EFTA01356856.pdf PDF
Transaction Type: Share Option Transaction (Cash or Physical Settlement) Trade Date: 27 January 2015 Option Style: European Option OptionType: Call …
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EFTA01459901.pdf PDF
Transaction Type: Share Option Transaction (Cash or Physical Settlement) Trade Date: 27 January 2015 Option Style: European Option OptionType: Call …
EFTA01368844.pdf PDF
Deutsche Bank US PWM Transactions Monitored Total transactions monitored in Total Transactions Monitored *N0 Prime for March 2014 is …
EFTA01370290.pdf PDF
Deutsche Bank US PWM Transactions Monitored Total transactions monitored in Total Transactions Monitored *N0 Prime for March 2014 is …
EFTA01370280.pdf PDF
Deutsche Bank US PWM Transactions Monitored Total transactions monitored in Total Transactions Monitored *IM0 Prime for June 2014 is 73,999. …
EFTA01370310.pdf PDF
Deutsche Bank US PWM Transactions Monitored • Total transactions monitored in Total Transactions Monitored N Prime for December 2013 is …
EFTA01368709.pdf PDF
Deutsche Bank Compliance The combination of transaction types that were observed but are not currently monitored is: • Free Receipts followed by Outgoing Wires, • Incoming Wires followed by Free Deliveries, and • Reversals of Free Receipts, Incoming Wires and/or Outgoing Wires…
EFTA01370256.pdf PDF
Deutsche Bank Compliance The combination of transaction types that were observed but are not currently monitored is: • Free Receipts followed by Outgoing Wires, • Incoming Wires followed by Free Deliveries, and • Reversals of Free Receipts, Incoming Wires and/or Outgoing Wires…
EFTA01386426.pdf PDF
TO t 03May10 0947 EST FROM: DEUTSCHE BANK AG PAGE 002 The tents of the Transaction to which this Confirmation relates are as follows 1. General Terms: Trade Date …
EFTA01388325.pdf PDF
EXHIBIT II-G to 2006 ISDA Definitions Additional Provisions for a Confirmation of a Swap Transaction to which …
EFTA01388311.pdf PDF
(B) the amounts payable by the Fixed Rate Payer under the Relevant Swap Transaction. The discount factors used to calculate such present value will be calculated from a current zero coupon curve agreed between the parties and the Business Day…
EFTA01353462.pdf PDF
5. Just as holders and writers of stock options bear the risk that transactions in the underlying security may be erroneously reported, holders and writers of index options bear the risk that the reported current index level may be in…
EFTA01368706.pdf PDF
Deutsche Bank Compliance VELOCITY INTRODUCTION The Velocity rule identifies activity that may be indicative of attempts to use bank accounts as 'pass- throughs" to facilitate layering of transactions and obscure the trail of funds. This rule will allow AML Compliance…
EFTA01388304.pdf PDF
…Optional Early Termination. (a) In respect of each Exercise Date under a Swap Transaction to which "Optional Early Termination" is specified to be applicable and to which "Cash Settlement" is applicable: (i) the party which is out-of-the-money…
EFTA01388307.pdf PDF
…Settlement Payment Date" means, in respect of an Exercise Date, and in respect of an Option Transaction, the date specified as such in the related Confinnation (or determined pursuant to a method specified for such purpose), subject to adjustment in…
EFTA01388310.pdf PDF
…"ISDAFIX Page" means, in respect of a Swap Transaction and in respect of a Cash Settlement Valuation Date or an Exercise Date, whichever of the Reuters Screen ISDAFIX pages is designated for purposes of displaying par swap rates for swaps…
EFTA01388297.pdf PDF
…Swaption Straddle. "Swaption Straddle" means a Swap Transaction that is identified in the related Confirmation or Confirmations as a Swaption Straddle or Straddle and which comprises two Swaptions, one in respect of an Underlying Swap Transaction that is an Underlying…
EFTA01388306.pdf PDF
…of the Cash Settlement Currency. (b) Cash Settlement Valuation Time. "Cash Settlement Valuation Time" means, in respect of an Option Transaction, the time specified as such in the related Confirmation. (c) Cash Settlement Valuation Date. "Cash Settlement Valuation Date" means…
EFTA01370253.pdf PDF
Deutsche Bank Compliance VELOCITY INTRODUCTION The Velocity rule identifies activity that may be indicative of attempts to use bank accounts as 'pass- throughs" to facilitate layering of transactions and obscure the trail of funds. This rule will allow AML Compliance…
EFTA01896484.pdf PDF
…Jeffrey, I understand that Henry Swieca is unwilling to consent to a waiver of Dan Zwim's confidentiality/non-disclosure obligations with respect to Corbin, both as to the specific restructuring transaction that is at issue right now and, generally…
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