 1 0% 15,792,314 0% 14,774 0% WHITE SHAUN 1 0% 15.750,466 0% 13,608 0% VOLCKER JAMES 1 0% 15,665,659 0% 30,704 0% KENNEDY JOHN R 1 0% 15,622,481 0% 36,754 0% BUTENHOFF KURT 1 0% 15,443,106 0% 31,915 0% GOFF JOHN C 1 0% 15,431,229 0% 30,646 0% PRATT H LEE 1 0% 15,405,712 0% 29,960 0% PHOENIX INTERNATION 1 0% 15,361.886 0% (1.096) 0% VERNALDO GRAHAM 1 0% 15,340,618 0% 28,760 0% WHITE & CASE 1 0% 15,338,548 0% 32,309 0% 7/57 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0122738 CONFIDENTIAL SDNY_GM_00268922 EFTA01460972