DataSet-10
EFTA01365391
1 pg
"Investment Management Agreement": The Investment Management Agreement, dated
as of the Closing Date, between the Issuer and the Investment Manager, as amended from time to
time in accordance with the terms thereof.
"Investment Management Fees": The Senior Investment Management Fee…
DataSet-10
EFTA01380002
1 pg
Investment Experience of Account Owner(s)
Year First Average t Average Sere of Average 5rze in Types of Previous Option
Traded Ionia Per Year • Tiaras:4.S Snares/ Contracts Experien…
DataSet-10
EFTA01376856
1 pg
Investment Team Biographies
Deepak Puri, CFA°
Managing Director, Head of Discretionary Portfolio Management Americas
Deutsche Bank Wealth Management
Deepak Puri is a Managing Director and Head of Discretionary Portfol…
DataSet-10
EFTA01376285
1 pg
Investment Manager ING Alternative Asset Management LLC (the "Investment Manager"
or "ING"). The Investment Manager will perform certain advisory.
administrative and monitoring functions with respect to the Collat…
DataSet-10
EFTA01376170
1 pg
"Investment Management Agreement": The Investment Management Agreement, dated
as of the Closing Date, between the Issuer and the Investment Manager, as amended from time to
time in accordance with the terms thereof.
"Investment Management Fees": The Senior Investment Management Fee…
DataSet-10
EFTA01365578
1 pg
• the Investment Manager willfully violates or willfully breaches any provision of the Investment
Management Agreement or the Indenture applicable to it:
• any representation, warranty. certification or statement made or delivered by the Investment Manager in or
pursuant to the Investment…
DataSet-10
EFTA01372998
1 pg
Portfolio Investment: Wind Portfolio
Utility scale, contracted wind power portfolio financing
Transaction Summary
…
DataSet-10
EFTA01376311
1 pg
The Investment Management Agreement will terminate upon the earlier of (a) the liquidation of all of the Collateral
and the final distribution of related proceeds to the holders of Securities (as certified to the Issuer by the Investment
Manager) and…
DataSet-10
EFTA01382161
1 pg
Successful Real Estate Investment Track Record
Imperial Credit Commercial Mortgage
CBRE Strategic Partners Asia Fund II
…
DataSet-10
EFTA01386014
1 pg
Paul,
I'm an Investment Specialist on Stew Oldfield's team at DB. During your last meeting with Stew, you had discussed a
managed option strategy on our platform: the Harvest Collateral Yield Enhancement Strategy (CYES). As a follow-up…
DataSet-10
EFTA01373007
1 pg
Risk Factors1 (continued)
An investment in Preferred Shares involves a high degree of risk, including possible loss of Preferred Shares holders investment, and is suitable only for sophisticated investors who can bear such
losses. The value of the Preferred Shares…
DataSet-10
EFTA01370458
1 pg
Risk Factors1 (continued)
An investment in Preferred Shares involves a high degree of risk, including possible loss of Preferred Shares holders investment, and is suitable only for sophisticated investors who can bear such
losses. The value of the Preferred Shares…
DataSet-10
EFTA01384563
1 pg
HUBUS133 Alpha Group Capital
Investments will be held for between several months to several years (depending, to some
extent, on whether the Appraisal Proceeding is resolved in court or by settlement with the
Acquiror).
Hudson Bay Capital may from time…
DataSet-10
EFTA01378356
1 pg
Municipal Credit > Investment Grade
State of California Updated: Oct 31, 2015
Trade Idea:
0 Buy state of California general obligation bonds.
Investment Rationale:
o Security: The bonds are…
DataSet-10
EFTA01358857
1 pg
Page 5
6726 Investment Offices, Nec 531390 Other Activities Related to Real
Estate
6733 Trusts, Nec
6790 Misc. Investing
6798 …
DataSet-10
EFTA01376304
1 pg
General
The Investment Manager has advised the Issuer with respect to the accumulation of obligations prior to the Closing
Date. Commencing on the Closing Date, the Investment Manager will perform advisory• functions with respect to
the Collateral pursuant to an…
DataSet-10
EFTA01378979
1 pg
Selected Risk Considerations
An investment in the securities involves significant risks. Investing in the securities is not equivalent to investing directly in the
Underlyings. These risks are explained in more detail in the "Risk Factors" section of any accompanying product…
DataSet-10
EFTA01378357
1 pg
Municipal Credit > Investment Grade
State of Michigan Updated: Oct 31, 2015
Trade Idea:
o Buy state of Michigan general obligation bonds.
Investment Rationale:
a Security: The bonds are general ob…
DataSet-10
EFTA01390923
1 pg
CONFIDENTIAL icapital DEMOCRATIZING
NETWORK INVESTMENTS
…
DataSet-10
EFTA01386919
1 pg
Paul,
I'm an Investment Specialist on Stew Oldfield's team at DB. During your last meeting with Stew, you had discussed a
managed option strategy on our platform: the Harvest Collateral Yield Enhancement Strategy (CYES). As a follow-up…
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