DataSet-11
EFTA02238041
5 pg
…Changes in rates of exchange may have an adverse effect on the value of
investments. Transactions involving financial instruments mentioned herein may
not be suitable for all investors. TOUR does not accept any liability whatsoever
for any losses (whether direct…
DataSet-11
EFTA02238082
6 pg
…Changes in rates of exchange may have an adverse effect on the value of
investments. Transactions involving financial instruments mentioned herein may
not be suitable for all investors. TOUR does not accept any liability whatsoever
for any losses (whether direct…
DataSet-11
EFTA02443933
9 pg
GREATER PACIFIC CAPITAL LTD.
PO Box 940 GT
CAYMAN FINANCIAL CENTRE. 27 HOSPITAL ROAD
GEORGE TOWN. GRAND CAYMAN. CAYMAN ISLANDS
TEL: +44 (0) 207 935 6752
David Stern
Asia Gateway Limited (China)
Rm 310,…
DataSet-11
EFTA02687149
26 pg
…02014054
EFTA02687149
Summary
• Cagera is potentially world' s biggest financial data company
- It is launching an industry owned governance Platform/Network "Byhiras" which will provide institutions with transparency and control
over their investments…
DataSet-11
EFTA02462281
3 pg
…securities broker-dealers,
mutual funds, futures commission merchants and introducing brokers in commodities ("covered financial institutions")
identify the=beneficial owners of their legal entity customers. The final rule also requires that these covered financial
institutions incorporate customer due diligence procedures into…
DataSet-11
EFTA02710577
4 pg
…for wires/ transactions; potential misappropriation of
photocopied signature by use of email.
EFTA_R1_02122766
EFTA02710578
o Transiti…
DataSet-11
EFTA02710418
4 pg
…for wires/ transactions; potential misappropriation of
photocopied signature by use of email.
EFTA_R1_02121603
EFTA02710419
o Transiti…
DataSet-11
EFTA02711179
9 pg
…Years =
ISSUES
1. Does a change in accounting method under IRC § 446 occur when Taxpayer no longer treats
certain securities transactions as "options?"
2. If a change in accounting method does occur when these transactions that were treated as…
DataSet-11
EFTA02698745
27 pg
…lead to strengthening financial
E and restructuring measures into consideration
E performance
…
DataSet-11
EFTA02246392
4 pg
…who (1) are capable of evaluating investment risks independently, both in general and with regard to all transactions and
investment strategies involving a security or securities; and (2) will exercise independent judgment in evaluating the recommendations of any
broker-dealer…
DataSet-11
EFTA02284603
3 pg
…who (1) are
capable of evaluating investment risks independently, both in general and with
regard to all transactions and investment strategies involving a security or
securities; and (2) will exercise independent judgment in evaluating the
recommendations of any broker-dealer…
DataSet-11
EFTA02256531
3 pg
…who (1) are
capable of evaluating investment risks independently, both in general and with
regard to all transactions and investment strategies involving a security or
securities; and (2) will exercise independent judgment in evaluating the
recommendations of any broker-dealer…
DataSet-11
EFTA02276219
3 pg
…who (1) are capable of evaluating investment risks
independently, both in general and with regard to all transactions and investment
strategies involving a security or securities; and (2) will exercise independent
judgment in evaluating the recommendations of any broker-dealer…
DataSet-11
EFTA02276286
4 pg
…as defined
within FINRA Rule 4512(c), who (1) are capable
of evaluating investment risks independently,
both in general and with regard to all
transactions and investment strategies involving
a security or securities; and (2) will exercise
independent judgment in…
DataSet-11
EFTA02257245
3 pg
…who (1) are capable of evaluating investment risks
independently, both in general and with regard to all transactions and investment
strategies involving a security or securities; and (2) will exercise independent
judgment in evaluating the recommendations of any broker-dealer…
DataSet-11
EFTA02276703
2 pg
…who (1) are capable
of evaluating Investment risks Independently, both in general and with regard to all transactions and
investment strategies involving a security or securities; and (2) will exercise independent judgment in
evaluating the recommendations of any broker-dealer…
DataSet-11
EFTA02275740
3 pg
…who
(1) are capable of evaluating investment risks independently, both in general and with regard to all transactions and
investment strategies involving a security or securities; and (2) will exercise independent judgment in evaluating the
recommendations of any broker-dealer…
DataSet-11
EFTA02276661
2 pg
…who
(1) are capable of evaluating investment risks independently, both in general and with regard to all transactions and
investment strategies involving a security or securities; and (2) will exercise independent judgment in evaluating the
recommendations of any broker-dealer…
DataSet-11
EFTA02276169
3 pg
…who (1) are capable
of evaluating investment risks independently, both in general and with regard to all transactions and
investment strategies involving a security or securities; and (2) will exercise independent judgment in
evaluating the recommendations of any broker-dealer…
DataSet-11
EFTA02276283
3 pg
…who
(1) are capable of evaluating investment risks independently, both
in general and with regard to all transactions and investment
strategies involving a security or securities; and (2) will exercise
…