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Active: D5: Procedural Violations D6: Institutional Capture P19: Communication Patterns D4: Geographic Coordination V15: Financial Verification Clear all
email DataSet-10
EFTA01416539
EFTA01416539.pdf
Subject: Re: trading meetin From: Richard Kahn Date: Wed, 19 Jul 2017 15:44:48 -0400 To: Stewart Oldfield ‹ > yes going to try to run again tomorrow as this week is week 1 of m…
V15 D6 D5 P19 D4
email DataSet-10
EFTA01352541
EFTA01352541.pdf
Subject: RE: DB cash From: Stewart Oldfield Date: Mon, 26 Feb 2018 12:41:08 -0500 To: Richard Kahn a> I'm still not getting anywhere useful with this, but I'm still working on it. Have you tried usi…
V15 D4 D6 D5 P19
email DataSet-10
EFTA01423425
EFTA01423425.pdf
Subject: RE: trading meeting [C] From: Vahe Stepanian Date: Fri, 25 Aug 2017 15:04:40 -0400 To: Richard Kahn Cc: Stewart Oldfield Liam Osullivan Classification: Confidential Rich — please find …
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email DataSet-9
EFTA00852106
EFTA00852106.pdf
From: "jeffrey E." To: Subject: Fwd: Euro Wires [C] Date: Tue, 07 Jul 2015 14:14:09 +0000 Forwarded messa e --- From: Richard Kahn Date: Tuesday, July 7, 2015 Subject: Fwd:…
V15 D4 P19 D6 D5
email DataSet-10
EFTA01413433
EFTA01413433.pdf
Subject: Re: trading meetin From: Richard Kahn Date: Wed, 12 Jul 2017 16:48:22 -0400 To: Stewart Oldfield ‹ > 8/3 is best for us Richard Kahn HBRK Associates Inc. 575 Lexington…
V15 D4 D6 D5 P19
email DataSet-11
EFTA02478600
EFTA02478600.pdf
From: jeffrey E. Sent: Wednesday, November 25, 2015 3:39 PM To: Richard Kahn Subject: …
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email DataSet-10
EFTA01428090
EFTA01428090.pdf
Subject: RE: trading meeting [C] From: Stewart Oldfield Date: Tue, 05 Sep 2017 15:21:41 -0400 To: Davide-A Sferrazza Cc: Liam Osullivan Vahe Stepanian Davide, Are these ready to go out? Th…
V15 D6 D4 D5 P19
email DataSet-10
EFTA01352532
EFTA01352532.pdf
Subject: Re: DB cash From: Richard Kahn ‹ > Date: Tue, 06 Feb 2018 13:13:08 -0500 To: Stewart Oldfield ‹ > thank you Richard Kahn HBRK Associates Inc. 5…
V15 D4 P19 D6 D5
email DataSet-10
EFTA01416106
EFTA01416106.pdf
Subject: RE: trading meeting [C] [I] From: Stewart Oldfield Date: Tue, 05 Sep 2017 15:31:13 -0400 To: Davide-A Sferrazza Cc: Liam Osullivan < Vahe Stepanian Thanks From: Davide-A Sferrazza S…
V15 D6 D4 P19 D5
email DataSet-10
EFTA01418095
EFTA01418095.pdf
Subject: FW: trading meetin [C] [I] From: Vahe Stepanian Date: Thu, 31 Aug 2017 15:14:49 -0400 To: Stewart Oldfield < =.• Classification: For internal use only FYI — may be wor…
V15 D6 D4 D5 P19
email DataSet-10
EFTA01424385
EFTA01424385.pdf
Subject: RE: trading meeting From: Stewart Oldfield Date: Wed, 19 Jul 2017 17:20:35 -0400 To: Richard Kahn ffi > I did. If he's right, sounds like a very cool opportunity all aro…
V15 D6 D5 P19 D4
email DataSet-10
EFTA01352521
EFTA01352521.pdf
Subject: RE: DB cash From: Stewart Oldfield Date: Tue, 06 Feb 2018 12:49:07 -0500 To: Richard Kahn a> Ugh, sorry. I know it's frustrating. Will stay on top of it. Thanks for letting me know …
