Found 1,000 results in 49ms

EFTA01518576.pdf

DataSet-10 Unknown 1 pages

CHISLAINE MAXWELL ACCT. For the Period 6/1/l3 to 6/30/13 Account Summary CONTINUED Current Year-to-Date Current Year-to-Date Tax Summary Period Value Value Period Value Value Domestic DividendsiDistributions 603.19 7.173.69 LT Realized GaIn/Loss (53,822 40) Foreign Dividends 99433 6,745.12 Realized Gain/Loss ($53,822.40) Currency Gain/Loss (88.11) Interest Income 8.830.12 33,693.36 Taxable Income $10.427.64 $47.544.06 To-Date Value Tax-Exempt Income 5,000.00 Unrealized GaIn/Loss O96,896.761 Bond Premium Amortization (2,037.03) Tax-Exempt Income $2,962.57 Note: - This summary is for informational purposes only and is not to be used for any financial or tax purposes. This summary does not include securities which are taxable at the federal level but are state exempt. This summary may not include all income derived from Municipal Securities; Please consult your tax advisor for tax implications. Other category combines all the remaining Tax Exempt Income generated by securities in the account which may not have a state affiliation. Tax-Exempt Income Tax-Exempt Income Summary by State* Current Year-to-Date Summary by State* Current Year-to-Date Period Value Value Period Value Value MA 710.14 TX 134389 MI 708.94 Tax-Exempt Income $2,982.97 J.P, Morgan Account Page 3 of 30 Consolidated Statement Page 6 Confidential Treatment Requested by JPMorgan JPM-SDNY-00045814 Chase CONFIDENTIAL SDNY_GM_00315012 EFTA01518576

EFTA01522041.pdf

DataSet-10 Unknown 1 pages

GHISLAINE MAXWELL ACCT For the Period 4/1/14 to 430/14 COST ADJUSTMENTS Cost Basis Settle Date Type Description Quantity Adjustments 4/2 Amortization MA ST HLTH & EDUCTNL FACS AUTH REVENUE HARVARD 50.000 000 (241.58) UNIV 5% B JUL 15 2032 DTD 08/03/2005 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100 MUNICIPAL BOND PREMIUM AMORTIZATIO (ID: 57586C-FW-0) 4/2 Amortization MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 50.000.000 (3.13) 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 MUNICIPAL BOND PREMIUM AMORTIZATIO (ID 59455T-PF-3) Total Cost Adjustments ($1.043.70) J.P.Morgan Page 11 of 14 Confidential Treatment Requested by JPMorgan JPM-SDNY-00049506 Chase CONFIDENTIAL SDNY_GM_00318704 EFTA01522041

EFTA01519330.pdf

DataSet-10 Unknown 1 pages

CHISLAINE MAXWELL ACCT For the Period 1/1/14 to I /31/1-1 Notes: ' Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Transaction Settle Date Selection Method Description Cost Market Value' Securities Transferred Out 1/21 Free Delivery JP MORGAN CHASE BANK -CAD LONDON TIME DEPOSITS (116,459.680) (106,351 02) 0.6200% DATED 01/13/2014 MATURITY 01/21/2014 114,044.93 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2538H9-9U-5) 1/29 Free Delivery JP MORGAN CHASE BANK -CAD LONDON TIME DEPOSITS (116,475.730) (104,280 16) 0.6200% DATED 01/21/2014 MATURITY 01129t2m 4 114,059.59 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2538K9.9P-2) Total Securities Transferred Out ($426,844.78) J.P.Morgan Account Consolidated Statement Page 26 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046614 Chase CONFIDENTIAL SDNY_GM_00315812 EFTA01519330

EFTA01523811.pdf

DataSet-10 Unknown 1 pages

CHISLAINE MAXWELL IRA ACCT. For the Period 2/1/13 to 2/28/13 Account Summary CONTINUED Current Year-to-Date Tax Summary Period Value Value To-Date Value Domestic ONdendstistributions 45.88 112.07 Unrealized Gain/Loss ($160.50) Taxable Income $46.88 $112.07 Cost Summary Cost Cash 8 Fixed Income 56897 37 Total $56,897.37 J.P.Morgan Page 3 of 7 Confidential Treatment Requested by JPMorgan JPM-SDNY-00051538 Chase CONFIDENTIAL SDNY_GM_00320736 EFTA01523811

