…Policy for Financial and Non-Financial 'transactions Snlittine Transaction • Transaction approvers must ensure that an instruction is not being split to avoid a control or policy requirement. • Prior to approving a transaction, TAG must check if any other transactions have…
…in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be…
…According to newspaper Estado de Sao Paulo, Rousseff has not given up on the CPMF tax idea, and allegedly wants to convince Congress to propose reinstating the tax on financial transactions. According to the same source, some congressmen of the…
…to newspaper Estado de Sio Paulo, Rousseff has not given up on the CPMF tax idea, and allegedly wants to convince Congress to propose reinstating the tax on financial transactions. According to the same source, some congressmen of the ruling…
…Form J.P.Morgan (0) 'AMONG; DEPOSIT and other financial lastrtution transactions. General authority to act in my name (in my irvedual wacity or in any other capacity that I may hold) and do ail acts that a principal could…
…Capital Management Highbridge - Financial Trust Co. 1/1/2006 to 9/30/2006 CURRENCY: BROKER: EUROPEAN MONETARY UNIT CREDIT-SUISSE FIRST BOSTON Qty Trx. Num 12582066 Trade Date Trx. Type 08/25/05 BUY Opening Transaction Local Proceeds FX Rate…
…M lAnc: I I 2006 to 9102006 Mandl* Capita/ Ntaantatent IllglibrIdge - Financial Trust Co. Page: 8 …
…N Opening transaction (lacing Transaction Realized I',el. Trade Trx. Local Functional 'trade Ira. …
Fund: I fighlwidge • Financial Tnnl Co. REALIZED GAIN/LOSS REPORT Ds: 10'1606 4:2320…
…I 7006 to 9342006 HA/Abridge Capita/ Management Illaltbridte - Financial Trust Co. Page: 4 of 17 …
Fund: I fighlwidsc • Financial Tnnl Co. REALIZED GAIN/LOSS REPORT Nee: 10'1606 4:…
Fund: I fighbridge - Financial Irmo Co. REALIZED GAIN/LOSS REPORT Datc: 10164)6 4:2320…
Fund: I fighlwidgc • Financial Tnnl Co. REALIZED GAIN/LOSS REPORT Duo: 101606 …
…Expanded to cover third party derivative transactions. Cross Default has been made bilateral and Threshold has been amended3 ATEs have been amended Payee tax representations — Southern Trust Company Inc — Retained W9 and US rep. Southern Financial LLC — Since this is…
GLOUS238 SOUTHERN FINANCIAL LLC iCapital Advisors, LLC Form ADV Part 2A and may perform in ways unanticipated by a Fund's Sub-Adviser or an Underlying Fund Manager. In addition to the risks of an adverse change in the value…
Page: 21 Document Name: untitled BANK: 01 PROD 335W •TRANSACTION HISTORY BY ACCOUNT• 15:02 10/29/09 TRAN ACCOUNT POST DAT RECD ENT NO 01 OF 06 TTBI Q30171005 10/27/2009 09105079133770 SHORT TITLE: FINANCIAL TRUST COMPANY INC …
GLDUS132 EverVVatch Financial iCapital Advisors, LLC Form ADV Part 2A of default risk and may be less liquid than higher-rated bonds. These securities may be subject to greater price volatility due to such factors as specific corporate developments, interest…
…Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories…
GLOUS238 SOUTHERN FINANCIAL LLC iCapital Advisors, LLC Form ADV Part 2A of default risk and may be less liquid than higher-rated bonds. These securities may be subject to greater price volatility due to such factors as specific corporate developments…
…Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories…
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