DataSet-10
EFTA01736171
4 pg
Fund Investment Overview
The following represents existing ideas about the deployment of the first $250mm in an activist growth
fundfocused primarily on the disruptive intersection of technology and media
Company Specific Pipeline
…
DataSet-10
EFTA01925628
3 pg
To: Epstein Jeffreyfleevacation©gmail.com]
From: Joi Ito
Sent: Thur 4/24/2014 2:40:17 AM
Subject: Re: Investment in SmartThings
signature.asc
Hmm. Good point.
On Apr 23, 2014, at 21:05 , Jeffrey Epstein wrote:
>…
DataSet-10
EFTA01373335
1 pg
…Captioned request is principal
party set up and it is a Private Investment Vehicle.Request is raised for DBSI- Equity - custody/Margin (Type 1).
We are escalating the request as Entity is Private Investment Vehicle.
Kameshwaran has reviewed the alerts…
DataSet-10
EFTA01391304
1 pg
GLDUS124 BBR Partners
iCapital Advisors. LLC Form ADV Part 28
Nicholas Veronis
Educational Background and Business Experience
Mr. Veronis is a member of iCapital Advisor's investment committee. Mr. Veronis is Co-Founder and
one of the…
DataSet-10
EFTA01354093
1 pg
GLDUS143 Henry Nicholas
iCapital Advisors. LLC Form ADV Part 28
Nicholas Veronis
Educational Background and Business Experience
Mr. Veronis is a member of iCapital Advisor's investment committee. Mr. Veronis is Co-Founder and
one of t…
DataSet-10
EFTA01452064
1 pg
S0F III -1081 Southern Financial LIS
"Excused Partner" shall mean, with respect to any Direct Secondary or
Co-Investment, the Limited Partner that, pursuant to Section 5.6, has been
excused from advancing a Loan.
"Executive Fund Partner" shall mean…
DataSet-10
EFTA01391926
1 pg
GLDUS144 Gann Warren
iCapital Advisors. LLC Form ADV Part 28
Nicholas Veronis
Educational Background and Business Experience
Mr. Veronis is a member of iCapital Advisor's investment committee. Mr. Veronis is Co-Founder and
one of the M…
DataSet-10
EFTA01409686
3 pg
…thanks for your help.
Thank you,
Vahe
(Embedded image moved to file: pic00688.gif)
Vahe Stepanian
Associate I Wealth Investment Coverage
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
345 Park Avenue - 26th Floor
New York NY 10154-0004
Email…
DataSet-10
EFTA01398848
7 pg
…Name Case
Manager RAG Status Next Step by Exclusion Reason # Days in
Outreach Due Date Customer Risk Score PEP? DC Status
RR 1883718 Techview Investments Ltd. Vijay Sawant
Due soon Quality Rejection with Client 5
10/18/18 High
RR …
DataSet-10
EFTA01364607
1 pg
GLOUS238 SOUTHERN FINANCIAL LLC
iCapital Advisors. LLC Form ADV Part 28
Nicholas Veronis
Educational Background and Business Experience
Mr. Veronis is a member of iCapital Advisor's investment committee. Mr. Veronis is Co-Founder and
…
DataSet-10
EFTA01394450
1 pg
GLOUS140 Lawrence Hirsch
iCapital Advisors. LLC Form AD`✓ Parr 2E1
Nicholas Veronis
Educational Background and Business Experience
Mr. Veronis is a member of iCapital Advisor's investment committee. Mr. Veronis is Co-Founder and
one of …
DataSet-10
EFTA01393229
1 pg
…LLC
iCapital Advisors. LLC Form ADV Part 28
Nicholas Veronis
Educational Background and Business Experience
Mr. Veronis is a member of iCapital Advisor's investment committee. Mr. Veronis is Co-Founder and
one of the Managing Partner…
DataSet-10
EFTA01389610
1 pg
GLDUSI32 Eve+Watch Financial
iCapital Advisors. LLC Form ADV Part 28
Nicholas Veronis
Educational Background and Business Experience
Mr. Veronis is a member of iCapital Advisor's investment committee. Mr. Veronis is Co-Founder and
one …
DataSet-10
EFTA01273308
336 pg
…
Call your Financial Advisor or the Account number:
RMA Resourceline at PO/BMA-1000.
account 029023568
Visltour websIte:
vAmv.ubscomlfinancialseivites
Your investment objectives:
You have identified the following Value of your account …
DataSet-10
EFTA01451652
1 pg
S0F III -1081 Southern Financial LIS
"Excused Partner" shall mean, with respect to any Direct Secondary or
Co-Investment, the Limited Partner that, pursuant to Section 5.6, has been
excused from advancing a Loan.
"Executive Fund Partner" shall mean…
DataSet-10
EFTA01373518
1 pg
…Captioned request is principal
party set up and it is a Private Investment Vehicle.Request is raised for DBSI- Equity - custody/Margin (Type 1).
We are escalating the request as Entity is Private Investment Vehicle.
Kameshwaran has reviewed the alerts…
DataSet-10
EFTA01374437
1 pg
…Captioned request is principal
party set up and it is a Private Investment Vehicle.Request is raised for DBSI- Equity - custody/Margin (Type 1).
We are escalating the request as Entity is Private Investment Vehicle.
Kameshwaran has reviewed the alerts…
DataSet-10
EFTA01451161
1 pg
…is internal only,
meant only to be a guideline and reference source for all of us on this call.
Investment ideas detail on the last two pages.
Nav/Vinit - The term sheet attached is the pivot trade that you were…
DataSet-10
EFTA01365433
1 pg
…Article IV and the Collateral
Administrator under the Collateral Administration Agreement,
(e) the rights and protections (including indemnities) of the Investment
Manager hereunder and under the Investment Management Agreement,
(0 paym…
DataSet-10
EFTA01274073
314 pg
…
Call your Financial Advisor or the Account number: Y1 23571 55
RMA Resourceline at 800-RMA-1000
account 029023571
1fisitour website:
www.ubscomainanciatservices
Your investment objectives:
You have identified the fdlowing Value of your account …
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