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EFTA01387685.pdf PDF

DataSet-10 EFTA01387685 1 pg

Following the call yesterday we have attached an example termsheet for a correlation swap. We have also looked at 2 historical periods where USDZAR-EURZAR correlation realized at significantly lower levels, during 2010-2011 and 2015. Overlaying the realized correlation…

EFTA01371558.pdf PDF

DataSet-10 EFTA01371558 1 pg

following week? Thanks Sent: Tuesday, July 11, 2017 1:17 PM To: Stewart Oldfield Subject: Re: trading …

EFTA01388787.pdf PDF

DataSet-10 EFTA01388787 1 pg

Following are list of required items • Confirm whether material changes to account or not & RP's identified above are correct? • Fincen CDD form required, attached blank form for reference Acct Holder & Authorized Signatory Joint Acct Holder …

EFTA01372209.pdf PDF

DataSet-10 EFTA01372209 1 pg

Trust following receipt of any such monthly accounting, the Manager shall provide STC with all documentation giving rise to such receipts, revenues, costs, expenses and liabilities. The accounting of the books of the Company shall be kept on the method…

EFTA01379275.pdf PDF

DataSet-10 EFTA01379275 1 pg

The following account had three consecutive statement return occurrences. The account will be placed in Suspended Balance Ledger (SBL) status on March 5,2019 if a new address is not made to FIS before that time. No hard copy statements…

EFTA01369223.pdf PDF

DataSet-10 EFTA01369223 1 pg

Bella — following up per guidance from our ops folks. Can you please confirm these are USD instructions? If so, there seems to be a US corresponding bank missing. Please let …

EFTA01383643.pdf PDF

DataSet-10 EFTA01383643 1 pg

Just following up on the below. Thanks! Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bar* Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue 10154-O004 New York. NY. USA Tel. Fa…

EFTA01370571.pdf PDF

DataSet-10 EFTA01370571 1 pg

Trust following receipt of any such monthly accounting, the Manager shall provide STC with all documentation giving rise to such receipts, revenues, costs, expenses and liabilities. The accounting of the books of the Company shall be kept on the method…

EFTA01368068.pdf PDF

DataSet-10 EFTA01368068 1 pg

The following scenarios are examples of structuring. Examples of Structured Transactions 1. John has $15,000 in cash he obtained from selling his truck. John knows that if he deposits$15,000 in cash, his financial institutio…

EFTA01363109.pdf PDF

DataSet-10 EFTA01363109 1 pg

The following KYC's are being assigned to you. Please review and comment, edit where necessary. The Volcker needs to be completed for all required parties. Please review PEP classification on all parties. Please review the research on checklist and…

EFTA01393169.pdf PDF

DataSet-10 EFTA01393169 1 pg

The following language is inserted immediately fol- lowing the last paragraph on page 22 of the Booklet. The following is a description of certain special fea- tures of binary stock options: As in the case of other stock options, the…

EFTA01373997.pdf PDF

DataSet-10 EFTA01373997 1 pg

Trust following receipt of any such monthly accounting, the Manager shall provide STC with all documentation giving rise to such receipts, revenues, costs, expenses and liabilities. The accounting of the books of the Company shall be kept on the method…

EFTA01353501.pdf PDF

DataSet-10 EFTA01353501 1 pg

The following example is inserted immediately fol- lowing the example at the bottom of page 63 of the Booklet: EXAMPLE: An Investor receives a premium of $4 for writing a binary call option on XYZ security that has an exercise…

EFTA01378606.pdf PDF

DataSet-10 EFTA01378606 1 pg

Trust following receipt of any such monthly accounting, the Manager shall provide STC with all documentation giving rise to such receipts, revenues, costs, expenses and liabilities. The accounting of the books of the Company shall be kept on the method…

EFTA01353495.pdf PDF

DataSet-10 EFTA01353495 1 pg

The following paragraphs are inserted following the cany-over paragraph at the top of page 10 of the Booklet: In the case of a binary option, the cash settlement amount is determined by the relevant listing options mar- ket and…

EFTA01364174.pdf PDF

DataSet-10 EFTA01364174 1 pg

Trust following receipt of any such monthly accounting, the Manager shall provide STC with all documentation giving rise to such receipts, revenues, costs, expenses and liabilities. The accounting of the books of the Company shall be kept on the method…

EFTA01346024.pdf PDF

DataSet-10 EFTA01346024 1 pg

The following scenarios are examples of structuring. Examples of Structured Transactions 1. John has $15,000 in cash he obtained from selling his truck. John knows that if he deposits$15,000 in cash, his financial institutio…

EFTA02021060.pdf PDF

DataSet-10 EFTA02021060 1 pg

The = deal idea following today=B4s meeting: Create two classes of shares: = Full voting A shares for me 49%, and non voting B shares for them. The B = shares have the characteristics of debt only. The company =…

EFTA01404974.pdf PDF

DataSet-10 EFTA01404974 1 pg

Subject: The following case that you have created has been closed. From: Komal Shahani < Date: Mon, 04 Nov 2013 11:44:59 -0500 To: Amanda Kirby The following case that you have created has been closed. Case Number: 01146494…

EFTA01404934.pdf PDF

DataSet-10 EFTA01404934 1 pg

Subject: The following case that you have created has been closed. From: Dhruv Yadav < M> Date: Fri, 13 Sep 2013 16:16:46 -0400 To: Amanda Kirby < The following case that you have created has been closed. Case…

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