DataSet-10
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1 pages
GHISLAINE MAXWELL ACCT -
For the Period 3/1/14 to 3/31/14
Alternative Assets Summary
Beginning Ending Change Current
Asset Categories Estimated Value Estimated Value In Value Allocation
Hard Assets 63.067 77 61.213.24 (1 854 53) 1%
Alternative Assets Detail
Estimated Est. Annual Income
Price Quantity Value Cost Accrued Income
Ilan! Assets
ETFS METAL SECURITIES LTD 125.34 301.000 37,727.34 45,068.38
SPDR GOLD TRUST 123.61 190.000 23,485.90 31,931.40
Total Hard Assets 361,213.24 $78,999.78
J.P.Morgan Acco Page 8 of 24 Consolidated Statement Page 11
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CHISLAINE MAXWELL- OAP FOG
For the Period 6
Cash & Fixed Income Summary
Beginning Ending Change Current
Asset Categories Market Value Market Value In Value Allocation
Cash 4.335.62 5 572 31 1 236 69 3%
Conant
Market Value/Cost Period Value
Market Value 5,572.31
Tax Cost 5.572.31
Estimated Annual Income 0.55
Accrued Interest 0.04
Yield 0.01%
SUMMARY BY MATURITY SUMMARY BY TYPE
Market % of Bond Market % of Bond
Cash & Fixed Income Value Portfolio Cash & Fixed Income Value Portfolio
0-6 months' 5,572.31 100% Cash 5.572.31 100%
' The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full,
before their stated maturity.
J.P.Morgan Page 7 of 13
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GHISLAINE MAXWELL
Confidential Treatment Requested by JPMorgan JPM-SDNY-00051670
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CHISLAINE MAXWELL -TAP DYS ACCT.
For the Period 2/1/14 to 2/28/14
Notes: • Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type Quantity Transaction
Settle Date Selection Method Description Cost Market Value •
Securities Transferred Out
2/26 Free Delivery HARBOR HIGH YIELD BOND-INST TRANSFER TO UBS (2,660.657) (29,453.47)
FINANCIAL SERVICES INC. TRADE DATE 02/25/14 29,905.78
(ID: 411511-55.3)
2/26 Free Delivery HARBOR CONVERTIBLE SEC-INST TRANSFER TO UBS (Z833.314) (32,101.45)
FINANCIAL SERVICES INC. TRADE DATE 02/25/14 29272.00
(ID: 411512-73-4)
2/26 Free Delivery CLEARBRIDGE EQUITY INC FD4 CAP 8 INCOME I (2,339.801) (43,282.92)
TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE 41,251.00
DATE 02/25/14 (1D: 52469H-59-4)
2/26 Free Delivery TORTOISE MLP & PIPEUNE-INS TRANSFER TO UBS (2,296.774) (37,598.19)
FINANCIAL SERVICES INC. TRADE DATE 02/25/14 30,616.00
(ID: 56168Y-40-4)
2/26 Free Delivery MATTHEWS ASIA DIVIDEND-INS TRANSFER TO UBS (Z638.382) (39,734.03)
FINANCIAL SERVICES INC. TRADE DATE 02/25/14 39286.00
(ID: 577130-75-0)
2/26 Free Delivery METROPOLITAN WEST FDS TOTAL RET CL I TRANSFER (7,192.344) (76,886.16)
TO UBS FINANCIAL SERVICES INC. TRADE DATE 77,030.00
02/25/14 (ID: 592905-50-9)
2;26 Free Delivery RIDGEWORTH SEIX FLOATING-1 TRANSFER TO UBS (6,502.655) (58,979.08)
FINANCIAL SERVICES INC. TRADE DATE 02/25)14 58.784.00
(ID: 76628T-67-8)
Total Securities Transferred Out ($874,442.33)
J.P.Morgan Account Page 13 of 15 Consolidated Statement Page 62
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GHISLAINE MAXWELL-HY ACCT.
