DataSet-10
EFTA01383694
1 pg
Investment Management Fee Schedule
Fees are based on the assets under management appraised every month. Fees
ordinarily are billed monthly in arrears, and are computed at one-twelfth the annual fee
rates detailed below:
Balanced and Equity Accounts (including custody…
DataSet-10
EFTA01376754
1 pg
Investment Experience of Account Owner(s)
'rear First Aseflici. if Average Size of Average Size in Types of Pimidus Option
'Traded Trades Per Year r.xles In $ Shares i Contracts Eepei…
DataSet-10
EFTA01353531
1 pg
Investment Experience of Account Owner(s)
'rear First AVellici.? Average Size of Average Size in Types of Precious Option
'Traded Trades Per Year Trades In S Shares i Contracts Expe…
DataSet-10
EFTA01451275
1 pg
investment advice. All intended recipients are Professional investors (as
defined by MiFID), who understand the strategy, characteristics and risks
associated with any ideas proposed herein and will be able to evaluate it
independently. All trades on proposed ideas shall be…
DataSet-10
EFTA01372991
1 pg
Investment Process: Due Diligence
The Portfolio Advisor has a process for the identification. due diligence and mitigation of
risk factors in potential investments that it will seek to employ for the Issuer'
…
DataSet-10
EFTA01376855
1 pg
Investment Team Biographies
Larry Adam, LIMA, CFP, CFA®
Managing Director, Chief Investment Officer Americas and Global Chief Investment Strategist
Deutsche Bank Wealth Management
Larry Adam …
DataSet-10
EFTA01370536
1 pg
Investment Experience of Account Owner(s)
Year First Average M Trades Average Size of Types of Previous Option
Traded Per Year Trades in $ Experience
Options …
DataSet-10
EFTA01365580
1 pg
Investment Manager determines that it would be advisable to sell Collateral Obligations to sources that may include
its own account and any of its Affiliates or another client of the Investment Manager or for the Issuer to purchase
Collateral Obligations…
DataSet-10
EFTA01370109
1 pg
Investment Process: Investing and Portfolio Monitoring
Investment review triggers upon signs of potential credit deterioration'
Investing and Portfolio
…
DataSet-10
EFTA01370445
1 pg
Investment Process: Due Diligence
The Portfolio Advisor has a process for the identification. due diligence and mitigation of
risk factors in potential investments that it will seek to employ for the Issuer'
…
DataSet-10
EFTA01370104
1 pg
Investment Equity Cushions Support High Recovery
Rates Historically
• Portfolio Advisor investment selection emphasizes meaningful equity cushion and places significant value in analyzing values of investments
• Portfolio Advisor calculates equity cushion at the time of investment and updates underlying investment valuations…
DataSet-10
EFTA01358357
1 pg
Investment
Company
Ltd,BS
JMB Capital
KCP US
Partners LP
Somerston
KCP US Investments
Ltd,GB I
…
DataSet-10
EFTA01370447
1 pg
Investment Process: Investing and Portfolio Monitoring
Active Portfolio Management: PM's seek to minimize risk to RIN Note holders
through asset and portfolio level metrics
Investing and Portfolio
…
DataSet-10
EFTA01353535
1 pg
Investment Experience of Account Owner(s)
'rear First Ave a4 if Average Size of Average Size in Types of Pimidus Option
'Traded Trades Per Year r.xles In $ Shares i Contracts Er 'o…
DataSet-10
EFTA01361146
1 pg
Investment Management Fee Schedule
Fees are based on the assets under management appraised every month. Fees
ordinarily are billed monthly in arrears, and are computed at one-twelfth the annual fee
rates detailed below:
Balanced and Equity Accounts (including custody…
DataSet-10
EFTA01376750
1 pg
Investment Experience of Account Owner(s)
'rear First AVellici.? Average Size of Average Size in Types of Previous Option
'Traded Trades Per Year Trades In S Shares i Contracts Expelgel…
DataSet-10
EFTA01370108
1 pg
Investment Process: Due Diligence
The Portfolio Advisor has a process for the identification. due diligence and mitigation of
risk factors in potential investments that it will seek to employ for the Issuer'
…
DataSet-10
EFTA01372470
1 pg
INVESTMENT CORP DIRECTOR
; RICHTER INVESTMENT CORP. DE CERBERUS CAPITAL LIMITED PARTNER 11/1992
MANAGEMENT LP
WILLIAM L. RICHTER DE RICHTER SHAREHOLDER 08/2014
EpERPETUITIES TRUST 2 …
DataSet-10
EFTA01376179
1 pg
investment has returns linked to credit performance of a reference obligor or one or more
reference obligations.
"Target Return": With respect to any Distribution Date, the amount that, together with
all amounts paid to the Holders of the Subordinated Securities…
DataSet-10
EFTA01365404
1 pg
investment has returns linked to credit performance of a reference obligor or one or more
reference obligations.
"Target Return": With respect to any Distribution Date, the amount that, together with
all amounts paid to the Holders of the Subordinated Securities…
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