…established. Examples of legal entities include general partnerships, corporations, foundations and trusts. Any legal entity that enters into a financial transaction may require a CIC1, as will other market participants (such as reference entities, regulators, exchanges, utilities and registrars). Clients…
…concealed the true nature of financial transactions of the Defendant Entities from Plaintiffs and the Class. 109. Presently, Epstein and the Defendant Entities continue to conceal the true nature of financial transactions from banks, financial institutions and current investors of…
…20161 Below attached is the High Risk Media Policy for Financial and Non-Financial Transactions. • TAG must check that the individual who signed call back stamp as recipient is listed in the "To" or "Cc" line of the email attached…
…but a part of it would be relaxed. While the sanctions that restrict the Iranian ability to sell their oil and conduct normal financial transactions would not be touched, the Iranians would be allowed to access perhaps as much as…
…financial instruments received by us by way of collateral under a security collateral arrangement between you and us; -- "Securities Financing Transactions Regulation" means Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on…
…SOUTHERN FINANCIAL LLC EFTA01410611 Activity Summary (All amounts shown are in base currency) Credits Securities Securities Bought Securities Sold Total Securities Dividends and Interest Distributions Fees Taxes Withheld Other Cash Withdrawals Deposits Total Cash Money Market Funds Total Credits Transactions…
…3,625,906.17 USD Page 17 of 23 B0100242CSF30016 Account Number: SOUTHERN FINANCIAL LLC EFTA01467251 Transactions by Type of Activity (continued) Process/ Settlement Date Trade/ Transaction Date Activity Type Dividends and Interest 01/15/14 01/27/14 01…
…LLC Deposit Transactions 10/18/2013 783195.73 Customer Name: Prytanee, LLC (1 record) 97882.14 - PRYTANEE, LLC Deposit Transactions 1/20/2017 97882.14 Customer Name: Southern Financial LLC (6 records) 1.1795970156E8 - SOUTHERN FINANCIAL LLC Brokerage Advisory 10…
…FINANCIAL LLC EFTA01470108 Activity Summary (All amounts shown are in base currency) Credits Securities Securities Bought Securities Sold Total Securities Dividends and Interest Distributions Fees Cash Withdrawals Deposits Total Cash FDIC Insured Bank Deposits M…
…023804 EFTA01405483 SOUTHERN FINANCIAL LLC EFTA01405484 Statement Period: 12/01/2014 - 12/31/2014 Schedule of Realized Gains and Losses Current Period Description Disposition Date Long Term 12/23/14 Acquisition Date 12/13/13 * Dispos…
…attachments, if any, should not in any manner be construed as an offer or a solicitation for purchase or sale of any financial product or transaction on behalf of DB Centre or as personal or general investment advice. Without limitation…
…Inc. Date Opened Status Owner 3/31/2017 Verified Banking STP Processing 3/13/2017 Verified 3/8/2017 3/8/2017 3/2/2017 GTO - Banking (Financial) Killed Killed Transactions Killed Killed Transactions Verified EFTA01428849 GTO - Banking (NonFinancial) Annual…
…listed options transactions are generally cleared through JPMCC, a wholly owned subsidiary of JPMS. Please see "Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory…
…listed options transactions are generally cleared through JPMCC, a wholly owned subsidiary of 3PMS. Please see "Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory…
…listed options transactions are generally cleared through JPMCC, a wholly owned subsidiary of 3PMS. Please see "Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory…
…listed options transactions are generally cleared through JPMCC, a wholly owned subsidiary of 3PMS. Please see "Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory…
…listed options transactions are generally cleared through JPMCC, a wholly owned subsidiary of 3PMS. Please see "Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory…
…listed options transactions are generally cleared through JPMCC, a wholly owned subsidiary of 3PMS. Please see "Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory…
…listed options transactions are generally cleared through JPMCC, a wholly owned subsidiary of 3PMS. Please see "Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory…
…listed options transactions are generally cleared through JPMCC, a wholly owned subsidiary of 3PMS. Please see "Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory…