DataSet-10
EFTA01387685
1 pg
Following the call yesterday we have attached an example termsheet for a correlation swap.
We have also looked at 2 historical periods where USDZAR-EURZAR correlation realized at significantly lower levels,
during 2010-2011 and 2015. Overlaying the realized correlation…
DataSet-10
EFTA01371558
1 pg
following
week? Thanks
Sent: Tuesday, July 11,
2017 1:17 PM
To: Stewart Oldfield
Subject: Re: trading
…
DataSet-10
EFTA01388787
1 pg
Following are list of required items
• Confirm whether material changes to account or not & RP's identified above are
correct?
• Fincen CDD form required, attached blank form for reference
Acct Holder & Authorized Signatory
Joint Acct Holder …
DataSet-10
EFTA01372209
1 pg
Trust following receipt of any such monthly accounting, the Manager shall
provide STC with all documentation giving rise to such receipts, revenues, costs,
expenses and liabilities. The accounting of the books of the Company shall be
kept on the method…
DataSet-10
EFTA01379275
1 pg
The following account had three consecutive statement return occurrences. The account will
be placed in Suspended Balance Ledger (SBL) status on March 5,2019 if a new address is
not made to FIS before that time. No hard copy statements…
DataSet-10
EFTA01369223
1 pg
Bella — following up per guidance from
our ops folks. Can you please confirm
these are USD instructions?
If so, there seems to be a US
corresponding bank missing. Please let
…
DataSet-10
EFTA01383643
1 pg
Just following up on the below. Thanks!
Kind regards,
Cynthia Rodriguez
Cynthia Rodriguez
Assistant Vice President
Deutsche Bar* Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue 10154-O004 New York. NY. USA
Tel.
Fa…
DataSet-10
EFTA01370571
1 pg
Trust following receipt of any such monthly accounting, the Manager shall
provide STC with all documentation giving rise to such receipts, revenues, costs,
expenses and liabilities. The accounting of the books of the Company shall be
kept on the method…
DataSet-10
EFTA01368068
1 pg
The following scenarios are examples of structuring.
Examples of Structured Transactions
1. John has $15,000 in cash he obtained from selling his
truck. John knows that if he deposits$15,000 in cash, his
financial institutio…
DataSet-10
EFTA01363109
1 pg
The following KYC's are being assigned to you. Please review and comment, edit where necessary. The Volcker needs to
be completed for all required parties. Please review PEP classification on all parties. Please review the research on
checklist and…
DataSet-10
EFTA01393169
1 pg
The following language is inserted immediately fol-
lowing the last paragraph on page 22 of the Booklet.
The following is a description of certain special fea-
tures of binary stock options:
As in the case of other stock options, the…
DataSet-10
EFTA01373997
1 pg
Trust following receipt of any such monthly accounting, the Manager shall
provide STC with all documentation giving rise to such receipts, revenues, costs,
expenses and liabilities. The accounting of the books of the Company shall be
kept on the method…
DataSet-10
EFTA01353501
1 pg
The following example is inserted immediately fol-
lowing the example at the bottom of page 63 of the
Booklet:
EXAMPLE: An Investor receives a premium of $4
for writing a binary call option on XYZ security that has an
exercise…
DataSet-10
EFTA01378606
1 pg
Trust following receipt of any such monthly accounting, the Manager shall
provide STC with all documentation giving rise to such receipts, revenues, costs,
expenses and liabilities. The accounting of the books of the Company shall be
kept on the method…
DataSet-10
EFTA01353495
1 pg
The following paragraphs are inserted following the
cany-over paragraph at the top of page 10 of the Booklet:
In the case of a binary option, the cash settlement
amount is determined by the relevant listing options mar-
ket and…
DataSet-10
EFTA01364174
1 pg
Trust following receipt of any such monthly accounting, the Manager shall
provide STC with all documentation giving rise to such receipts, revenues, costs,
expenses and liabilities. The accounting of the books of the Company shall be
kept on the method…
DataSet-10
EFTA01346024
1 pg
The following scenarios are examples of structuring.
Examples of Structured Transactions
1. John has $15,000 in cash he obtained from selling his
truck. John knows that if he deposits$15,000 in cash, his
financial institutio…
DataSet-10
EFTA02021060
1 pg
The = deal idea following today=B4s meeting:
Create two classes of shares: = Full voting A shares for me 49%, and non voting B shares for
them. The B = shares have the characteristics of debt only.
The company =…
DataSet-10
EFTA01404974
1 pg
Subject: The following case that you have created has been closed.
From: Komal Shahani <
Date: Mon, 04 Nov 2013 11:44:59 -0500
To: Amanda Kirby
The following case that you have created has been closed.
Case Number: 01146494…
DataSet-10
EFTA01404934
1 pg
Subject: The following case that you have created has been closed.
From: Dhruv Yadav < M>
Date: Fri, 13 Sep 2013 16:16:46 -0400
To: Amanda Kirby <
The following case that you have created has been closed.
Case…
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