Investment Manager will not be deemed to be in violation of this obligation to the extent that it has complied with the Operating Guidelines. The Investment Manager may assign its rights or responsibilities or delegate its material obligations (including its…
Investment Management: r Low r Medium r High Funds: r Low r Medium r High Other: r Low r Medium r High Transaction Profile/Expected Account Activity Ch…
"Investment Management Agreement": The Investment Management Agreement, dated as of the Closing Date, between the Issuer and the Investment Manager, as amended from time to time in accordance with the terms thereof. "Investment Management Fees": The Senior Investment Management Fee…
(Investment Mgmt. / Trust) r Yes & No Credit type facilities (Line of Credit, Mortgage, Letter of Credit) r Yes a No Required Security Services Checks Security Search Type: Full Note for Security Services: Please update with any new information since the…
"Investment Management Agreement": The Investment Management Agreement, dated as of the Closing Date, between the Issuer and the Investment Manager, as amended from time to time in accordance with the terms thereof. "Investment Management Fees": The Senior Investment Management Fee…
62829903 Investment counselors EXECUTIVES PRESIDENT: Jeffrey E Epstein, Pres MANAGER: Helen Kin, Office Manager Ira Zicherman, Manager …
• the Investment Manager willfully violates or willfully breaches any provision of the Investment Management Agreement or the Indenture applicable to it: • any representation, warranty. certification or statement made or delivered by the Investment Manager in or pursuant to the Investment…
OCH-ZIFF CAPITAL Investment Philosophy MANAGEMENT …
General The Investment Manager has advised the Issuer with respect to the accumulation of obligations prior to the Closing Date. Commencing on the Closing Date, the Investment Manager will perform advisory• functions with respect to the Collateral pursuant to an…
General The Investment Manager has advised the Issuer with respect to the accumulation of obligations prior to the Closing Date. Commencing on the Closing Date, the Investment Manager will perform advisory• functions with respect to the Collateral pursuant to an…
OCH-ZIFF CAPITAL Investment Philosophy MANAGEMENT …
GLDUS113 Cliff Meg Fidelity Relationship The Investment Manager has entered into collaboration and services agreements with Fidelity Brokerage Services LLC and National Financial Services LLC (collectively, referred to as "Fidelity') pursuant to which the Investment Manager compensates Fidelity for providing…
(viii) as to which the Investment Manager has not determined, in its reasonable business judgment, that it is subject to substantial non-credit related risk with respect to repayment: (ix) has an S&P Rating and does not have an…
GLDUS1 29 OF Enterpnses Fidelity Relationship The Investment Manager has entered into collaboration and services agreements with Fidelity Brokerage Services LLC and National Financial Services LLC (collectively, referred to as "Fidelity') pursuant to which the Investment Manager compensates Fidelity for…
designated in writing by the Investment Manager on behalf of the Issuer (with a copy to the Trustee). "Moody's Industry Classification Group": Any of the Moody's classification groups set forth in Schedule A, and/or any classification groups…
GLDUS138 Ian Slome IN MAKING AN INVESTMENT DECISION, INVESTORS MUST RELY ON THEIR OWN EXAMINATION OF THE ACCESS FUND AND THE TERMS OF THE OFFERING, INCLUDING THE MERITS AND RISKS INVOLVED. THE INTERESTS HAVE NOT BEEN RECOMMENDED BY ANY U…
GLDUS238 SOUTHERN FINANCIAL LLC Fidelity Relationship The Investment Manager has entered into collaboration and services agreements with Fidelity Brokerage Services LLC and National Financial Services LLC (collectively, referred to as "Fidelity') pursuant to which the Investment Manager compensates Fidelity for…
GLDUS238 SOUTHERN FINANCIAL LLC Fidelity Relationship The Investment Manager has entered into collaboration and services agreements with Fidelity Brokerage Services LLC and National Financial Services LLC (collectively, referred to as "Fidelity') pursuant to which the Investment Manager compensates Fidelity for…
GLDUS140 Lawrence Hirsch Fidelity Relationship The Investment Manager has entered into collaboration and services agreements with Fidelity Brokerage Services LLC and National Financial Services LLC (collectively, referred to as "Fidelity') pursuant to which the Investment Manager compensates Fidelity for providing…
GLDUS131 Bright Group Fidelity Relationship The Investment Manager has entered into collaboration and services agreements with Fidelity Brokerage Services LLC and National Financial Services LLC (collectively, referred to as "Fidelity') pursuant to which the Investment Manager compensates Fidelity for providing…
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