Securities Financing Transaction Regulation — Re-use of collateral When was the Information Statement published? The Association for Financial Markets in Europe (AFME), FIA, the International Capital Market Association (ICMA), the International Swaps and Derivatives Association, Inc. (ISDA), and the International…
Securities Financing Transaction Regulation — Re-use of collateral What is SFTR? U The Securities Financing Transaction Regulation (SFTR) is a European regulation formally adopted by the European Parliament on 29th October 2015. U SFTR forms part of the EU's…
Securities Financing Transaction Regulation — Re-use of collateral What is SFTR? U The Securities Financing Transaction Regulation (SFTR) is a European regulation formally adopted by the European Parliament on 29th October 2015. U SFTR forms part of the EU's…
Regarding mulual fund and Corporate Action transactions- Deutsche Bank Trust Company Americas (the "Bank- )shall only be obligated to act on any instructions to buy or sell mutual funds or elect on a Corporate Action instruction that you delraei via…
30 July 2013 Exchange Rate Perspectives: FX and the Financial Transaction Tax FX and the Financial Transaction Tax e In February 2013, the European Commission published a detailed proposal of a Financial Transaction Tax (FTT) to be implemented based on…
Deutsche Asset • Wealth Management Written Statement of Unauthorized Debit (ACH) Account/Transaction Information Jeffrey Epstein Account Number Amount of Debit 2/1/2016 Date of Debit WELLS FARGO Party Debiting the Account Statement I (the undersigned) hereby attest that (a…
Deutsche Asset & Wealth Management Written Statement of Unauthorized Debit (ACH) Account/Transaction Information Jeffrey Epstein Name Account Number $334.33 Amount of Debit 2/1/2016 Date of Debt WELLS FARGO Party Debiting the Account …
1:51 PM Jeffrey E Epstein 11/30117 Transaction Detail By Account Accrual Bashi January through December 2015 T…
1) SFTR Regulation - Overview: The EU Securities Financing Transactions Regulation ("SFTR") requires Deutsche Bank to provide to clients with whom Deutsche Bank has certain security collateral arrangements a disclosure statement regarding the general risks and consequences that may be involved…
Important Information Regarding Trading Instructions: Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the 'Bank' shall only be obligated to act on any instructions to buy or sell mutual funds or elect on a Corporate Action…
Important Information Regarding Trading Instructions: Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the "Bank") shall only be obligated to act on any instructions to buy or sell mutual funds or elect on a Corporate Action…
Primary Account NES LLC For the Period 3/30/13 to 4130/13 Transaction Detail CONTINUED …
Deutsche Wealth Management SFTR Internal FAQs 08 July 2016 Deutsche Wealth Management For internal use only For internal use only EFTA01419198 Securities Financing Transaction Regulation — Re-use of collateral What is SFTR? The Securities Financing Transaction Regulation (SFTR) is a…
…Nil 5 through September 3o :L Primary Account: TRANSACTION DETAIL DATE DESCRIPTION AMOU…
1. The client may continue to conduct trades and transactions in existing accounts without Compliance pre- approval, provided that the business has determined these transactions do not involve any unusual and/or suspicious activity or are in a size that…
CHISLAINE MAXWELL ACCT. For the Period 10/1/13 to 10/31/13 TRADE ACTIVITY - Pound Sterling Note: Settled transaction was initiated in prior statement period and settled in current statem…
…The client may continue to conduct trades and transactions in existing accounts without Compliance pre-approval, provided that the business has determined these transactions do not involve any unusual and/or suspicious activity or are in a size that is…
GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 413W13 TRADE ACTIVITY - Pound Sterling Note: * Settled transaction was initiated in prior statement period and settled in curren…
1. The client may continue to conduct trades and transactions in existing accounts without Compliance pre- approval, provided that the business has determined these transactions do not involve any unusual and/or suspicious activity or are in a size that…
…ACCT. For the Period 8/1/13 to 8131/13 TRADE ACTIVITY Note C inthcates Currency Gain,Loss " Settled transaction was initiated in prior statement period and settled in current state…
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