DataSet-10
EFTA01356652
1 pg
…Policy for Financial and Non-Financial 'transactions
Snlittine Transaction
• Transaction approvers must ensure that an instruction is not being split to avoid a control or policy requirement.
• Prior to approving a transaction, TAG must check if any other transactions have…
DataSet-9
EFTA00680719
3 pg
…funds
experience financial distress.
A partner in Venable's Bankruptcy and Creditors' Rights Group and Fellow of the
American College of Bankruptcy, Mr. Sabin has over 35 years of experience in creditors'
rights, bankruptcy, debt restructuring and financial transactions involving…
DataSet-10
EFTA01436180
4 pg
…in evaluating and
determining whether to enter into, sophisticated trading strategies and
financial transactions. Transactions are subject to relevant internal
approvals of Deutsche Bank or its affiliates prior to execution, and no
transaction, idea or opportunity discussed herein may be…
DataSet-9
EFTA01097864
15 pg
…fiscal "skeletons" inherited by the
new economic team remains unclear. For example, the fiscal watchdog TCU,
claims that there is an unaccounted stock of approximately BRL40bn in
financial transactions. Second, lower-than-expected GDP growth could hurt tax
collection and…
DataSet-9
EFTA00634243
5 pg
…income children reaching the middle class by age 40 shrinks to 6
percentage points. Read the Review )}
INSTITUTE EXPERTS IN THE NEWS
How a Financial Transactions Tax Could Work »
Michael Bright, Yahoo Finance
Washington: The Ideal Place to Grow Older »…
DataSet-10
EFTA01458305
1 pg
…According to newspaper Estado de Sao Paulo, Rousseff has not
given up on the CPMF tax idea, and allegedly wants to convince Congress to propose
reinstating the tax on financial transactions. According to the same source, some congressmen
of the…
DataSet-10
EFTA01368546
1 pg
…to newspaper Estado de
Sio Paulo, Rousseff has not given up on the CPMF tax idea, and allegedly wants to convince Congress to
propose reinstating the tax on financial transactions. According to the same source, some congressmen of
the ruling…
DataSet-9
EFTA00407720
7 pg
…co.uk/news/business/news/eurozone-
hope-7966123.html>
Key Events This Week
Wednesday: FOMC Rate Decision, Vehicle Sales, ISM PMI, Construction Spending, Eurozone
Manufacturing PMI, French financial transaction tax (FTT) effective today, Earnings (ADP,
AMT, AVP, CMCSA, HOG, ICE…
DataSet-10
EFTA01583288
1 pg
…Form J.P.Morgan
(0) 'AMONG; DEPOSIT and other financial lastrtution transactions. General authority to act in my name (in my irvedual
wacity or in any other capacity that I may hold) and do ail acts that a principal could…
DataSet-10
EFTA01592314
135 pg
…Capital Management
Highbridge - Financial Trust Co.
1/1/2006 to 9/30/2006
CURRENCY:
BROKER:
EUROPEAN MONETARY UNIT
CREDIT-SUISSE FIRST BOSTON
Qty Trx. Num
12582066
Trade
Date
Trx.
Type
08/25/05 BUY
Opening Transaction
Local
Proceeds FX Rate…
DataSet-10
EFTA01581832
1 pg
…M
lAnc: I I 2006 to 9102006 Mandl* Capita/ Ntaantatent
IllglibrIdge - Financial Trust Co. Page: 8 …
DataSet-10
EFTA01581830
1 pg
…N
Opening transaction (lacing Transaction Realized I',el.
Trade Trx. Local Functional 'trade Ira. …
DataSet-10
EFTA01581833
1 pg
Fund: I fighlwidge • Financial Tnnl Co. REALIZED GAIN/LOSS REPORT
Ds: 10'1606 4:2320…
DataSet-9
EFTA00238730
2 pg
…credit
received, international transaction, and large purchase transaction.
— Visit ubs.com/mycardbenefits and click on the Manage Accounts tab to get started.
ubs.com/fs
This message is an ADVERTISEMENT from UBS Financial Services Inc.. promoting services from our affiliate…
DataSet-10
EFTA01581828
1 pg
…I 7006 to 9342006 HA/Abridge Capita/ Management
Illaltbridte - Financial Trust Co. Page: 4 of 17
…
DataSet-10
EFTA01581838
1 pg
Fund: I fighlwidsc • Financial Tnnl Co. REALIZED GAIN/LOSS REPORT
Nee: 10'1606 4:…
DataSet-10
EFTA01581826
1 pg
Fund: I fighbridge - Financial Irmo Co. REALIZED GAIN/LOSS REPORT
Datc: 10164)6 4:2320…
DataSet-10
EFTA01581827
1 pg
Fund: I fighlwidgc • Financial Tnnl Co. REALIZED GAIN/LOSS REPORT
Duo: 101606 …
DataSet-10
EFTA01450128
1 pg
…Expanded to cover third party derivative transactions.
Cross Default has been made bilateral and Threshold has been amended3
ATEs have been amended
Payee tax representations —
Southern Trust Company Inc — Retained W9 and US rep.
Southern Financial LLC — Since this is…
DataSet-10
EFTA01386507
1 pg
GLOUS238 SOUTHERN FINANCIAL LLC
iCapital Advisors, LLC Form ADV Part 2A
and may perform in ways unanticipated by a Fund's Sub-Adviser or an Underlying Fund
Manager. In addition to the risks of an adverse change in the value…
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