EFTA01521682.pdf

DataSet-10 Unknown 1 pages

GHISLAINE MAXWELL MOM Confidential Treatment Requested by JPMorgan JPM-SDNY-00049096 Chase CONFIDENTIAL SDNY_GM_00318294 EFTA01521682

EFTA01518287.pdf

DataSet-10 Unknown 1 pages

CHISLAINE MAXWELL ACCT. For the Period 3/1/13 to 3/31/13 Other Summary Beginning Ending Change Current Asset Categories Estimated Value Estimated Value In Value Allocation Balanced 152.593.38 150.570.76 (2.022.62) 3% Current Market Value/Cost Period Value Estimated Value 150.570.76 Tax Cost 90.364.18 Estimated Gain/Loss 301.12 Note. " Unrealized Gain/Loss is shown as -N/A" in cases where we do not have appropriate cost information for all tax lots comprising the position. Please contact your J.P. Morgan team for additional information. Other Detail Adjusted Cost Unrealized Price Quantity Value Original Cost Gain/Loss Accruals Balanced JPM INC OPP - GBP -A - DIST(HEDGED) 136.74 438.109 59,906.46 N/A " NA ISIN LU0323456201 287991-93-9 GBP J.P.Morgan Account Page 15 of 30 Consolidated Statement Page 18 Confidential Treatment Requested by JPMorgan JPM-SDNY-00045508 Chase CONFIDENTIAL SDNY_GM_00314706 EFTA01518287

EFTA01518778.pdf

DataSet-10 Unknown 1 pages

GMSLAINE MAXWELL - OAP ILID ACCT. For the Period 8/1/13 to 8/31/13 Trade Date Per Unit Sett '.e Date Type Description Quantity Amount Market Cost Settled Securities Purchased 8/23 Purchase GDF SUEZ SPONS ADR a 22.3341 5,360.18 BROKERAGE 240.000 22.419 (5,380 51) 8/28 9.60 TAX 8/OR SEC 10.73 ESI SECURMES COMPANY (ID 36160B-10-5) Total Settled Securities Purchased ($85,881.17) COST ADJUSTMENTS Cost Basis Settle Date Type Description Quantity Adjustments Cost Adjustments 8/12 Wash Sale Adj ROYAL DUTCH SHELL PLC ADR TRADE DATE OF SALE : 480.000 498.20 08/06/13 (ID: 780259-10-7) JP Morgan Page 16 of 16 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046029 Chase CONFIDENTIAL SDNY_GM_00315227 EFTA01518778

EFTA01523137.pdf

DataSet-10 Unknown 1 pages

GHISLAINE MAXWELL-HY ACCT. For the Period 5/1/13 to 5/31/13 Trade Date Type Per Unit Reated Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 5/13 Sale US STEEL CORP SR NOTES 7 3/8% APR 01 2020 DTD (1,000.000) 107.00 1,070.00 (1.043.75) 26.25 L 5/16 High Cost 03119/2010 (12 107.00 MORGAN STANLEY 8 CO. LLC (ID: 912909-AF-5) Total Settled Sales/Maturities/Redemptions $29,981.68 ($30,192.60) (8273.12) L 54220 S Trade Date Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 4/30 Purchase MARKWEST ENERGY PART FIN 63/4% NOV01 2020 DM 5,000.000 112.00 (5.600 00) ' 5/3 11/02/2010 e 112.00 SEAPORT GROUP SECURITIES, LLC (ID: 570506-AM-7) 5/7 Purchase HOLOGIC INC 6.250% 08/01/2020 DTD 03/22/2013 @ 2,000.000 109.825 (2,192.50) 5110 109.625 FIRST UNION CAPITAL MARKETS (ID: 436440-AF-8) 5/14 Purchase ROYAL BK SCOTLND GRP PLC 6.125% 12/15/2022 DTD 5,000 000 106.802 (5,340.10) 5/17 12/04/2012 e 106.802 MORGAN STANLEY 8 CO. LLC (ID: 780099-CE-5) 5/14 Purchase MGM RESORTS INTL 11.375% MAR 01 2018 DTD 5,000.000 131.50 (6,575.00) 5/17 09/22/2009 @ 131.50 CITIGROUP GLOBAL MARKETS INC/SALOM (ID: 55303Q-AA-6) 5/14 Purchase HOLOGIC INC 8.250% 06/01/2020 DM 03/22/2013 0 2,000.000 109.25 (2,185.00) 5/17 109.25 FIRST UNION CAPITAL MARKETS (ID: 436440•AF-8) JP Morgan Page 25 of 26 Confidential Treatment Requested by JPMorgan JPM-SDNY-00050742 Chase CONFIDENTIAL SDNY_GM_00319940 EFTA01523137