For the Period 12/1/12 to 12/31/12
Trade Date Type Per Unit Realized
Sett* Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss
Settled Sales/Maturities/Redemptions
12/20 Sale MGM RESORTS INTERNATIONAL TENDERED BONDS - (15,000.000) 111.878 18,751.40 (18.812.50) 138.90 L
12/20 Pro Rata EXPIRATION 1/42013 9% MAR 15 2020 DTD
03/15/2011 HOLDERS RECEIVE $1118.78 IN TENDER
PROCEEDS, PLUS $30.00 EARLY TENDER PAYMENT.
PLUS $23.75 IN ACCRUED INTEREST PER $1,000 PA.
OF BONDS HELD OF CUSIP 553030AD2.
(ID: 55399A-JN-1)
12/27 Redemption HANESBRANDS INC 8% DEC 15 2018 DID 12/10/2009 (5,000.000) 111.048 5.55239 (5,412.50) 139.89 I.
12/27 Pro Rata PARTIAL ISSUE CALLED 0 100.00 (1D:410345-AF-9)
12/31 Redemption HOST HOTELS 8 RESORTS LP 8 3/4% JUN 01 2016 DTD (1,000.000) 102.25 1,02250 (1,037.50) (15.00) L
12/31 Pro Rata 04/04/2008 PARTIAL ISSUE CALLED 0 102.250
(ID: 44108E-BA-5)
Total Settled Sales/Maturities/Redemptions $28,113.79 (328,250.00) (3138.21) L
Trade Date Per Unk
Settle Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
11/9 Purchase ARCELORMITTAL 8 1/4% FEB 25 2022 OTD 02/28/2012 2,000.000 99.50 (1,990.00) •
12/10 6 99.50 MORGAN STANLEY 8 CO. INCORPORATED
(ID: 03938L-AX-2)
12/10 Purchase AMC NETWORKS INC 7.75% JUL 15 2021 DID 7,000.000 114.75 (8,032.50)
12/13 07/09/2012 @ 114.75 MLPFS INC/FIXED INCOME
(ID: 00164V-AB-9)
12/11 Purchase AMC NETWORKS INC 7.75% JUL 15 2021 DID 3,000800 115.25 (3,457.50)
12/14 07/09/2012 @ 115.25 MLPFS INC/FIXED INCOME
(ID: 00164V-AB-9)
Total Settled Securities Purchased (913,480.00)
J.P.Morgan Page 25 of 26
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GHISLAINE MAXWELL -OAP RID ACCT.
For the Period 10/1/13 to 10/31/13
Portfolio Activity Summary
Current Year-To-Date Current Year-To-Date
Transactions Repaid Value Value' Cost Adjustments Period Value Value'
Beginning Cash Balance 47,640.12 Cost Adjustments 2.151 19
INFLOWS Total Cost Adjustments 50.00 52,151.19
Income 4.602 09 48525.71
Contributions 1,750.000 00
Total Inflows $4,602.09 $1,796,525.71
OUTFLOWS
Withdrawals (83.05) ( 36458)
Fees & Commissions (5,225.08) (11,346.61)
Tax Payments (298.54) (4,125.48)
Total Outflows (88808.05) ($18,338.88)
TRADE ACTIVITY
Settled SalesiMaturities/Redemptions 185,513.38
Settled Securities Purchased (13,238.88) (1,932,403.34)
Total Trade Activity (813,238.88) ($1,748,889.98)
Ending Cash Balance $33298.88
• Year to date information is calculated on a calendar year basis.
