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EFTA01365391.pdf PDF

DataSet-10 EFTA01365391 1 pg

"Investment Management Agreement": The Investment Management Agreement, dated as of the Closing Date, between the Issuer and the Investment Manager, as amended from time to time in accordance with the terms thereof. "Investment Management Fees": The Senior Investment Management Fee…

EFTA01380002.pdf PDF

DataSet-10 EFTA01380002 1 pg

Investment Experience of Account Owner(s) Year First Average t Average Sere of Average 5rze in Types of Previous Option Traded Ionia Per Year • Tiaras:4.S Snares/ Contracts Experien…

EFTA01376856.pdf PDF

DataSet-10 EFTA01376856 1 pg

Investment Team Biographies Deepak Puri, CFA° Managing Director, Head of Discretionary Portfolio Management Americas Deutsche Bank Wealth Management Deepak Puri is a Managing Director and Head of Discretionary Portfol…

EFTA01376285.pdf PDF

DataSet-10 EFTA01376285 1 pg

Investment Manager ING Alternative Asset Management LLC (the "Investment Manager" or "ING"). The Investment Manager will perform certain advisory. administrative and monitoring functions with respect to the Collat…

EFTA01376170.pdf PDF

DataSet-10 EFTA01376170 1 pg

"Investment Management Agreement": The Investment Management Agreement, dated as of the Closing Date, between the Issuer and the Investment Manager, as amended from time to time in accordance with the terms thereof. "Investment Management Fees": The Senior Investment Management Fee…

EFTA01365578.pdf PDF

DataSet-10 EFTA01365578 1 pg

• the Investment Manager willfully violates or willfully breaches any provision of the Investment Management Agreement or the Indenture applicable to it: • any representation, warranty. certification or statement made or delivered by the Investment Manager in or pursuant to the Investment

EFTA01376311.pdf PDF

DataSet-10 EFTA01376311 1 pg

The Investment Management Agreement will terminate upon the earlier of (a) the liquidation of all of the Collateral and the final distribution of related proceeds to the holders of Securities (as certified to the Issuer by the Investment Manager) and…

EFTA01386014.pdf PDF

DataSet-10 EFTA01386014 1 pg

Paul, I'm an Investment Specialist on Stew Oldfield's team at DB. During your last meeting with Stew, you had discussed a managed option strategy on our platform: the Harvest Collateral Yield Enhancement Strategy (CYES). As a follow-up…

EFTA01373007.pdf PDF

DataSet-10 EFTA01373007 1 pg

Risk Factors1 (continued) An investment in Preferred Shares involves a high degree of risk, including possible loss of Preferred Shares holders investment, and is suitable only for sophisticated investors who can bear such losses. The value of the Preferred Shares…

EFTA01370458.pdf PDF

DataSet-10 EFTA01370458 1 pg

Risk Factors1 (continued) An investment in Preferred Shares involves a high degree of risk, including possible loss of Preferred Shares holders investment, and is suitable only for sophisticated investors who can bear such losses. The value of the Preferred Shares…

EFTA01384563.pdf PDF

DataSet-10 EFTA01384563 1 pg

HUBUS133 Alpha Group Capital Investments will be held for between several months to several years (depending, to some extent, on whether the Appraisal Proceeding is resolved in court or by settlement with the Acquiror). Hudson Bay Capital may from time…

EFTA01378356.pdf PDF

DataSet-10 EFTA01378356 1 pg

Municipal Credit > Investment Grade State of California Updated: Oct 31, 2015 Trade Idea: 0 Buy state of California general obligation bonds. Investment Rationale: o Security: The bonds are…

EFTA01376304.pdf PDF

DataSet-10 EFTA01376304 1 pg

General The Investment Manager has advised the Issuer with respect to the accumulation of obligations prior to the Closing Date. Commencing on the Closing Date, the Investment Manager will perform advisory• functions with respect to the Collateral pursuant to an…

EFTA01378979.pdf PDF

DataSet-10 EFTA01378979 1 pg

Selected Risk Considerations An investment in the securities involves significant risks. Investing in the securities is not equivalent to investing directly in the Underlyings. These risks are explained in more detail in the "Risk Factors" section of any accompanying product…

EFTA01378357.pdf PDF

DataSet-10 EFTA01378357 1 pg

Municipal Credit > Investment Grade State of Michigan Updated: Oct 31, 2015 Trade Idea: o Buy state of Michigan general obligation bonds. Investment Rationale: a Security: The bonds are general ob…

EFTA01386919.pdf PDF

DataSet-10 EFTA01386919 1 pg

Paul, I'm an Investment Specialist on Stew Oldfield's team at DB. During your last meeting with Stew, you had discussed a managed option strategy on our platform: the Harvest Collateral Yield Enhancement Strategy (CYES). As a follow-up…

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