EFTA01520706.pdf

DataSet-10 Unknown 1 pages

GHISLAINE MAXWELL For the Period 6/I/I I to 6/3WI I SUMMARY BY MATURITY SUMMARY BY TYPE Market % of Bond Market % of Bond Cash & Fixed Income Value Portfolio Cash & Fixed Income Value Portfolio 04 months' 899,585.03 52% Cash 226.80449 12% 6-12 months' 57,635.72 3% NON USD Cash 345.603.98 19% 1-5 years' 520,193.11 29% Govt and Agency Bonds 100.040.00 5% 5-10 years' 293,580 00 16% International Bonds 672,115.39 41% Complementary Structure 148,530.00 8% Total Value 51,770,993.88 100% Other 277.900 00 15% The years indicate the number of years until the bond is scheduled to mature Total Value 51,770,993.86 100% based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Note: ' This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Adjusted Tax Cost Unrealized Est. Annual Income Pnce Quantity Value Original Cost GaiNLoss Accrued Interest Yield Cash US DOLLAR 1.00 226,803.49 226,803.49 226,803.49 68.04 0.03%' 2.68 JPM NY MUNI MM FD - MORGAN 1.00 1.00 1.00 1.00 7-Day Annualized Yield: .01% Total Cash 8228,804.49 5228,804.49 $0.00 568.04 0.03% 52.68 Non-USD Cash CANADIAN DOLLAR 1.04 114,820.48 118,972.62 112,433.39 6,539 23 J.P.Morgan Page 8 of 28 Confidential Treatment Requested by JPMorgan JPM-SDNY-00048035 Chase CONFIDENTIAL SDNY_GM_00317233 EFTA01520706

EFTA01523123.pdf

DataSet-10 Unknown 1 pages

GHISLAINE MAXWELL-HY ACCT. For the Period 511/13 to 5/31/13 Adjusted Tax Cost Unrealized Est. Annual Income Price Quantity Value Original Cost Gain/Loss Acaued Interest Yield US Fixed Income HCA INC 109.38 20.000.00 21,875.00 22,250.00 (375.00) 1,700.00 6.55% 8 1/2% APR 15 2019 217.22 DID 04/15/2010 404119-8F-5 BB /BM FELCOR LODGING LP 107.00 5,000.00 5,350.00 5,057.50 292.50 337.50 5.37% 83/4% JUN 01 2019 189.68 DID 05/102011 314300-BB-2 B- /NR AFCCELORMITTAL 124.06 6,000.00 7,444.74 6,922.50 522.24 591.00 5.14% 9.85% JUN 01 2019 297.13 DTD 0520/2009 039381.-AM-6 BB+ /BAI CINEMARK USA INC 112.34 10.000.00 11,234.00 11,205.00 29.00 882.50 6.15% 8 5/8% JUN 15 2019 397.70 DTD 12/152009 172441-AS-6 BB-182 LIMITED BRANDS INC 123.00 20,000.00 24,600.00 23,000.00 1,800.00 1,700.00 4 15% 81/2% JUN 15 2019 783.88 DTD 12/15/2009 532716-AR-8 BB+ /BAI ENDO PHARMACEUT HLDGS IN 107.79 5,000.00 5,389.60 5,337.50 52.10 350.00 548% 7% JUL 15 2019 132.22 DTD 06/06/2011 29264F-AG-1 BB /BM REGAL CINEMAS CORP 111.00 5,000.00 5,550.00 5.840.00 (90.00) 431.25 6 42% 8 5/8% JUL 15 2019 162 91 DTD 07/15/2009 758753-AD-9 B-/B2 J.P.Morgan Page 11 of 26 Confidential Treatment Requested by JPMorgan JPN1-SDNY-00050728 Chase CONFIDENTIAL SDNY_GM_00319926 EFTA01523123