• Your account's standing instructions use a HIGH COST method for relieving assets
from your position
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CHISLAINE MAXWELL ACCT
For the Period 8/1/13 to 8/31/13
Notes: • Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type Quantity Transaction
Settle Date Selection Method Description Cost Market Value'
Securities Transferred Out
6/21 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (1.242,530.920) (208,995.56)
0.4500% DATED 08/14/2013 MATURITY 08/21/2013 209,733.48
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID:
8/28 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (1,242,639.640) (206,461.41)
0.9000% DATED 08/21/2013 MATURITY 08/2812013 209,751.75
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID:
Total Securities Transferred Out ($836,814.88)
J.P Morgan Account Page 35 of 36 Consolidated Statement Page 38
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GHISLAINE MAXWELL ACC
For the Period 8/1/13 to 8/31/13
INFLOWS & OUTFLOWS
Per Unit PRINCIPAL INCOME
Type Amount USD Amount USD Amount USD Currency
Settle Date Selection Method Description Quantity Local Value Local Value Local Value Gain/Loss USD
&21 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,242,530.920 18.29
0.4500% DATED 08/14/2013 MATURITY 08/21/2013 108.72
HELD BY LONDON TREASURY SERVICES
(ID: 2636L9-9S-9)
&21 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (108.720) (18.29)
(ID: ONOKPR-AA-1) (108.72)
8/28 Foreign Interest JP MORGAN CHASE BANK- NOK LONDON TIME DEPOSITS 1,242,839.640 36.13
0.9000% DATED 08/21/2013 MATURITY 08/28/2013 217.46
HELD BY LONDON TREASURY SERVICES
(ID: 2536N9-9T-5)
8/28 Mize Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (217.480) (36.13)
(ID: ONOKPR-M-1) (217.46)
Total Inflows & Outflows $0.00
SECURITIES TRANSFERRED IN/OUT
Notes: " Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Quantity Transaction
Settle Date 'r
ation Method Descnphon Cost Market Value'
Securities Transferred In
8/7 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.242313 520 209.862.66
0.9000% DATED 08/07/2013 MATURITY 08/14/2013 209.696 65
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2536J9-9N-3)
JP Morgan Page 33 of 36
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CHISLAINE MAXWELL ACCT.
For the Period 8/1/13 to 8/31113
Other Summary
Beginning Ending Change Current
Asset Categories Estimated Value Estimated Value In Value Allocation
Balanced 148.917.08 151.065.93 2.148.85 3%
Current
Market Value/Cost Period Value
Estimated Value 151.065.93
Tax Cost 92027.29
Estimated Gain/Loss (2,048.25)
Note. " Unrealized Gain/Loss is shown as -N/A" in cases where we do not have appropriate cost information for all tax lots comprising the position. Please contact your J.P. Morgan team for additional
information.
Other Detail
Adjusted Cost Unrealized
Price Quantity Value Original Cost Gain/loss Accruals
Balanced
JPM INC OPP FD - GBP -A - DIST(HDG) 139.36 450.272 62.750.00 1.663.11 " NA
ISIN LU0323456201
287991-93-9 BP
J.P.Morgan Account Page 16 of 36 Consolidated Statement Page 19
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GHISLAINE MAXWELL-HY ACCT
For the Period 4/1/12 to 4/30/12
Type Quantity
Settle Date Selection Method Description Cost Amount
Miscellaneous Credits
4/6 Name Change AMERIGAS PART FIN CORP SR NOTES 612% MAY 20 8,000.000
2021 DTD 01/20/2011 UNACCEPTED PORTION OF 0.00
CONSENT OFFER RETURNED FROM CONTRA CUSIP:
03099AHH9. (ID: 030981-AF-1)
Total Miscellaneous Credits $0.00
Type Quantity
Settle Date Selection Method Description Cost Amount
Fees & Commissions
4, 19 Fees & Commissions JPMORGAN CHASE INVESTMENT MANAGEMENT FEE FOR (3,889.56)
THE PERIOD 01-01.2012 TO 03-31.2012
TRADE ACTIVITY
Note: a Realized Gain/Loss and tax cost are shown as "N/A" in cases where we do not have appropriate cost information for all tax lots compnsing the sale. Please contact your J.P. Morgan team for
additional information.
