referrals/introducers). 8. What was the client's rationale for establishing the relationship? Why did the client open their account with DB? Bearer Shares Sales Response 9. Are you aware if the client, or any entity in the client's…
…Other options hav- ing automatic exercise provisions may be introduced for trading in the future. The rules of the options markets generally limit the total number of puts or calls on the same underlying interest that a single investor or…
…Iij ' I initiated discussions with 1 investor, who I believe is also a good candidate to introduce others for this kind of deal if he can't do it. I believe this is the best first step. I prepared a…
…Kahn Subject: Re: Brief update I initiated discussions with 1 investor, who I believe is also a good candidate to introduce others for this kind of deal if he can't do it. I believe this is the best first…
…It is possible that another cur- rency will be the settlement currency for some options introduced in the future. The manner of determining the exercise settlement value for a particular option series is fixed by the op- tions market on…
…It is possible that another cur- rency will be the settlement currency for some options introduced in the future. The manner of determining the exercise settlement value for a particular option series is fixed by the op- tions market on…
…Subject to regulatory ap- proval. trading in index options whose exercise prices or premiums are expressed in a foreign currency may be introduced in the future. The total exercise price for a single option is the stated exercise price multiplied…
…trial. • The case team did not separately photograph the evidence in the warehouse after the completion of the searches because we elected to mark and introduce any relevant physical exhibits themselves a physical exhibit at trial. • If this refers to…
…see the "Range Option" definition below). Exercise prices for each options series (except for series of delayed start options) are established by the options market on which that series is traded at the time trading in the series is introduced…
…If known, how was the relationship originally established? Choose one: Intermediary-agent (please detail) DB group referral Targeted business Unsolicited approach by client (including non-DB referrals/- introducers). 8. What was the client's rationale for establishing the relationship? Why…
…Booklet A delayed start option is an option that does not have an exercise price when first introduced for trading but instead has an exercise price setting formula pursu- ant to which the exercise price will be fixed on a…
…known, how was the relationship originally established? Choose one: Intermediary-agent (please detail) EFTA01409885 DB group referral Targeted business Unsolicited approach by client (including non-DB referrals/- introduce
…If known, how was the relationship originally established? Choose one: Intermediary-agent (please detail) DB group referral Targeted business Unsolicited approach by client (including non-DB referrals/- introducers). 8. What was the client's rationale for establishing the relationship? Why…
…or 11% on gross sale proceeds, whichever is lower, was also introduced. Income double tax treaties do provide an exemption from capital gain tax on disposal of KTBs and MSBs by non-residents. Deutsche Bank is not a qualified tax…
…If known, how was the relationship originally established? Choose one: Intermediary-agent (please detail) DB group referral Targeted business Unsolicited approach by client (including non-DB referrals/- introducers). …
…If known, how was the relationship originally established? Choose one: Intermediary-agent (please detail) DB group referral Targeted business Unsolicited approach by client (including non-DB referrals/- introducers). 8. What was the client's rationale for establishing the relationship? Why…
…known, how was the relationship originally established? Choose one: EFTA01410452 Intermediary-agent (please detail) DB group referral Targeted business Unsolicited approach by client (including non-DB referrals/- introduce
…If known, how was the relationship originally established? Choose one: Intermediary-agent (please detail) DB group referral Targeted business Unsolicited approach by client (including non-DB referrals/- introducers). 8. What was the client's rationale for establishing the relationship? Why…
…and 2 sending police () to my family home . . . U introduced children and family into this mix." f. On or about October 8, 2020 (confirm), Victim-1 received approximately 80 text messages from DENNIS that were directed both at Victim-1…
…pen register information for a cellphone. As grounds for this Application the Government relies on the following facts and authorities. I. Introduction I. I am an Assistant United States Attorney in the U.S. Attorney's Office for the Southern…