EFTA01523120.pdf

DataSet-10 Unknown 1 pages

GHISLAINE MAXWELL-HY ACCT. For the Period 511/13 to 5/31/13 Adjusted Tax Cost Unrealized Est. Annual Income Price Quantity Value Original Cost Gain/Loss Acaued Interest Yield US Fixed Income JP Morgan Page 8 of 26 Confidential Treatment Requested by JPMorgan JPM-SDNY-00050725 Chase CONFIDENTIAL SDNY_GM_00319923 EFTA01523120

EFTA01518970.pdf

DataSet-10 Unknown 1 pages

6111SLAINE MAXWELL -TAP ARFI ACCT. For the Period 9/1/13 to 9/30/13 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Quantity Per UM Settle Date Selection Method Description Cost Amount Amount 913 Interest Income DEPOSIT SWEEP INTEREST FOR 08/01/13 - 08/31/13 0.62 (p .01% RATE ON AVG COLLECTED BALANCE OF $57,785.34 AS OF 09/01/13 9/3 Div Domest JPM STR INC OPP FD FUND 3844 (p 0.024 PER SHARE 12,677.824 0.024 304.27 (ID: 9/3 Div Domest JPM TR I MLT SC INCOME FD - SEL FUND 2130 9,651.542 0.029 279.89 0.029 PER SHARE (ID: 9/3 Div Domest EATON VANCE FLOATING RATE-I 06/30/13 INCOME 5,480.943 0.029 159.14 DIVIDEND 0.029 PER SHARE AS OF 08/30/13 (ID: 9/3 Div Domest HSBC FDS TOTAL RETURN 109/03/13 INCOME 5,780.006 0.005 28.90 DMDEND @ 0.005 PER SHARE (ID: 9/3 Div Domest PRUDENTIAL INVT PORTFOLIOS 9 PRU ABRTN FD Z 7,400.957 0.03 218.46 08/30/13 INCOME DIVIDEND 0.030 PER SHARE AS OF 08/30/13 (ID: 9/4 Div Domest DOUBLEUNE TOTAL RETB0-108/30113 INCOME 13,146.134 0.046 599.07 DIVIDEND 0.046 PER SHARE AS OF 08/30/13 (ID: 9/4 Div Domest GOLDMAN SACHS TR STRG INCM INST 08/30/13 INCOME 4,731.710 0.021 100.27 DIVIDEND 0.009 PER SHARE AS OF 08/30/13 (ID: 9/4 Div Domest PIMCO UNCONSTRAINED BOND-P 08/30/13 INCOME 14,308.333 0.007 102 03 DIVIDEND 0.006 PER SHARE AS OF 08/30/13 (ID: J.P.Morgan Account Pace 8 e 9 Consolidated Statement Page 78 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046229 Chase CONFIDENTIAL SDNY_GM_00315427 EFTA01518970

EFTA01523914.pdf

DataSet-10 Unknown 1 pages

CHISLAINE MAXWELL IRA For the Period 12/1/13 to 12/31/13 Portfolio Activity Summary Current Year-To-Date Transactions Period Value Value• Beginning Cash Balance 733.39 INFLOWS Income 45.20 535.91 Total Inflows 94620 1536.91 TRADE ACTIVITY Settled Sales/Maturities/Redemptions 39.78 39.78 Settled Securities Purchased (84.98) (575.89) Total Trade Activity (745.20) ($636.91) Ending Cash Balance 5733.39 • Year to date information is calculated on a calendar year basis. Your accounts standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail INFLOWS & OUTFLOWS Type Quantity Per Unit Settle Date Selection Method Description Cost Amount Amount 12/2 Div Domest JPM SHORT DURATION BOND FD - SEL FUND 3133 5.136.026 0.008 41 09 0.008 PER SHARE (ID: 4812C1-33.0) J.P.Morgan Page 6 of 7 Confidential Treatment Requested by JPMorgan JPM-SDNY-00051677 Chase CONFIDENTIAL SDNY_GM_00320875 EFTA01523914