Trade Date Type Per Unit Realized
Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gaut Loss
Settled Sales/Maturities/Redemptions
4/13 Sale AMERIGAS PART FIN CORP SR NOTES 812% MAY 20 (1,000.000) 101.60 1 015 99 RIA " NA
4/13 Pro Rata 2021 DTD 01/202011 CASH IN LIEU OF FRACTIONAL
SHARES (ID: 030981-AF-1)
JP Morgan Page 20 of 21
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GHISLAINE MAXWELL-HY ACCT
For the Period 10/1/11 to loam'
Type Quantity Per Unit
Settle Date Selection Method Description Cost Amount Amount
Income
10/17 Corporate Interest D R HORTON INC 612% APR 15 2016 DTD 10,000.000 0.033 325.00
04/17/2008 (ID: 23331A-AZ-2)
10/17 Corporate Interest ENERGY TRANSFER EQUITY 712% OCT 15 2020 DTD 20,000.000 0.038 750.00
09/20/2010 (ID: 29273V-AC-4)
10/17 Corporate Interest HCA INC 812% APR 15 2019 DID 04/15)2010 20,000.000 0.043 850.00
(ID: 404119-BF-5)
10/17 Corporate Interest HEALTH MANAGEMENT ASSOCIATION 61/8% APR 15 10.000.000 0.031 306.25
2018 DID 04/21/2006 (ID: 421933-AH-5)
10/17 Corporate Interest STEEL DYNAMICS INC 7.75% APR 15 2018 DID 15.000.000 0.039 581.25
04/03/2008 (ID: 858119-AN-0)
10)20 Accrued Int Recd SPRINT CAPITAL CORP 6.90% MAY 1 2019 DTD 5/6/99 6.000.000 0.032 194.35
(ID: 852060-AG-7)
10/20 Accrued Ira Paid SPRINT NEXTEL CORP 6% DEC 1 2018 DR) 11/20/2006 6.000.000 0.023 (139.00)
86.75 MLPFS INC/FIXED INCOME TRADE DATE 0.00
10/17/11 (ID: 852061-AD-2)
10/21 Accrued Int Recd SPRINT CAPITAL CORP 6.90% MAY 1 2019 DTD 5/6/99 14.000.000 0.033 456.17
(ID: 852060-AG-7)
10/21 Accrued Int Paid SPRINT NEXTEL CORP 6% DEC 1 2016 OW 11/20/2006 14,000.000 0.023 (326.67)
87.00 MLPFS INC/FIXED INCOME TRADE DATE 0.00
10/18/11 OD: 852061-AD-2)
10/24 Accrued Int Recd US STEEL CORP SR NOTES 7 3/8% APR 01 2020 DTD 5,000.000 0.005 23.56
03/19/2010 OD: 912909-AF-5)
10/31 Corporate Interest CCO HLDGS LLC CAP CORP 71/4% OCT 30 2017 DTD 15.000.000 0.036 543.75
09/27/2010 (ID: 1248EP-AQ-6)
Total Income $6,256.12
JP Morgan Page 17 of 19
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GHISLAINE MAXWELL- OAP FDG ACCT
For the Period 10/1/12 to
Account Summary CONTINUED
Current Year4o-Date Current Year-to-Date
Tax Summary Period Value Value Period Value Value
Domestic Dividendstrstributtons 178.74 4,384.43 ST Realized Gain/Loss 1.880 98
Interest Income 0.04 0.54 LT Realized Galn/Loss 1,312.17 1 940 84
Taxable Income $178.78 $4,384.97 Realized Gain/Loss $1,312.17 53.821.82
To -Date Value
Unrealized Gain/Loss 521,778.07
Cost Summary Cost
Equity 155,043.97
Cash 8 Fixed Income 2,473.23
Total $167,617.20
JP Morgan Page 3 of 15
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CHISLAINE MAXWELL ACCT
For the Period 3/I/I4 to 3/31/14
Portfolio Activity Detail - Canadian Dollar
INFLOWS & OUTFLOWS
Per Unit PRINCIPAL INCOME
Type Amount USD Amount USD Amount USD Currency
Settle Date Selection Method Description Quantity Local Value Local Value Local Value Gain/Loss USD
3/6 Spot FX SPOT CURRENCY TRANSACTION • SELL BUY USD SELL 105.377.910 (105.377.91) (8.746.94)
CAD EXCHANGE RATE 1.106000000 DEAL 03/05/14 (116.547.97)
