DataSet-10
EFTA01378077
1 pg
Relationship with IAC following the initial public offering
We expect to enter into certain agreements with IAC relating to this offering and our relationship with IAC after this offering. These agreements will include. a
master transaction agreement; an investor rights…
DataSet-10
EFTA01369901
1 pg
relationship, or transaction with Mobileye or any of its executive officers. directors or affiliates that is required to
be reported under the rules and regulations of the SEC applicable to the Offer. Except as set forth in this Offer to…
DataSet-10
EFTA01380312
1 pg
relationship, or transaction with Mobileye or any of its executive officers. directors or affiliates that is required to
be reported under the rules and regulations of the SEC applicable to the Offer. Except as set forth in this Offer to…
DataSet-10
EFTA01583816
1 pg
Relationship List
Patty Mine: JEFFREY E EPSTEIN 1405152
Party PCN: 1405152
Mkt Value
X780X4203 REPORTING FI P…
DataSet-10
EFTA01365703
1 pg
Relationships
3. Describe the Purpose of Relationship in respect to the products /
activities / services used by the client. Do the DB products used by the
client make sense, considering the nature of their business and
investment profile? e.g.: Is…
DataSet-10
EFTA01392970
1 pg
- Professional relationship to Agent requires BSO approval.
Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht.
- DB POA is for
Natural Persons accounts only. DB Limited Trading Authori…
DataSet-10
EFTA01460973
1 pg
USPB relationships by size tier - size tier in EUR - data in USD
# % of total % total Revenue Q1 % of total
Row Labels Relationships relationships CBV Q1 2015 CBVs 2015 (USD) Revenue
REPLIGEN CORP …
DataSet-10
EFTA01460985
1 pg
USPB relationships by size tier - size tier in EUR - data in USD
# % of total % total Revenue Q1 % of total
Row Labels Relationships relationships CBV Q1 2015 CBVs 2015 (USD) Revenue
DAVID & RHONDA BROD …
DataSet-10
EFTA01461002
1 pg
USPB relationships by size tier - size tier in EUR - data in USD
# % of total % total Revenue Q1 % of total
Row Labels Relationships relationships CBV Q1 2015 CBVs 2015 (USD) Revenue
DON BUCHHOLZ …
DataSet-10
EFTA01460977
1 pg
USPB relationships by size tier - size tier in EUR - data in USD
# % of total % total Revenue Q1 % of total
Row Labels Relationships relationships CBV Q1 2015 CBVs 2015 (USD) Revenue
LADEW PATRICIA …
DataSet-10
EFTA01460765
1 pg
Top 50 WM Banker Relationships by Revenue
May YTD 2014 GMIS
CBVs ex
Rev. Rank Relationship Banker May YTD Revs Custody Comments
1 ICAHN & FAMILY Rosemary Vrablic 9,386,…
DataSet-10
EFTA01394540
1 pg
GLDUS140 Lawrence Hirsch
Fidelity Relationship The Investment Manager has entered into collaboration and services agreements
with Fidelity Brokerage Services LLC and National Financial Services LLC (collectively, referred to as
"Fidelity') pursuant to which the Investment Manager compensates Fidelity for providing…
DataSet-10
EFTA01369981
1 pg
2018 Account Planning
financials
Relationship Name DZIALGA KIRSTEN S M
Banker Team …
DataSet-10
EFTA01371658
1 pg
Third Lake — had major relationship breakthrough in 2016. Won $107mm in deposits in DBTCA across 18 accounts. All
deposits and 16 accounts were gone by the end of the year due to the DOJ news (the two remaining open accounts…
DataSet-10
EFTA01355797
1 pg
N46-024968 - Professional relationship to Agent requires BSO approval.
Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht.
N4G-023812, N4G-025098, N4G-025106, N4G-025114, N4G-023804, N4G-025080 DB POA…
DataSet-10
EFTA01370859
1 pg
Third Lake — had major relationship breakthrough in 2016. Won $107mm in deposits in DBTCA across 18 accounts. All
deposits and 16 accounts were gone by the end of the year due to the DOJ news (the two remaining open accounts…
DataSet-10
EFTA01416811
6 pg
Subject: RE: DB relationship transition letter
From: Stewart Oldfield
Date: Fri, 01 Mar 2019 09:50:37 -0500
To: Richard Kahn e >
12 should work. Otherwise 2pm or between 3 and 5. Thanks
From: Richard Kahn [mailto…
DataSet-10
EFTA01365175
1 pg
Purpns• of Relationship, Business Restrictions & Prohibited Sales Response
Relationships
3. Describe the Purpose of Relationship in respect to the
products / activities / services used by the client. Do the DB products
used by the client make sense, considering the nature of…
DataSet-10
EFTA01373886
1 pg
Ashley Furniture — strong relationship with founding family (Wanek/Third Lake) led to introduction to
corporate treasury staff. Won $17Smm mandate for long-dated DBNY CDs
Southern Financial — one of the most complicated client situations I've seen. They have been…
DataSet-10
EFTA01387240
1 pg
Please contact your Relationship Manager for information or current interest rates.
No penalty will he imposed for eady withdrawal upon the death or loss of legal competency of any individual who is the account holder
of the Deutsche Bank AG…