EFTA01520913.pdf

DataSet-10 Unknown 1 pages

OHISLAINE MAXWELL For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary - Swedish Krona PRINCIPAL US Dollar Value Local Value Current Year-To-Date Current Year-To-Date Transactions Period Value Value Period Value Value Beginning Cash Balance 0.00 Ending Cash Balance 0.00 INCOME US Dollar Value Local Value Current Year -To-Dare Current Year-To-Dare TralMiCti0n5 Period Value Value Per Va:L:e Value Beginning Cash Balance 0.00 Ending Cash Balance 0.00 Portfolio Activity Detail - Swedish Krona INFLOWS & OUTFLOWS Per Unit PRINCIPAL INCOME Type Amount USD Amount USD Amount USD Currency Settle Date Selection Method Description Quantity Local Value Local Value Local Value Gain/Loss USD 11116 Receipt of Assets ERICSSON LM-I3 SHS ISIN SE0000108656 SEDOL 793.000 5959378 (ID: W26049-91-1) J.P.Morgan Page 62 of 66 Confidential Treatment Requested by JPMorgan JPM-SDNY-00048257 Chase CONFIDENTIAL SDNY_GM_00317455 EFTA01520913

EFTA01521282.pdf

DataSet-10 Unknown 1 pages

GHISLAINE MAXWELL For the Period 6/1/12 to 6/30/12 Portfolio Activity Summary - Pound Sterling PRINCIPAL US Dollar Value Local Value Current year-To-Date Current Year-To-Date Transactions Period Value Value' Period Value Value' Beginning Cash Balance 2,244.76 INFLOWS Income 222 03 7,894.01 142.81 5.052.01 Foreign Exchange - Inflows 159,902.42 100,776.72 Total Inflows $222.03 3167.896.43 142.81 106,828.73 OUTFLOWS Wthdrawals (558,140.84) (350.837.45) Tax Payments (333.12) (207.80) Foreign Exchange - Outflows (358568.42) (226.311.80) Total Outflows $0.00 (3915,042.38) 0.00 (577,357.05) TRADE ACTIVITY Settled Sales/Maturities/Redemptions 731,933.29 455,251.88 SeWed Securities Purchased (175.53) (109.50) Total Trade Activity 30.00 6731,757.76 0.00 455,142.38 Ending Cash Balance 2,387.57 • Year to date information is calculated on a calendar year basis ▪ Your accounts standing instructions use a HIGH COST method for relieving assets from your position JP Morgan Page 30 of 33 Confidential Treatment Requested by JPMorgan JPM-SDNY-00048653 Chase CONFIDENTIAL SDNY_GM_00317851 EFTA01521282

EFTA01522466.pdf

DataSet-10 Unknown 1 pages

GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 10/1/13 to 10/31/13 Account Summary CONTINUED Current Year-to-Date Current Year-to-Date Tax Summary Period Value Value Period Value Value Domestic Dividendsi0rstribulions 2,480.70 33,845.14 ST Realized Galn/Loss 3,203.73 47,612.44 Interest Income 0.30 5.37 LT Realized Gain/Loss 6,599.76 14,276.47 Taxable Income $2,481.00 $33,850.61 Realized Gain/Loss 89,803.49 381,888.91 To-Date Value Unrealized Gain/Loss $243.407.33 Cost Summary Cost Equity 1.685,081.72 Cash 8 Fixed Income 59,933.12 Total $1,744,994.84 JP Morgan Page 3 of 15 Confidential Treatment Requested by JPMorgan JPM-SDNY-00050010 Chase CONFIDENTIAL SDNY_GM_00319208 EFTA01522466

