Found 1,000+ results for “financial interest” in 217ms

EFTA01194832.pdf PDF

DataSet-9 EFTA01194832 1 pg

Financial Interest. A United States person has a financial interest in a foreign financial account for which: 1. the United States person is the owner of record or holder of legal title, regardless of whether the account is maintained for…

EFTA01439650.pdf PDF

DataSet-10 EFTA01439650 342 pg

…investment in the Access Fund, (iii) not use the Confidential Information for purposes of trading any security or other financial interests on the basis of any such information and (iv) promptly return this Memorandum and any copies hereof to the…

EFTA01429072.pdf PDF

DataSet-10 EFTA01429072 342 pg

…investment in the Access Fund, (iii) not use the Confidential Information for purposes of trading any security or other financial interests on the basis of any such information and (iv) promptly return this Memorandum and any copies hereof to the…

EFTA01386564.pdf PDF

DataSet-10 EFTA01386564 1 pg

…investment in the Access Fund, (iii) not use the Confidential Information for purposes of trading any security or other financial interests on the basis of any such information and (iv) promptly return this Memorandum and any copies hereof to the…

EFTA01382961.pdf PDF

DataSet-10 EFTA01382961 1 pg

…investment in the Access Fund, (iii) not use the Confidential Information for purposes of trading any security or other financial interests on the basis of any such information and (iv) promptly return this Memorandum and any copies hereof to the…

EFTA01364678.pdf PDF

DataSet-10 EFTA01364678 1 pg

…investment in the Access Fund, (iii) not use the Confidential Information for purposes of trading any security or other financial interests on the basis of any such information and (iv) promptly return this Memorandum and any copies hereof to the…

EFTA01389684.pdf PDF

DataSet-10 EFTA01389684 1 pg

…investment in the Access Fund, (iii) not use the Confidential Information for purposes of trading any security or other financial interests on the basis of any such information and (iv) promptly return this Memorandum and any copies hereof to the…

EFTA01364597.pdf PDF

DataSet-10 EFTA01364597 1 pg

…any conflicts of interest that may arise out of the employees' personal trading activities. Furthermore, iCapital generally provides to each Sub-Adviser a list of companies at which any of iCapital's related persons has a material financial interest (e…

EFTA01389600.pdf PDF

DataSet-10 EFTA01389600 1 pg

…any conflicts of interest that may arise out of the employees' personal trading activities. Furthermore, iCapital generally provides to each Sub-Adviser a list of companies at which any of iCapital's related persons has a material financial interest (e…

EFTA01382900.pdf PDF

DataSet-10 EFTA01382900 1 pg

…any conflicts of interest that may arise out of the employees' personal trading activities. Furthermore, iCapital generally provides to each Sub-Adviser a list of companies at which any of iCapital's related persons has a material financial interest (e…

EFTA01386510.pdf PDF

DataSet-10 EFTA01386510 1 pg

…any conflicts of interest that may arise out of the employees' personal trading activities. Furthermore, iCapital generally provides to each Sub-Adviser a list of companies at which any of iCapital's related persons has a material financial interest (e…

EFTA01382998.pdf PDF

DataSet-10 EFTA01382998 1 pg

…a financial interest in, or signature or other authority over, non-U.S. financial accounts worth more than $10,000 at any time during the year. Under the FBAR regulations, ownership by a U.S. person of an interest in…

EFTA01364727.pdf PDF

DataSet-10 EFTA01364727 1 pg

…a financial interest in, or signature or other authority over, non-U.S. financial accounts worth more than $10,000 at any time during the year. Under the FBAR regulations, ownership by a U.S. person of an interest in…

EFTA01364882.pdf PDF

DataSet-10 EFTA01364882 1 pg

… (7) the Investor and the Investor Fiduciary understand, acknowledge and agree that the existence and nature ofany financial interest of iCapital and its Affiliates have been disclosed in the Partnership's governing documents, the Partners…

EFTA01389732.pdf PDF

DataSet-10 EFTA01389732 1 pg

…a financial interest in, or signature or other authority over, non-U.S. financial accounts worth more than $10,000 at any time during the year. Under the FBAR regulations, ownership by a U.S. person of an interest in…

EFTA01389886.pdf PDF

DataSet-10 EFTA01389886 1 pg

… (7) the Investor and the Investor Fiduciary understand, acknowledge and agree that the existence and nature ofany financial interest of iCapital and its Affiliates have been disclosed in the Partnership's governing documents, the Partners…

EFTA01386600.pdf PDF

DataSet-10 EFTA01386600 1 pg

…a financial interest in, or signature or other authority over, non-U.S. financial accounts worth more than $10,000 at any time during the year. Under the FBAR regulations, ownership by a U.S. person of an interest in…

EFTA01386710.pdf PDF

DataSet-10 EFTA01386710 1 pg

… (7) the Investor and the Investor Fiduciary understand, acknowledge and agree that the existence and nature ofany financial interest of iCapital and its Affiliates have been disclosed in the Partnership's governing documents, the Partners…

EFTA01384495.pdf PDF

DataSet-10 EFTA01384495 1 pg

…of evaluating investment risks independently, both in general and with regard to particular transactions and investment strategies, and who understand that Deutsche Bank has financial interests in the Deutsche Bank AG/London …

EFTA01386041.pdf PDF

DataSet-10 EFTA01386041 1 pg

…investment risks independently, both in general and with regard to particular transactions and investment strategies, and who understand that Deutsche Bank has financial interests in the offering of its products and services. If this is not the case, or if…

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