V15 D6 D4 D5 P19
email DataSet-10
EFTA01415199
EFTA01415199.pdf
Subject: RE: CDD Form to of good standing [C] [I] From: Bradley Gillin Date: Tue, 24 Jul o :linitlaTorofloTo To: Vijay-A Sawant Cc: Stewart Oldfield Classification: For intern…
V15 D5 D4 P19 D6
email DataSet-10
EFTA01422243
EFTA01422243.pdf
Subject: RE: trading meeting [C] From: Vahe Stepanian Date: Mon, 28 Aug 2017 12:55:03 -0400 To: Richard Kahn Cc: Stewart Oldfield Liam Osullivan Classification: Confidential Sounds good. I'm go…
V15 D6 D4 D5 P19
email DataSet-10
EFTA01433234
EFTA01433234.pdf
Subject: Re: trading meetin From: Richard Kahn Date: Fri, 25 Aug 2017 11:06:38 -0400 To: Stewart Oldfield ‹ > i just found out that our new hire will be out that week...dram…
V15 D6 D4 D5 P19
email DataSet-10
EFTA01432994
EFTA01432994.pdf
Subject: Re: Rothschild [C] From: Richard Kahn Date: Tue, 23 May 2017 06:18:15 -0400 To: Tazia Smith Cc: Stewart Oldfield Vahe Stepanian Matt Glassman Delores Rubin Any update on bid ask…
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email DataSet-10
EFTA01352621
EFTA01352621.pdf
Subject: FW: DB cash From: Stewart Oldfield Subject: Re: DB cash are you free for a call? if so please call my office thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floo…
V15 D4 P19 D6 D5
email DataSet-10
EFTA01415027
EFTA01415027.pdf
Subject: Re: trading meetin From: Richard Kahn Date: Wed, 19 Jul 2017 17:19:31 -0400 To: Stewart Oldfield ‹ > i may be faster but your mind has a lot more capacity..did you spea…
V15 D6 D5 P19 D4
email DataSet-10
EFTA01428055
EFTA01428055.pdf
Subject: Re: trading meetin From: Richard Kahn Date: Wed, 19 Jul 2017 17:33:46 -0400 To: Stewart Oldfield ‹ > yes will be good for everyone thank you Richard Kahn HBRK Associa…
V15 D6 D5 P19 D4
email DataSet-10
EFTA01268504
EFTA01268504.pdf
From: Sent: Friday, July 10, 2020 3:01 PM To: (USANYS) < Cc: (NY) (FBI) < >; …
D6 P19 D4 V15 D5
email DataSet-10
EFTA01424976
EFTA01424976.pdf
Subject: RE: CDD Forms and Pr tanee certificate of good standing [C] [I] From: Vijay-A Sawant < Date: Wed, 25 Jul 2 To: Bradley Gillin Cc: Stewart Oldfiel Many thanks for the revised CDD form, Brad.…
V15 D5 D4 P19 D6
email DataSet-10
EFTA01421879
EFTA01421879.pdf
Subject: RE: trading meeting From: Stewart Oldfield Date: Wed, 12 Jul 2017 18:34:31 -0400 To: Richard Kahn a> Lemme check and come back to you tmw. Any time preference? From: Richard Kahn [mai…
V15 D6 D5 D4 P19
email DataSet-10
EFTA01416529
EFTA01416529.pdf
Subject: Re: trading meetin From: Richard Kahn Date: Wed, 12 Jul 2017 21:09:12 -0400 To: Stewart Oldfield ‹ > 9 or 10amthanks Richard Kahn HBRK Associates Inc. 575 Lexington …
V15 D6 D4 D5 P19
email DataSet-10
EFTA01426443
EFTA01426443.pdf
Subject: RE: Trade Report 7/13/2017 [C] From: Vahe Stepanian Date: Wed, 26 Jul 2017 15:04:43 -0400 To: Richard Kahn Cc: Darren Indyke Jeanne Brennan Stewart Oldfield Liam Osullivan Clas…
D5 V15 D6 P19 D4
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