Found 206 results for “regulatory” in 218ms

EFTA02698862.pdf PDF

DataSet-11 EFTA02698862 11 pg

…REIT ARMOUR RESIDENTIAL REIT, Inc. Company Update April 10, 2012 EFFA,1_02060150 EFTA02698862 PLEASE READ: Important Regulatory and Yield Estimate Risk Disclosures Certain statements made in this presentation regard…

EFTA02407926.pdf PDF

DataSet-11 EFTA02407926 7 pg

…the Post-Crisis Era June 25 - 26, 2010 Shanghai Forum Co-Hosts: Shanghai Municipal People's Government People's Bank of China China Banking Regulatory Commission China Securities Regulatory Commission China Insurance Regulatory Commission Forum Co-Chairmen: SHANG Fulin, Chairman…

EFTA02427481.pdf PDF

DataSet-11 EFTA02427481 2 pg

…concern is more on prop trading than size of banks or breaking them up. Dodd Bill requires the regulatory authorities to consider Volcker's proposals and bring forward options for delivering them. So more room for regulatory discretion than one…

EFTA02689933.pdf PDF

DataSet-11 EFTA02689933 67 pg

…FOR THE ADMISSION OF BANQUEs-1441144,1-ANDBHV OPPORTUNITIES FUND -I,SC4 'I 'w-ris (THE "COMPANY") TO THE OFFICIAL LIST OF SPECIALISED INVESTMENT FUND (SI F) HAS YET BEEN FILED WITH THE LUXEMBOURG REGULATORY AUTHORITY FOR THE FINANCIAL SECTOR…

EFTA02281947.pdf PDF

DataSet-11 EFTA02281947 2 pg

…communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and…

EFTA02388913.pdf PDF

DataSet-11 EFTA02388913 2 pg

…relating to this e-mail. Merrill Lynch does not provide =ax, accounting or regulatory advice. Any tax statements contained herein were not intended or written to be =sed, and cannot be used for the purpose of avoiding U.S., federal…

EFTA02683587.pdf PDF

DataSet-11 EFTA02683587 10 pg

…and valuation trends. VC Experts has compiled this intense level of data from Federal and State regulatory filings as well as strategic partners to aid in better transparency of private company information. AliphCom AKA: Jawbone, the company develops noise cancellation…

EFTA02438838.pdf PDF

DataSet-11 EFTA02438838 9 pg

…Can you describe the evolution and development of the bank over the last year, since the incorporation in China. Lighte: The knock on effects of regulatory imperatives are fascinating. For example...the regulator doesn't want to hear about lines…

EFTA02689873.pdf PDF

DataSet-11 EFTA02689873 60 pg

…THE ADMISSION OF BHV OPPORTUNITIES FUND SCA, SICAV-FIS (THE "COMPANY") TO THE OFFICIAL LIST OF SPECIALISED INVESTMENT FUND (SW) HAS YET BEEN FILED WITH THE LUXEMBOURG REGULATORY AUTHORITY FOR THE FINANCIAL SECTOR, THE COMMISSION DE SURVEILLANCE DU SECTEUR FINANCIER…

EFTA02407933.pdf PDF

DataSet-11 EFTA02407933 2 pg

…Dear Lord Mandelson, Shanghai Municipal People's Government, People's Bank of China, China Banking Regulatory Commission, China Securities Regulatory Commission and China Insurance Regulatory Commission will jointly host the 3i0 Annual Lujiazui Forum on June 2e and 2e, 2010…

EFTA02381573.pdf PDF

DataSet-11 EFTA02381573 1 pg

…or distribution of the material in this e-mail is strictl= forbidden. Please refer tohttp://www.db.com/en/content=eu_disclosures.htm for additional EU corporate and regulatory disc=osures. Vinit=/span> …

EFTA02683597.pdf PDF

DataSet-11 EFTA02683597 6 pg

…VC Experts has compiled this intense level of data from Federal and State regulatory filings as well as strategic partners to aid in better transparency of private company information. Spotify USA Inc. The Company provides on-demand streaming of audio…

EFTA02725909.pdf PDF

DataSet-11 EFTA02725909 15 pg

…AML, compliance • Where we are today o Pressing need for a stable, regulated Bitcoin exchange o NYDFS is leading the way with a regulatory framework o Regulated exchange should have provisions for auditing of customer balances, KYC/AML compliance, strong…

EFTA02683711.pdf PDF

DataSet-11 EFTA02683711 15 pg

…SUCH OFFERS, SALES AND TRANSFERS ARE MADE PURSUANT TO AVAILABLE EXEMPTIONS FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND THOSE LAWS. THESE SECURITIES HAVE NOT BEEN RECOMMENDED BY ANY FEDERAL OR STATE SECURITIES COMMISSION OR REGULATORY AUTHORITY, ANY REPRESENTATION…

EFTA02611649.pdf PDF

DataSet-11 EFTA02611649 3 pg

…2017, at 12:58 PM, jeffrey E. wrote: thkx . we are filling out our regulatory =eports this fri. and leaving you off . On Wed, =ec 20, 2017 at 1:56 PM, Nicholas Ribis =wrote: Yes working…

EFTA02411628.pdf PDF

DataSet-11 EFTA02411628 2 pg

…customer ! I think we did a speech once about why China should not draw the wrong conclusion about the financial crisis and sd stick to the open road... It will need updating to take into account recent regulatory developments. And…

EFTA02356421.pdf PDF

DataSet-11 EFTA02356421 2 pg

…TFI). The event's primary purpose is to =ducate senior government officials about the development and uses of =irtual currency and to identify the major areas of regulatory =ncertainty that will need to be addressed as the industry matures. The…

EFTA02619394.pdf PDF

DataSet-11 EFTA02619394 4 pg

…Any unauthorized copying, =isclosure or distribution of the material in this communication is =trictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and =egulatory disclosures. Deutsche Bank does =ot render legal or tax advice, and the…

EFTA02702733.pdf PDF

DataSet-11 EFTA02702733 27 pg

…incapacity or bankruptcy of a unit holder • Flexibility to react to changes in regulatory or tax laws to facilitate the changing needs of trust participants • Trustee is allowed broad investment authority to employ Modern Portfolio Theory and flexibility of delegating…

EFTA02301418.pdf PDF

DataSet-11 EFTA02301418 2 pg

…Any unauthorized copying, disclosure or =istribution of the material in this communication is strictly =orbidden. Please refer to https://db.com/disclosures for additional EU corporate =nd regulatory disclosures. Deutsche Bank =oes not render legal or tax advice, and the…

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