Found 1,000+ results for “financial interest” in 295ms

EFTA01391296.pdf PDF

DataSet-10 EFTA01391296 1 pg

…any conflicts of interest that may arise out of the employees' personal trading activities. Furthermore, iCapital generally provides to each Sub-Adviser a list of companies at which any of iCapital's related persons has a material financial interest (e…

EFTA01354083.pdf PDF

DataSet-10 EFTA01354083 1 pg

…any conflicts of interest that may arise out of the employees' personal trading activities. Furthermore, iCapital generally provides to each Sub-Adviser a list of companies at which any of iCapital's related persons has a material financial interest (e…

EFTA01394059.pdf PDF

DataSet-10 EFTA01394059 1 pg

…any conflicts of interest that may arise out of the employees' personal trading activities. Furthermore, iCapital generally provides to each Sub-Adviser a list of companies at which any of iCapital's related persons has a material financial interest (e…

EFTA01393220.pdf PDF

DataSet-10 EFTA01393220 1 pg

…any conflicts of interest that may arise out of the employees' personal trading activities. Furthermore, iCapital generally provides to each Sub-Adviser a list of companies at which any of iCapital's related persons has a material financial interest (e…

EFTA01389178.pdf PDF

DataSet-10 EFTA01389178 1 pg

…any conflicts of interest that may arise out of the employees' personal trading activities. Furthermore, iCapital generally provides to each Sub-Adviser a list of companies at which any of iCapital's related persons has a material financial interest (e…

EFTA01393788.pdf PDF

DataSet-10 EFTA01393788 1 pg

…any conflicts of interest that may arise out of the employees' personal trading activities. Furthermore, iCapital generally provides to each Sub-Adviser a list of companies at which any of iCapital's related persons has a material financial interest (e…

EFTA01390700.pdf PDF

DataSet-10 EFTA01390700 1 pg

…any conflicts of interest that may arise out of the employees' personal trading activities. Furthermore, iCapital generally provides to each Sub-Adviser a list of companies at which any of iCapital's related persons has a material financial interest (e…

EFTA00223932.pdf PDF

DataSet-9 EFTA00223932 6 pg

…or your Ethics Advisor. I acknowledge my ongoing responsibility to be aware of the potential for conflict or the appearance of a conflict and to disclose any financia…

EFTA01391621.pdf PDF

DataSet-10 EFTA01391621 1 pg

…any conflicts of interest that may arise out of the employees' personal trading activities. Furthermore, iCapital generally provides to each Sub-Adviser a list of companies at which any of iCapital's related persons has a material financial interest (e…

EFTA01354514.pdf PDF

DataSet-10 EFTA01354514 1 pg

…any conflicts of interest that may arise out of the employees' personal trading activities. Furthermore, iCapital generally provides to each Sub-Adviser a list of companies at which any of iCapital's related persons has a material financial interest (e…

EFTA01355322.pdf PDF

DataSet-10 EFTA01355322 1 pg

…any conflicts of interest that may arise out of the employees' personal trading activities. Furthermore, iCapital generally provides to each Sub-Adviser a list of companies at which any of iCapital's related persons has a material financial interest (e…

EFTA01390997.pdf PDF

DataSet-10 EFTA01390997 1 pg

…any conflicts of interest that may arise out of the employees' personal trading activities. Furthermore, iCapital generally provides to each Sub-Adviser a list of companies at which any of iCapital's related persons has a material financial interest (e…

EFTA01390027.pdf PDF

DataSet-10 EFTA01390027 1 pg

…any conflicts of interest that may arise out of the employees' personal trading activities. Furthermore, iCapital generally provides to each Sub-Adviser a list of companies at which any of iCapital's related persons has a material financial interest (e…

EFTA01392276.pdf PDF

DataSet-10 EFTA01392276 1 pg

…any conflicts of interest that may arise out of the employees' personal trading activities. Furthermore, iCapital generally provides to each Sub-Adviser a list of companies at which any of iCapital's related persons has a material financial interest (e…

EFTA01393534.pdf PDF

DataSet-10 EFTA01393534 1 pg

…any conflicts of interest that may arise out of the employees' personal trading activities. Furthermore, iCapital generally provides to each Sub-Adviser a list of companies at which any of iCapital's related persons has a material financial interest (e…

EFTA01074078.pdf PDF

DataSet-9 EFTA01074078 3 pg

…or hold a financial interest, directly or indirectly, in any business entity, transaction or business endeavor that would create a conflict between the IPI staff member's duty to uphold the public trust and the individual's private interest. 5…

EFTA01386194.pdf PDF

DataSet-10 EFTA01386194 1 pg

…the Partnership and other entities and in effecting transactions for the Partnership and other entities, including ones in which the Affiliated Parties may have a greater financial interest. It may not always be possible or consistent with the investment objectives…

EFTA00187038.pdf PDF

DataSet-9 EFTA00187038 12 pg

… conflict or the appearance of a conflict and to disclose any financial or personal interest as described above that would become involved in or be affected by the …

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