Found 1,000+ results for “financial transaction” in 260ms

EFTA01449340.pdf PDF

DataSet-10 EFTA01449340 1 pg

30 July 2013 Exchange Rate Perspectives: FX and the Financial Transaction Tax Regulatory Disclosures 1. Important Additional Conflict Disclosures Aside from within this report, important conflict disclosures can also be found at https://gm.db.com/equities under the "Disclosures…

EFTA01449237.pdf PDF

DataSet-10 EFTA01449237 1 pg

30 July 2013 Exchange Rate Perspectives: FX and the Financial Transaction Tax F igure 34: U.S. Current-Account Balance (last 13 quarters) CUSS Billions) Q1 201002 201003 201004 201001 201102 201103 201104 201101 201202 201203 201204 201201 2013 Banc…

EFTA01449313.pdf PDF

DataSet-10 EFTA01449313 1 pg

Financial institutions are defined as investment firms, trading platforms or exchanges, insurance companies, pension funds, alternative investment funds, special purpose entities (SPEs) and special purpose vehicles (SPVs) and any other entity for which the average annual value of financial transactions…

EFTA01379831.pdf PDF

DataSet-10 EFTA01379831 1 pg

…in evaluating and determining whether to enter into, sophisticated trading strategies aid financial transactions. Transactions we subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be…

EFTA01422821.pdf PDF

DataSet-10 EFTA01422821 5 pg

…in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be…

EFTA01374771.pdf PDF

DataSet-10 EFTA01374771 1 pg

…exercising independent judgment in evaluating and determining whether to enter into. sophisticated trading strategies and financial transactions. Transactionsare subject to relevant internal approvals of Deutsche Bank or its affiliates prior to…

EFTA00809632.pdf PDF

DataSet-9 EFTA00809632 2 pg

Financial intermediation is an activity in which an entity incurs liabilities on its own account for the purpose of acquiring financial assets by engaging in financial transactions on the market; the role of financial intermediaries is to channel funds from…

EFTA01382133.pdf PDF

DataSet-10 EFTA01382133 1 pg

…in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea…

EFTA01464308.pdf PDF

DataSet-10 EFTA01464308 105 pg

…Composition Monitor 46 Page 2 Deutsche Bank Securities Inc. EFTA01464309 30 July 2013 Exchange Rate Perspectives: FX and the Financial Transaction Tax Currency Forecasts Industrialized Countries Currency US $ Exchange Rates U.S. Euro DB USD Index EUR/USD (Fwd…

EFTA00605232.pdf PDF

DataSet-9 EFTA00605232 63 pg

…represents the opinion of AAMI, as an independent and disinterested party to the transaction as well as the known parties thereto. It is not given for or as an inducement for any financial transaction and, further is prepared for the…

EFTA01383615.pdf PDF

DataSet-10 EFTA01383615 1 pg

…in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be…

EFTA01358494.pdf PDF

DataSet-10 EFTA01358494 1 pg

…in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be…

EFTA00072939.pdf PDF

DataSet-9 EFTA00072939 5 pg

…all research and prepare reports to support my findings and conclusions. • Utilized all functions of Actimize in the review of financial transactions. • Conducted case investigations on escalated alert investigations. • Reviewed expanded scope of activity on focal entities and counterparties to …

EFTA01365033.pdf PDF

DataSet-10 EFTA01365033 1 pg

…Email Derivatives are financial transactions based upon one or more predetermined market factors where periodic payments (or a one-time lump-sum payment) are made by each of the parties to the transaction based upon the value of the market…

EFTA01425031.pdf PDF

DataSet-10 EFTA01425031 12 pg

…in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be…

EFTA01356650.pdf PDF

DataSet-10 EFTA01356650 1 pg

…need to mention for which affiliation to be linked. • As per the Volcker Rule (Status 7) : For all the Financial Transactions being processed from banking account and the account has status 7 with the account type between 450 and 455…

EFTA01074293.pdf PDF

DataSet-9 EFTA01074293 66 pg

…s censorship-resistance permits transactions that were previously restrained, it is no surprise that the first wave of regulatory activity related to Bitcoin has focused on money transmission. At the federal level, the Treasury Department's Financial Crimes Enforcement Network…

EFTA01144994.pdf PDF

DataSet-9 EFTA01144994 52 pg

…Bank") or if the Investor receives deposits from, makes payments on behalf of, or handles other financial transactions related to a Non-U.S. Bank, the Investor represents and warrants to the Fund that: A "senior foreign political figure" is…

EFTA01423220.pdf PDF

DataSet-10 EFTA01423220 4 pg

…in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be…

EFTA01425583.pdf PDF

DataSet-10 EFTA01425583 6 pg

…in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be…

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