EFTA01368700.pdf

Deutsche Bank Compliance About 169 Private Bank accounts have ATM withdrawals every week. More than 58% (-98) of those accounts have only 1 ATM withdrawal per week. The average PWM account with ATM transactions has 2 ATM transactions per week and the average size of the transaction is 5344.80 ($712.1612). RECOMMENDATION No changes recommended. Current parameters are sufficient. Rule Name Additional Details/Parameter Settings RepOffChks 5 Official Checks exceeding $13,000. Runs weekly. The rule is designed to flag accounts that have 5 or more official check transactions of at least 513,000 each within 7 days. The analysis included in this document is based on the population of transactions with a "bookdate" between 3/1/2011and 3/31/2011. Total number of official checks for this period: 5,055. In 1O 2012, about 3% or, 132 of 5,055 official checks were captured in a repetitive alert. Total II N %of Avg. Off Ck per account accounts accounts accounts avert of Week Week Avg. Of 1 Ck per account (exd. accounts with only 1 avg trx amt with off with! off with loll w/d ck) chk chic chic Vol Amt Vol Amt 1 353 240 68% 1.55 1 1.55240793 5 12,742.28 2.725663717 $ 25.126.04 $ 9,21832 2 262 179 68% 1.54 2 1.54198473 S 15,062.66 2.710843373 $ 31,774.69 $ 11,721.33 3 215 161 75% 1.79 3 1.79069767 S 13,522.39 4.148148148 $ 21.85443 $ 5,268.48 4 190 150 79% 1.46 4 1.46842105 5154,056.68 3.225 $ 51,424.31 5 15,945.52 5 255 209 82% 1.38 S 1.38823529 S 15,583.18 3.152173913 $ 48712.53 $ 15,453.63 6 266 167 63% 1.73 6 1.73684211 S 7,424.05 2.97979798 $ 10,817.98 $ 3,630.44 7 266 219 82% 1.33 7 1.33082707 $ 6,763.49 2.872340426 $ 15.630.23 $ 5,459.04 8 133 102 77% 1.67 8 1.67669173 $ 13,476.53 3.903225806 $ 37,237.29 $ 8259.14 9 263 202 77% 1.56 9 1.56653992 5 7,286.54 3.442622951 $ 14,24833 $ 4,138.80 10 246 126 51% 2.01 10 2.01626016 $ 25,594.41 3.083333333 $ 41,642.75 $ 13,505.76 11 270 219 81% 1.4 11 1.4 5 6,415.47 3.117647059 $ 16620.91 $ 5.331.24 12 207 159 77% 1.53 12 1.53140097 $ 13,870.02 3.291666667 $ 3L169.00 $ 9,469.06 13 278 208 75% 1.59 13 1.59352518 S 9,801.68 3.357142857 $ 24,757.45 $ 7,374.56 average 246.46154 180.07692 73% 1.58 Average 1.58414106 $ 23,196.10 3.231508172 $ 28158.92 $ 8,828.87 On ave age, official checks are issued from about 246 Private Bank accounts every week. About 73% (-180) of those accounts issue only 1official check per week. About 11% of all official checks in 1O 2012 are less than $13,000. The average PWM account with official checks has 2 of these transactions per week and the average size of the transaction is $11,598.05 ($23,196.1012). RECOMMENDATION http://compliance.intranet.db.com// 25 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0060606 CONFIDENTIAL SDNY_GM_00206790 EFTA01368700