DataSet-10
EFTA01480448
1 pg
Industry Code: Investors (Misc.)
The Business Type is the industry in which the NAIC Code: 6799
client derives the majority of its income.
'Trans.akin Profile/Expected Account Activity
What is the
purpose/intended use of
this account?
Please check…
DataSet-10
EFTA01393108
1 pg
…underlying shares or the exercise price, or
both.
EXAMPLE: An investor bought an XYZ 60 op-
tion—either a call or a put—and XYZ Corporation sub-
sequently effected a 3 for 2 stock distribution. Instead
of covering 100 shares…
DataSet-10
EFTA01385517
1 pg
…5000p tgt, 29% upside
• We expect new long-term targets to help rebuild investor
Bull/bear case: blue sky yields almost 45% upside
confidence. We expect these targets to reassure that Shire can continue to
…
DataSet-10
EFTA01340301
1 pg
…ONLY US99s 7,99
Ti tle Financial Trust Company. Inc.
SPN 'ax k k k 7>
DataSet-10
EFTA01353418
1 pg
…underlying shares or the exercise price, or
both.
EXAMPLE: An investor bought an XYZ 60 op-
tion—either a call or a put—and XYZ Corporation sub-
sequently effected a 3 for 2 stock distribution. Instead
of covering 100 shares…
DataSet-10
EFTA01376189
1 pg
…
(B) a Transfer Certificate; and
(C) in the case of a transfer of a Subordinated Note to an Accredited
Investor that is not also a Qualified Institutional Buyer, an opinion of counsel that
such transfer would not be required to…
DataSet-10
EFTA01385472
1 pg
…and
Yi Xiang, the following outlook offers
Striving for a new growth model
investors analysis of China's key
China faces some structural challenges…
DataSet-10
EFTA01376186
1 pg
…ERISA Limited Securities held
by Benefit Plan Investors or Controlling Persons and (y) Subordinated Notes held by Accredited
Investors may only be held in the form of Definitive Securities.
(h) This Section 2.2(h) shall apply only to Global…
DataSet-10
EFTA01379914
1 pg
… "George Olah -Chief
Financial Officer
Brian Murphy - Director of Investor Relations
Nour Daoud
Chris and Lyle founders
Bill Huger
It
Normal False Normal
M2O Incorporated "515 South Figueroa Street
Suit…
DataSet-10
EFTA01374064
1 pg
…MSCI date is as ol January 1, 1998) and reflects the deduction of the vehicle's actual fees and expenses during the period shown,
including the deduction of a 1% management fee charged lo investors prior to March 1, 2004…
DataSet-10
EFTA01374182
1 pg
…MSCI data is as Of January 1. 1998) and reflects the deduction of the vehicle's actual fees and expenses during the period shown,
including the deduction of a 1% management fee charged lo investors prior to March 1, 2004…
DataSet-10
EFTA01376326
1 pg
…of the entity's underlying assets, unless it is established that the entity is an "operating company" or
that equity participation in the entity by Benefit Plan Investors is not -significant." Under the Plan Asset
Regulation, an "equity interest" means…
DataSet-10
EFTA01383126
1 pg
…parties.
In order to accurately and efficiently conduct each fund's investment program. we must collect and
maintain certain non-public information about you and the fund's other investors. We understand that it is
our obligation to maintain the…
DataSet-10
EFTA01386152
1 pg
…MSCI data is as of January 1. 1998) and reflects the deduction of the vehicle's actual lees ard expenses during the period shown,
including the deduction of a 1% management fee charged lo investors prior lo March 1, 2004…
DataSet-10
EFTA01393589
1 pg
…See -Borrowing."
Offering; Investment in the Limited partner interests of the Access Fund (-Interests") are being
Access Fund offered and sold in a private placement to certain U.S. investors
(-Limited Partners", and, together with the General Partner,
…
DataSet-10
EFTA01391691
1 pg
…See -Borrowing."
Offering; Investment in the Limited partner interests of the Access Fund (-Interests") are being
Access Fund offered and sold in a private placement to certain U.S. investors
(-Limited Partners", and, together with the General Partner,
…
DataSet-10
EFTA01382375
1 pg
…beneficially owns at least 10% of our then-outstanding common
stock, but does not have a representative (whether an Albertsons Investor Designee or otherwise) on our board of directors, such
Sponsor shall have the right to appoint one observer to…
DataSet-10
EFTA01376190
1 pg
…
(B) a Transfer Certificate; and
(C) in the case of a transfer of a Subordinated Note to an Accredited
Investor that is not also a Qualified Institutional Buyer, an opinion of counsel that
such transfer would not be required to…
DataSet-10
EFTA01390110
1 pg
…See -Borrowing."
Offering; Investment in the Limited partner interests of the Access Fund (-Interests") are being
Access Fund offered and sold in a private placement to certain U.S. investors
(-Limited Partners", and, together with the General Partner,
…
DataSet-10
EFTA01353805
1 pg
…See -Borrowing."
Offering; Investment in the Limited partner interests of the Access Fund (-Interests") are being
Access Fund offered and sold in a private placement to certain U.S. investors
(-Limited Partners", and, together with the General Partner,
…
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