Found 140 results for “investor” in 58ms

EFTA01480448.pdf PDF

DataSet-10 EFTA01480448 1 pg

Industry Code: Investors (Misc.) The Business Type is the industry in which the NAIC Code: 6799 client derives the majority of its income. 'Trans.akin Profile/Expected Account Activity What is the purpose/intended use of this account? Please check…

EFTA01393108.pdf PDF

DataSet-10 EFTA01393108 1 pg

…underlying shares or the exercise price, or both. EXAMPLE: An investor bought an XYZ 60 op- tion—either a call or a put—and XYZ Corporation sub- sequently effected a 3 for 2 stock distribution. Instead of covering 100 shares…

EFTA01385517.pdf PDF

DataSet-10 EFTA01385517 1 pg

…5000p tgt, 29% upside • We expect new long-term targets to help rebuild investor Bull/bear case: blue sky yields almost 45% upside confidence. We expect these targets to reassure that Shire can continue to …

EFTA01353418.pdf PDF

DataSet-10 EFTA01353418 1 pg

…underlying shares or the exercise price, or both. EXAMPLE: An investor bought an XYZ 60 op- tion—either a call or a put—and XYZ Corporation sub- sequently effected a 3 for 2 stock distribution. Instead of covering 100 shares…

EFTA01376189.pdf PDF

DataSet-10 EFTA01376189 1 pg

… (B) a Transfer Certificate; and (C) in the case of a transfer of a Subordinated Note to an Accredited Investor that is not also a Qualified Institutional Buyer, an opinion of counsel that such transfer would not be required to…

EFTA01385472.pdf PDF

DataSet-10 EFTA01385472 1 pg

…and Yi Xiang, the following outlook offers Striving for a new growth model investors analysis of China's key China faces some structural challenges…

EFTA01376186.pdf PDF

DataSet-10 EFTA01376186 1 pg

…ERISA Limited Securities held by Benefit Plan Investors or Controlling Persons and (y) Subordinated Notes held by Accredited Investors may only be held in the form of Definitive Securities. (h) This Section 2.2(h) shall apply only to Global…

EFTA01379914.pdf PDF

DataSet-10 EFTA01379914 1 pg

… "George Olah -Chief Financial Officer Brian Murphy - Director of Investor Relations Nour Daoud Chris and Lyle founders Bill Huger It Normal False Normal M2O Incorporated "515 South Figueroa Street Suit…

EFTA01374064.pdf PDF

DataSet-10 EFTA01374064 1 pg

…MSCI date is as ol January 1, 1998) and reflects the deduction of the vehicle's actual fees and expenses during the period shown, including the deduction of a 1% management fee charged lo investors prior to March 1, 2004…

EFTA01374182.pdf PDF

DataSet-10 EFTA01374182 1 pg

…MSCI data is as Of January 1. 1998) and reflects the deduction of the vehicle's actual fees and expenses during the period shown, including the deduction of a 1% management fee charged lo investors prior to March 1, 2004…

EFTA01376326.pdf PDF

DataSet-10 EFTA01376326 1 pg

…of the entity's underlying assets, unless it is established that the entity is an "operating company" or that equity participation in the entity by Benefit Plan Investors is not -significant." Under the Plan Asset Regulation, an "equity interest" means…

EFTA01383126.pdf PDF

DataSet-10 EFTA01383126 1 pg

…parties. In order to accurately and efficiently conduct each fund's investment program. we must collect and maintain certain non-public information about you and the fund's other investors. We understand that it is our obligation to maintain the…

EFTA01386152.pdf PDF

DataSet-10 EFTA01386152 1 pg

…MSCI data is as of January 1. 1998) and reflects the deduction of the vehicle's actual lees ard expenses during the period shown, including the deduction of a 1% management fee charged lo investors prior lo March 1, 2004…

EFTA01393589.pdf PDF

DataSet-10 EFTA01393589 1 pg

…See -Borrowing." Offering; Investment in the Limited partner interests of the Access Fund (-Interests") are being Access Fund offered and sold in a private placement to certain U.S. investors (-Limited Partners", and, together with the General Partner, …

EFTA01391691.pdf PDF

DataSet-10 EFTA01391691 1 pg

…See -Borrowing." Offering; Investment in the Limited partner interests of the Access Fund (-Interests") are being Access Fund offered and sold in a private placement to certain U.S. investors (-Limited Partners", and, together with the General Partner, …

EFTA01382375.pdf PDF

DataSet-10 EFTA01382375 1 pg

…beneficially owns at least 10% of our then-outstanding common stock, but does not have a representative (whether an Albertsons Investor Designee or otherwise) on our board of directors, such Sponsor shall have the right to appoint one observer to…

EFTA01376190.pdf PDF

DataSet-10 EFTA01376190 1 pg

… (B) a Transfer Certificate; and (C) in the case of a transfer of a Subordinated Note to an Accredited Investor that is not also a Qualified Institutional Buyer, an opinion of counsel that such transfer would not be required to…

EFTA01390110.pdf PDF

DataSet-10 EFTA01390110 1 pg

…See -Borrowing." Offering; Investment in the Limited partner interests of the Access Fund (-Interests") are being Access Fund offered and sold in a private placement to certain U.S. investors (-Limited Partners", and, together with the General Partner, …

EFTA01353805.pdf PDF

DataSet-10 EFTA01353805 1 pg

…See -Borrowing." Offering; Investment in the Limited partner interests of the Access Fund (-Interests") are being Access Fund offered and sold in a private placement to certain U.S. investors (-Limited Partners", and, together with the General Partner, …

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