VALUE 03/06/14 (ID: 0CADPR-AA-6)
J.P.Morgan Account Page 17 of 24 Consolidated Statement Page 20
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GHISLAINE MAXWELL- OAP FDC ACCT
For the Period 6/1/I2 to 6/30/12
Type Quantity Per Unk
Settle Date Selection Method Description Cost Amount Amount
Income
6/29 Dlv Domest THE TRAVELERS COMPANIES INC. a 0.46 PER SHARE 122.000 0.46 56.12
(ID: 89417E-10-9)
Total Income $867.06
TRADE ACTIVITY
Note S indicates Short Term Realized GainiLoss
Trade Date Type Per Unit Realized
Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss
Settled Sales/Maturities/Redemptlons
6/20 Sale ABBOTT LABORATORIES 1 62.7109 940.66 BROKERAGE (15.000) 62.689 940.34 (741.11) 199.23 S
6/25 High Cost 0.30 TAX 8/OR SEC .02 CREDIT SUISSE FIRST
BOSTON LLC (ID: 002824-10-0)
6.20 Sale ABBOTT LABORATORIES 1 62.7358 1,505.66 (24.000) 62.715 1.505.15 (1,185.14) 320.01 S
6125 High Cost BROKERAGE 0.48 TAX 8/OR SEC .03 DEUTSCHE BANC
ALEX BROWN INC (ID: 00282410-0)
6/20 Sale ABBOTT LABORATORIES e 62.645 250.58 BROKERAGE (4.000) 62623 250.49 (197.52) 52.97 S
6/25 High Cost 0.08 TAX 8JOR SEC .01 LIQUIDNET INC
(ID: 002824-10-0)
6/21 Sale ABBOTT LABORATORIES 1 82.5761 1,314.10 (21.000) 62.555 1,313.65 (1,036.99) 276.66 S
6/26 High Cost BROKERAGE 0.42 TAX 8/OR SEC .03 CREDIT SUISSE
FIRST BOSTON LLC (ID: 00282410-0)
8/21 Sale ABBOTT LABORATORIES @ 62.5238 687.76 BROKERAGE (11.000) 82.502 687.52 (543.19) 144.33 S
6/26 High Cost 0.22 TAX 8JOR SEC .02 DEUTSCHE BANC ALEX BROWN
INC (ID: 00282410-0)
6/21 Sale ABBOTT LABORATORIES 0 82.24 435.88 BROKERAGE (7.000) 62.219 435.53 (345.66) 89.87 S
6/26 High Cost 0.14 TAX 8/OR SEC .01 SANFORD C. BERNSTEIN &
CO.INC.(SCB (ID: 002824-10-0)
J.P.Morgan Page 11 of 13
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GHISLAINE MAXWELL IRA ACCT.
For the Period 10/1/I I to 10/31/11
Cash & Fixed Income Summary
Beginning Ending Change Current Asset Categories
Asset Categories Market Value Market Value In Value Allocation
Cash 732.08 733.23 1.15 1%
US Fixed Income 54,850.14 54,975.09 124.96 99%
Total Value $55,582.22 $55,708.32 5128.10 100%
Cash
Current
Market Value/Cost Period Value
Market Value 55,708.32
Tax Cost 55808.18
Unrealized Gain/Loss (99.84) VS Firetl Income
Estimated Annual Income 910.62
Accrued Interest 75.05
Yield 1.63%
Cash & Fixed Income as a percentage of your portfolio - 100%
SUMMARY BY MATURITY SUMMARY BY TYPE
Market % of Bond Market % of Bond
Cash & Fixed Income Value Portfolio Cash & Fixed Income Value Portfolio
0-6 months' 55.708 32 100% Cash 733.23 1%
Mutual Funds 5075.09 99%
' The years indicate the number of years until the bond is scheduled to mature Total Value $55,708.32 100%
based on the statement end date. Some bonds may be called, or paid in full.
before their stated maturity.
JP Morgan Page 4 of 7
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GHISLAINE MAXWELL
Confidential Treatment Requested by JPMorgan JPM-SDNY-00051576
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GHISLA1NE MAXWELL-HY ACCT.
