DataSet-9
EFTA01194832
1 pg
Financial Interest. A United States person has a financial interest in a foreign financial account
for which:
1. the United States person is the owner of record or holder of legal title, regardless of
whether the account is maintained for…
DataSet-9
EFTA00151444
5 pg
…US
US - Enhanced
Financial Interest in 25 or No
More Accounts
Signature Authority in 25 or No
More Accounts
Information on Financial Account(s) Owned Separa…
DataSet-10
EFTA01656461
3 pg
…Enhanced
Country US
US - Enhanced
Financial Interest in 25 or No
More Accounts
Signature Authority in 25 or No
…
DataSet-10
EFTA01654377
3 pg
…Enhanced
Country US
US - Enhanced
Financial Interest in 25 or No
More Accounts
Signature Authority in 25 or No
…
DataSet-10
EFTA01654151
3 pg
…Enhanced
Country US
US - Enhanced
Financial Interest in 25 or No
More Accounts
Signature Authority in 25 or No
…
DataSet-10
EFTA01364678
1 pg
…investment in the Access Fund,
(iii) not use the Confidential Information for purposes of trading any security or other financial interests on the
basis of any such information and (iv) promptly return this Memorandum and any copies hereof to the…
DataSet-10
EFTA01389684
1 pg
…investment in the Access Fund,
(iii) not use the Confidential Information for purposes of trading any security or other financial interests on the
basis of any such information and (iv) promptly return this Memorandum and any copies hereof to the…
DataSet-10
EFTA01654356
4 pg
…Enhanced
County US
US - Enhanced
Financial Interest in 25 or No
More Accounts
Information on Financial …
DataSet-10
EFTA01654384
3 pg
…Enhanced
Country US
US - Enhanced
Financial Interest in 25 or No
More Accounts
Signature Authority in 25 or No
…
DataSet-10
EFTA01654192
78 pg
…00802 - Enhanced
Country US
US - Enhanced
Financial Interest in 25 or No
More Accounts
Information on Financ…
DataSet-10
EFTA01386710
1 pg
…
(7) the Investor and the Investor Fiduciary understand, acknowledge and agree that
the existence and nature ofany financial interest of iCapital and its Affiliates have
been disclosed in the Partnership's governing documents, the Partners…
DataSet-9
EFTA00619489
7 pg
…and apt. or suite no.)
10 City 11 State 12 ZIP/Postal Code 13 Country
U SA
14 a) Does the filer have a financial interest in 25 or more financial
DataSet-10
EFTA01449292
1 pg
…Long Tom Debt -- Cash
Sara Dame.*Earl San' Drab& tett
Figure 4: S&P ex-financial interest expense/sates at 1.5% Figure 5: 10-15 year IG corporate bond yield is up 100bp
is the lowest level since 197…
DataSet-9
EFTA00619455
7 pg
…suite no. 56 Cit 5.tate 58 ZIP octal Code 59 Country
US
This form should be used to report a financial intere…
DataSet-10
EFTA01386041
1 pg
…investment risks independently, both in general and with regard to
particular transactions and investment strategies, and who understand that Deutsche Bank has financial interests in the
offering of its products and services. If this is not the case, or if…
DataSet-9
EFTA00841456
2 pg
…core club on 55 , i will arrange. only if you feel useful to you. I have no
financial interest in it . in any way
please note
The information contained in this communication is
confidential, may be attorney-client privileged, may
…
DataSet-10
EFTA01457552
1 pg
…Required by US Regulators and the Explanatory Notes.
17. Deutsche Bank and orfits affiliate(s) has a significant Non-Equity financial interest (this can include Bonds,
Convertible Bonds, Credit Derivatives and Traded Loans) where the aggregate net exposure to the…
DataSet-10
EFTA01387662
1 pg
…investment risks independently, both in general and with regard to particular
transactions and investment strategies, and who understand that Deutsche Bank has financial interests in the offering of
its products and services. If this is not the case, or if…
DataSet-10
EFTA01462010
1 pg
…by US Regulators and the Explanatory Notes.
17. Deutsche Bank and or/its affiliate(s) has a significant Non-Equity financial interest (this can include Bonds,
Convertible Bonds, Credit Derivatives and Traded Loans) where the aggregate net exposure to the…
DataSet-10
EFTA01390027
1 pg
…any conflicts of interest that may
arise out of the employees' personal trading activities. Furthermore, iCapital generally provides
to each Sub-Adviser a list of companies at which any of iCapital's related persons has a
material financial interest (e…
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