EFTA01519117.pdf

DataSet-10 Unknown 1 pages

CHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 INFLOWS & OUTFLOWS Per Unit PRINCIPAL INCOME Type Amount USD Amount USD Amount USD Currency Settle Date Selection Method Description Quantity Local Value Local Value Local Value Gain/Loss USD 11/13 Foreign Interest JP MORGAN CHASE BANK -CAD LONDON TIME DEPOSITS 116.323 380 13.36 0.6200% DATED 11/06/2013 MATURITY 11/13/2013 14.02 HELD BY LONDON TREASURY SERVICES (ID: 2537N9-9N-6) 11/13 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (14.020) (13.36) (ID: OCADPR-AA-6) (14.02) 11,20 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 116.337.400 13.43 0.8200% DATED 11/13/2013 MATURITY linorzoi 3 14.03 HELD BY LONDON TREASURY SERVICES (ID: 253709-9V-5) 11/20 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (14.030) (13.43) (ID: OCADPR-AA-6) (14.03) 11/27 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 116.351.430 13.31 0.6200% DATED 11/20/2013 MATURITY 11/27/2013 14.03 HELD BY LONDON TREASURY SERVICES (ID: 253759-9S-0) 11/27 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (14.030) (13.31) (ID OCADPR-AA-6) (14.03) Total Inflows & Outflows $0.00 J.P. Morgan Account Page 23 of 3: Consolidated Statement Page 26 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046390 Chase CONFIDENTIAL SDNY_GM_00315588 EFTA01519117

EFTA01518126.pdf

DataSet-10 Unknown 1 pages

CHISLAINE MAXWELL -TAP DYS ACCT. For the Period VIM to 1/31/13 Equity Summary Beginning Ending Change Current Asset Categories Asset Categories Market Value Market Value In Value Allocation US Large Cap Equity O00 35.847.64 35.847.64 4% Asia ex•Japan Equity 0.00 32.28137 32.28137 3% Total Value $0.00 368,129.41 $68,129.41 7% PS Large Cap COWy Current Market Value/Cost Period Value Market Value 68,129.41 Tax Cost 67,964.00 Attlaex,AmnamW Unrealized Gain/Loss 165.41 Estimated Annual Income 1,825.73 Yield 2.67% Equity as a percentage of your portfolio 7 X. J.P.Morgan Account Page 4 el 14 Consolidated Statement Page 57 Confidential Treatment Requested by JPMorgan JPM-SDNY-00045339 Chase CONFIDENTIAL SDNY_GM_00314537 EFTA01518126

EFTA01521431.pdf

DataSet-10 Unknown 1 pages

GHISLAINE MAXWELL For the Period 10/1/12 to 10/31/12 Notes: • Transaction Market Value is representative of the poor trading days market value This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Transaction Sett* Date Selection Method Description Cost Market Value • Securities Transferred Out 10/23 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (1,233,138.030) (217,551.80) 0.8500% DATED 10/18/2012 MATURITY 10/23/2012 208,101.77 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2531X9-9O-1) 10130 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (1,233,341.840) (214,101.40) 0.8500% DATED 10/23/2012 MATURITY 101302012 208,137.73 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2532A9-9D-3) Total Securities Transferred Out ($1.078,809.86) JP Morgan Page 31 of 35 Confidential Treatment Requested by JPMorgan JPM-SDNY-00048812 Chase CONFIDENTIAL SDNY_GM_00318010 EFTA01521431

EFTA01523865.pdf

DataSet-10 Unknown 1 pages

GHISLAINE MAXWELL IRA ACCT For the Period 7/1/13 to Cash & Fixed Income Summary Beginning Ending Change Current Asset Categories Asset Categories Market Value Market Value In Value Allocation Cash 733.39 733.39 0.00 1% US Fixed Income 55,782,98 55,875.11 92.15 99% Total Value $56,516.35 $56,608.50 $92.15 100% Cash Current Market Value/Cost Period Value Market Value 56,608.50 Tax Cost 57,117.07 Unrealized Gain/Loss (508.57) VS Fixed Income Estimated Annual Income 599.28 Accrued Interest 40.97 Yield 1.05% Cash & Fixed Income as a percentage of your portfolio - 100% SUMMARY BY MATURITY SUMMARY BY TYPE Market % of Bond Market % of Bond Cash & Fixed Income Value Portfolio Cash & Fixed Income Value Portfolio 0-6 months' 56.608 50 100% Cash 733.39 1% Mutual Funds 55,875.11 99% ' The years indicate the number of years until the bond is scheduled to mature Total Value $58,608.50 100% based on the statement end date. Some bonds may be called. or paid in full, before their stated maturity. JP Morgan Page 4 of 7 Confidential Treatment Requested by JPMorgan JPM-SDNY-00051609 Chase CONFIDENTIAL SDNY_GM_00320807 EFTA01523865