For the Period 2.11112 to 2/29/12
Adjusted Tax Cost Unrealized Est. Annual Income
Price Quantity Value Original Cost Gain/Loss Acaued Interest Yield
US Fixed Income
GMAC 111.63 20,000.00 22,325.00 21,912.50 412.50 1,600.00 6 91%
8% NOV 01 2031 533.32
DTD 12/31/2008
36186C-BY-8 B+ BI
CAPITAL ONE CAPITAL IV 101.13 20,000.00 20,225.00 20,275.00 (50.00) 1,349.00 6.65%
6.745% FEB 17 2037 52.48
DTD 02/05/2007
140422-M-4 BB+ /BAA
AMERICAN INTL GROUP 105.88 15,000.00 15,881.25 16,428.75 (547.50) 1,226.25 7.71%
8.175% MAY 15 2058 361.05
DTD 05/1512009
026874-B5.5 BBB /BAA
Total US Fixed Income $953,616.30 3938.212.71 $16,403.69 $61,326.60 6.09%
$19,727.47
J.P. Morgan Page 15 of 19
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CHISLAINE MAXWELL -TAP DYS ACCT.
For the Period 1/1/13 to 1/31/13
TRADE ACTIVITY
Trade Date Per Unit
Settle Date Type Description Quantity Amount Market Coat
Settled Securities Purchased
1/29 Purchase JPM SIR INC OPP FD FUND 3844 JP MORGAN CHASE 3,015.900 11.96 (36,040.00)
1/30 BANK AS SHAREHOLDER SERVICING AGENT Cp 11.95
(ID: 4812A4-35-1)
129 Purchase JPM TR I MLT SC INCM SL JP MORGAN CHASE BANK AS 9,246.101 10.26 (94,865.00)
1/30 SHAREHOLDER SERVICING AGENT 0 10.26
(ID: 48121A-29-0)
1/29 Purchase PIMCO EMERGING MARKETS CORPORATE BOND FUND 2,473.350 12.27 (30,348.00)
1/30 (ID: 72201W-85-7)
1)29 Purchase SIT mtrr EDS INC DIVIDEND GRWTH (ID: 82960D-70-7) 2,333.831 15.40 (35,941.00)
1/30
1/29 Purchase PRUDENTIAL TOTAL RETURN BD F CL Z 5,318.176 14.58 (77,539.00)
1/30 (ID: 74440B-40-5)
1129 Purchase MANAGED PORTFOLIO SER TORTOIS INSTL 2,296.774 13.33 (30,616.00)
1)30 (ID: 56166Y-40-4)
1/29 Purchase RIDGEWORTH FDS SEIX FLRT HI I (ID: 76626T-67-8) 6,502.655 9.04 (58,784.00)
1/30
1/29 Purchase GATEWAY FUND - Y (ID: 367829-88.4) 2,379.985 27.58 (65,640.00)
1/30
1/29 Purchase NUVEEN INVT FDS INC GLOB INFRAST I 2,025.302 9.92 (20,091.00)
1/30 (ID: 670890-51-0)
129 Purchase MATTHEWS ASIA DIVIDEND INSTITUTIONAL 2,156.431 14.85 (32,023.00)
1/30 (ID: 577130-75-0)
1/29 Purchase EATON VANCE FLOATING-RATE ADVANTAGE I 7,524.150 11.18 (84,120.00)
1/30 (ID: 277923-63-7)
1/29 Purchase t ROWE PRICE INSTL INCOME FDS FLTG RATE ED F 5,394.060 10.27 (55,397.00)
1/30 (ID: 77958B-10-5)
J.P. Morgan Account Page 13 of 14 Consolidated Statement Page 66
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GHISLAINE MAXWELL -OAP HID ACCT.
