EFTA01480442.pdf PDF
Investment Management: r Low r Medium r High Funds: r Low r Medium r High Other: r Low r Medium r High Transaction Profile/Expected Account Activity Ch…
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EFTA01480933.pdf PDF
(Investment Mgmt. / Trust) r Yes & No Credit type facilities (Line of Credit, Mortgage, Letter of Credit) r Yes a No Required Security Services Checks Security Search Type: Full Note for Security Services: Please update with any new information since the…
EFTA01118417.pdf PDF
FTC Investments into DBZ 4/29/2002 10,000,000 8/30/2002 10,000,000 12/2/2002 30,000,000 6/2/2003 10,000,000 1/3/2005 …
EFTA01365578.pdf PDF
• the Investment Manager willfully violates or willfully breaches any provision of the Investment Management Agreement or the Indenture applicable to it: • any representation, warranty. certification or statement made or delivered by the Investment Manager in or pursuant to the Investment…
EFTA01385680.pdf PDF
• DB WM — Regional Investment Committee Tactical Asset Allocation Changes — July 12, 2016 o Provides the rationale behind the tactical asset allocation changes resulting from the RIC - Americas meeting on July 12: • Decrease exposure to European Equities (Unhedged) by 2.0…
EFTA01392149.pdf PDF
GLOUS144 Glenn Warren (e) Investment Company Act Representations; Qualified Purchaser Status. The Investor acknowledges that (i) the Partnership is not being registered as an - investment company" as the term - investment company" is defined in Section 3(a) of the United…
EFTA01390241.pdf PDF
GLDUS138 Ian Slone (e) Investment Company Act Representations; Qualified Purchaser Status. The Investor acknowledges that (i) the Partnership is not being registered as an - investment company" as the term - investment company" is defined in Section 3(a) of the United…
EFTA01354374.pdf PDF
GLOUS143 Henry Nicholas (e) Investment Company Act Status. Based in part upon the representations of the Limited Partners contained in the Subscription Agreements, the Partnership is not required to be registered as an "investment company" within the meaning of the…
EFTA00236786.pdf PDF
UBS Alternative Investments Reference Card Material delivery and e-signature using UBS Online Services Getting started #.• • • JJ …
EFTA01393709.pdf PDF
GLDUS131 Bright Group (e) Investment Company Act Representations; Qualified Purchaser Status. The Investor acknowledges that (i) the Partnership is not being registered as an - investment company" as the term - investment company" is defined in Section 3(a) of the United…
EFTA01088087.pdf PDF
Global Equity Research UBS Investment Research UBS Business Jet Survey S.Y.: r Ca-rimer: North America Leading the Way …
EFTA02674224.pdf PDF
TERM SHEET Investment in China Medical Data Services Ltd. This term sheet describes the key terms upon which a to-be formed parent company to China Medical Data Services Ltd. (the "Company") will issue securities ("Financing") to a to be…
EFTA01354787.pdf PDF
GLOUSi26 Gerald Ford (e) Investment Company Act Representations; Qualified Purchaser Status. The Investor acknowledges that (i) the Partnership is not being registered as an - investment company" as the term - investment company" is defined in Section 3(a) of the United…
EFTA01389891.pdf PDF
GLDUS132 EverWatch Financial (e) Investment Company Act Status. Based in part upon the representations of the Limited Partners contained in the Subscription Agreements, the Partnership is not required to be registered as an "investment company" within the meaning of the…
EFTA01394707.pdf PDF
GLDUS140 Lawrence Hirsch (e) Investment Company Act Status. Based in part upon the representations of the Limited Partners contained in the Subscription Agreements, the Partnership is not required to be registered as an "investment company" within the meaning of the…
EFTA02696364.pdf PDF
TOP OPPORTUNISTIC INVESTMENT THEMES FOR 1Q 2012 Global Investment Opportunities Group J.P. Morgan Private Bank w O LL z O This presentation is intended for your personal use only and should not be circulated to any other person without…
EFTA01354359.pdf PDF
GLOUS143 Henry Nicholas (e) Investment Company Act Representations; Qualified Purchaser Status. The Investor acknowledges that (i) the Partnership is not being registered as an - investment company" as the term - investment company" is defined in Section 3(a) of the United…
EFTA01378358.pdf PDF
Municipal Credit > Investment Grade NYC Transitional Finance Authority (TFA), NY Subordinate Future Tax Bonds Updated: Oct 31, 2015 Trade Idea: o Buy NYC Transitional Finance Authority, NY Subordinate Future Tax Bonds. This is a name specific recommendation. The credit…
EFTA01392162.pdf PDF
GLOUS144 Glenn Warren (e) Investment Company Act Status. Based in part upon the representations of the Limited Partners contained in the Subscription Agreements, the Partnership is not required to be registered as an "investment company" within the meaning of the…
EFTA01394692.pdf PDF
GLDUS140 Lawrence Hirsch (e) Investment Company Act Representations; Qualified Purchaser Status. The Investor acknowledges that (i) the Partnership is not being registered as an - investment company" as the term - investment company" is defined in Section 3(a) of the United…
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