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D7: First Voices ✕
D5: Procedural Violations ✕
P21: Financial Networks ✕
P20: Employee Networks ✕
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unknown
DataSet-10
EFTA01390245
EFTA01390245.pdf
GLDUS138 Ian Slone
General Partner, in its sole discretion, determines that it is in the best interests of the Partnership in light of
relevant rules, regulations and administrat…
P21
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DataSet-10
EFTA01393170
EFTA01393170.pdf
than a whole number of shares, of the underlying security
is issued. The adjustment panel has discretion to make
exceptions to the general rules described above.
EXAMPLE: Before a 2 for 1 …
D7
P21
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unknown
DataSet-10
EFTA01389457
EFTA01389457.pdf
GLDUS133 Georgetown University Endowment
General Partner, in its sole discretion, determines that it is in the best interests of the Partnership in light of
relevant rules, regul…
P21
D2
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unknown
DataSet-10
EFTA01394304
EFTA01394304.pdf
GLDUS1 29 OF Enterpnses
General Partner, in its sole discretion, determines that it is in the best interests of the Partnership in light of
relevant rules, regulations and admini…
P21
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unknown
DataSet-10
EFTA01389884
EFTA01389884.pdf
GLDUS132 EverWatch Financial
General Partner, in its sole discretion, determines that it is in the best interests of the Partnership in light of
relevant rules, regulations and a…
P21
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unknown
DataSet-10
EFTA01392155
EFTA01392155.pdf
GLOUS144 Glenn Warren
General Partner, in its sole discretion, determines that it is in the best interests of the Partnership in light of
relevant rules, regulations and administ…
P21
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unknown
DataSet-10
EFTA01391489
EFTA01391489.pdf
GLDUS124 BBR Partners
General Partner, in its sole discretion, determines that it is in the best interests of the Partnership in light of
relevant rules, regulations and administ…
P21
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unknown
DataSet-10
EFTA01391826
EFTA01391826.pdf
GLDUS142 Ironsides Asset Mgmt
General Partner, in its sole discretion, determines that it is in the best interests of the Partnership in light of
relevant rules, regulations and …
P21
D2
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unknown
DataSet-10
EFTA01353498
EFTA01353498.pdf
than a whole number of shares, of the underlying security
is issued. The adjustment panel has discretion to make
exceptions to the general rules described above.
EXAMPLE: Before a 2 for 1 …
D7
P21
P20
D3
D5
unknown
DataSet-10
EFTA01354367
EFTA01354367.pdf
GLOUS143 Henry Nicholas
General Partner, in its sole discretion, determines that it is in the best interests of the Partnership in light of
relevant rules, regulations and admini…
P21
D2
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