• Koy now / amended controls have boon identified and clearly described (including what the control activity is, why it takes place at the right time, adequate frequency, what its typo is (manual vs automated, detective vs preventive), how it is evidenced…
…management activities conducted by Deutsche Bank AG or any of its subsidiaries. Clients will be provided Deutsche Asset & Wealth Management products or services by one or more legal entities that will be identified to clients pursuant to the contracts, agreements…
…ATELIER Amy CassellAtelier, LLC Design Services Agreement This Design Services Agreement (the "Agreement") constitutes a contract between the individual(s) identified in the Client Information section below (the "Client") and Amy Cassell Atelier, …
…to the other. within 30 days of the date of this Agreement in the case appointment of a person identified in Annex 1 or of the date of the appointment of the relevant agent in any other case, evidence of…
…Institutions Insurance and Reinsurance undertakings Deposit and collective investment undertakings Government or state funds investment funds Pension funds Creditors without identified identities Creditors involved in money laundering Persons with more than or equal to 50% or more of share in…
…Brokerage x 3. RESOLVED, that those persons identified above are authorized in the name and on behalf of the Entity to execute a and borrow brokerage agreement with ).P. Morgan Securitie…
…17 Sep 2014 20:28:55 +0000 Attachments: Peterbilt_Eval.pdf Bosco has concerns about 357 we identified (see below) - In addition Johnny had concerns about 400k mileage although we are told these machines are ok up to 800,000…
…Agreement Dear Mr. Epstein: As you know, Brian Manning has identified Steven A. Cohen as a prospective buyer (the "Prospective Buyer") who is interested in purchasing the above-referenced private residence (the "Property"). We are confident that the Prospective Buyer…
…management activities conducted by Deutsche Bank AG or any of its subsidiaries. Clients will be provided Deutsche Asset & Wealth Management products or services by one or more legal entities that will be identified to clients pursuant to the contracts, agreements…
…c)(3) (other than a private foundation) may establish a donor advised fund which is a separate account identified by reference to contributions made by a donor to the organization under which the donor (or person appointed by the donor…
…deliver to the other. within 30 days of the date of this Agreement in the case of the date of the appointment of the relevant agent in appointment of a person identified in Annex I or case, evidence of the…
…of client account activity to establish open obligations which prevent offboard Managed Exit A process state for client entities identified for offboarding but have open obligations which prevent process completion Notification The process of sending a client notification to terminate…
determines that the likelihood of an unfavorable outcome is probable and the loss is reasonably estimable. Management has also identified certain other legal matters where we believe an unfavorable outcome is not probable and, therefore, no reserve is established. Although…
…Morgan D. Brokerage 1 RESOLVED, that those persons identified above are autriarted in the name and on beneath@ Entity to execute a brokerage agreement with ) P. Morgan Securities LLC and any successors or assigns, to purchase on margin or othenrse…
Safe Harbor This presentation includes "forward-looking statements" within the meaning of securities laws of applicable jurisdictions. Forward-looking statements can generally be identified by the use of forward-looking words such as "may", "will", "would", "could", "expect", "intend", "plan…
…< >; Natalie Barak < Subject: RE: returned funds to Caterpillar Hi Brigid, In the review stage we identified that approved KYC for the client is not valid as, this KYC#01898372 was valid till 13'1' Feb 2019 as…
…Brokerage x 3. RESOLVED, mat those persons identified above are auttionzed in Me name and on babe of the Entity to execute a brokerage agreement welt I.P. Morgan Sec/train LLC and any Successors or assigns; to purchase On…
…DUE DILIGENCE REVIEW OF POTENTIAL INVESTMENT OPPORTUNITIES FOR THE FUND. AS OF THE DATE OF THIS PRESENTATION, ONLY A SMALL NUMBER OF THE FUND'S INVESTMENTS HAS BEEN IDENTIFIED. THUS. AN INVESTOR MEMBER IN THE FUND IS RELYING ON THE…
…n determining far value less costs to sell. recent market transactions are taken rt0 account t available If ro such transactions can be identified an appropriate valuation model s used These calculations are corroborated by valuation multi lees, quoted share…
…and collective investment undertakings • Government or state funds • investment funds • Pension funds • Creditors without identified identities • Creditors involved in money laundering • Persons with more than or equal to 50% or more of share in the institution's capita…
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