For the Period 7/1/13 to 7/31/13
Trade Date Per Unit
Sett 'e Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
7/12 Purchase MUENCHENER RUECKVERSICHERUNGS - GESELLSCHAFT 535.000 19.059 (10,198.73)
7/17 AOR @ 19.0293 10,180.68 BROKERAGE 16.05 ESI
SECURITIES COMPANY (ID: 626188-10-6)
7/12 Purchase NESTLE S A SPONS ADR REPSTG REG SH Q 67.3775 195.000 67.417 (13,148.41)
7/17 13,138.61 BROKERAGE 7.80 ESI SECURITIES COMPANY
(ID: 641069-40-8)
7/12 Purchase NOVARTIS A G ADR Q 73.4109 10,644.58 BROKERAGE 145.000 73.451 (10,650.38)
7/17 5.80 ESI SECURITIES COMPANY (ID: 66987V-10-9)
7/12 Purchase WKOIL OAO SPONS ADR @ 60.7725 9,419.74 155.000 60.813 (9,425.94)
7/17 BROKERAGE 6.20 ESI SECURITIES COMPANY
(ID: 677862-10-4)
7/12 Purchase TELEKOMUNIKASI IND SPONS ADR Q 45.9695 8,964.05 195.000 46.009 (8,971.85)
7/17 BROKERAGE 7.80 ESI SECURITIES COMPANY
(ID: 715684-10-6)
7/12 Purchase RECIOTT BENCKISER GROUP PLC SPONSORED ADR @ 440.000 14.332 (6,305.99)
7/17 14.3018 6,292.79 BROKERAGE 13.20 ESI SECURITIES
COMPANY (ID: 756255-20-4)
7/12 Purchase ROCHE HOLDINGS LTD SPONS ADR Q 64.4191 6,441.91 100.000 64.459 (6,445.91)
7/17 BROKERAGE 4.00 ESI SECURITIES COMPANY
(ID: 771195-10-4)
7/12 Purchase ROYAL DUTCH SHELL PLC ADR @ 69.7441 4,533.37 65.000 69.784 (4,535.97)
7/17 BROKERAGE 2.60 ESI SECURITIES COMPANY
(ID: 780259-10-7)
7/12 Purchase SANOFI Q 52.2799 10,455.98 BROKERAGE 8.00 TAX 200.000 52.425 (10,484.90)
7/17 EJOR SEC 20.92 ESI SECURITIES COMPANY
(ID: 80105N-10-5)
7/12 Purchase O
SIEMENS A G SPONS ADR 107.2165 5,360.83 50.000 107.257 (5,362.83)
7/17 BROKERAGE 2.00 ESI SECURITIES COMPANY
(ID: 826197-50-1)
JP Morgan Page 17 of 19
Confidential Treatment Requested by JPMorgan JPM-SDNY-00045910
Chase
CONFIDENTIAL SDNY_GM_00315108
EFTA01518667
DataSet-10
Unknown
1 pages
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Portfolio Activity Summary - Canadian Dollar
Current Year-To-Date
Securities Transferred In/Out Period Value Value'
Securities Transferred In 456,226.05 1,947,798.84
Securities Transferred Out (568,390.12) (2,402.377.90)
• Year to date information is calculated on a calendar year basis.
" Your accounts standing instructions use a HIGH COST method for relieving assets
from your position
Portfolio Activity Detail - Canadian Dollar
INFLOWS & OUTFLOWS
Per Unit PRINCIPAL INCOME
Type Amount USD Amount USD Amount USD Currency
Settle Date Selection Method Description Quantity Local Value Local Value Local Value Gain/Loss USD
5/2 Foreign Interest JP MORGAN CHASE BANK- CAD LONDON TIME DEPOSITS 115,942.070 1584
0.8200% DATED 04/24/2013 MATURITY 05/02/2013 15.97
HELD BY LONDON TREASURY SERVICES
(ID: 2534X9-9H-5)
5/2 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (15.970) (15.84)
(ID: OCADPR-AA.6) (15.97)
Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 115,958.040 12.82
0.5700% DATED 05/02/2013 MATURITY 05/0912013 12.85
HEW BY LONDON TREASURY SERVICES
(ID: 2535A9-9X-2)
5/9 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (12850) (12.82)
(ID: OCADPR-AA-6) (12.85)
J.P.Morgan Page 20 of 28
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049081
Chase
CONFIDENTIAL SDNY_GM_00318279
EFTA01521669