EFTA01369223.pdf PDF
Bella — following up per guidance from our ops folks. Can you please confirm these are USD instructions? If so, there seems to be a US corresponding bank missing. Please let …
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EFTA01455841.pdf PDF
Please attach the following documentation: o certificate of Good Standing (dated within 1 year) o LLC Operating Agreement (copy of executed original, as amended, if applicable) o Addendum to Operating Agreement listing the LLC owners (must include ownership percentages) o…
EFTA01344017.pdf PDF
Janet Please make the following transfers and let me know the exact dollar amount of each transfer. thanks Harry This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities…
EFTA01377822.pdf PDF
S- I /A The following table sets forth all expenses to be paid by the Registrant, other than underwriting discounts and commissions, upon the completion of this offering. All amounts shown are estimates except for the SEC registration fee, the…
EFTA01368476.pdf PDF
Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there…
EFTA01392612.pdf PDF
GLDUS128 Patrick Gerschel *** PLEASE CHECK THE FOLLOWING BOXES AND SIGN BELOW *** Name of Fund: Glendower Access Secondary Opportunities IV (U.S.), L.P. ❑ The undersigned authorizes Deutsche Bank to provide the undersigned's Information to the iCapital Parties in…
EFTA01415348.pdf PDF
Sample 1: May MRC states the following NCAs for April: 8 high-risk NCAs; 20 moderate-risk NCAs; and 25 low-risk NCAs However, the NCA report during the walkthrough showed 9 high-risk NCAs: PEPs MRC slide 49 states…
EFTA01368648.pdf PDF
Classification: Confidential Jeffrey - Today you executed the following: 49,033 citi 5.8% pfd at 524.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other citi pfd is held in Haze. would you like this booked…
EFTA01448766.pdf PDF
Classification: Confidential Thanks Laura for following up. Any other comments from her message. Best Original Message From: Laura Farischon Sent: 08/08/2013 02:13 PM EDT To: Laura Farischon Cc: ; Kim Shores; Pau Morris …
EFTA01368431.pdf PDF
(a) On or as soon as practicable following a Data Delivery Date, each party shall perform a Data Reconciliation against SDR Data to the extent that such SDR Data relates to Material Terms that would otherwise be delivered by the…
EFTA01391274.pdf PDF
GLDUS139 Third Lake Capital *** PLEASE CHECK THE FOLLOWING BOXES AND SIGN BELOW *** Name of Fund: Glendower Access Secondary Opportunities IV (U.S.), L.P. ❑ The undersigned authorizes Deutsche Bank to provide the undersigned's Information to the iCapital Parties…
EFTA01354047.pdf PDF
GLDUS183 Dimension Capital Management *** PLEASE CHECK THE FOLLOWING BOXES AND SIGN BELOW *** Name of Fund: Glendower Access Secondary Opportunities IV (U.S.), L.P. ❑ The undersigned authorizes Deutsche Bank to provide the undersigned's Information to the …
EFTA01355309.pdf PDF
GLDUS127 Annandale Capital *** PLEASE CHECK THE FOLLOWING BOXES AND SIGN BELOW *** Name of Fund: Glendower Access Secondary Opportunities IV (U.S.), L.P. ❑ The undersigned authorizes Deutsche Bank to provide the undersigned's Information to the iCapital Parties in…
EFTA01389567.pdf PDF
GLOUS133 Georgetown University Endowment *** PLEASE CHECK THE FOLLOWING BOXES AND SIGN BELOW *** Name of Fund: Glendower Access Secondary Opportunities IV (U.S.), L.P. ❑ The undersigned authorizes Deutsche Bank to provide the undersigned's Information to t…
EFTA01361393.pdf PDF
Compliance came back this morning with the following questions: 1. Is there a relation to 2. For the company description does it do interior design for companies? Individuals? Are there any other employees? Is it mostly NYC focused? They would…
EFTA01370888.pdf PDF
Sample 1: May MRC states the following NCAs for April: • 8 high-risk NCAs; • 20 moderate-risk NCAs; and • 25 low-risk NCAs However, the NCA report during the walkthrough showed 9 high-risk NCAs: ••••• - • • • Mat …
EFTA01394410.pdf PDF
GLDUS129 DF Enterprises *** PLEASE CHECK THE FOLLOWING BOXES AND SIGN BELOW *** Name of Fund: Glendower Access Secondary Opportunities IV (U.S.), L.P. ❑ The undersigned authorizes Deutsche Bank to provide the undersigned's Information to the iCapital Parties in…
EFTA01375349.pdf PDF
are we able to do any of the following trades in our accounts • Trade fx forwards and options • CDS • Equity derivatives If so would this be out of your Wealth Management group or Investme…
EFTA01480553.pdf PDF
Confidential Due Diligence Report Our searches revealed the following: Hyperion Air Inc • Company records search revealed records found. • Corporate records search revealed records found. • Other databases (RDC/MIS/Factiva) revealed no records found. • Internal database search revealed no …
EFTA01582792.pdf PDF
Confidential Due Diligence Report Our searches revealed the following: Max Foundation • Company records search revealed records found. Tax ID confirmed Address confirmed • Corporate records search revealed records found. State of domicile: confirmed • Other database…
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