Following are list of required items • Confirm whether material changes to account or not & RP's identified above are correct? • Fincen CDD form required, attached blank form for reference Acct Holder & Authorized Signatory Joint Acct Holder …
Just following up. Please confirm whether DB received 78,709 shares of )PM Value Advantage Fund ()vAIX) and 49,505 shares of JPM Latin America ()LTSx) for the account of Southern Financial LLC thanks Harry CONFIDENTIAL - PURSUANT TO FED. R…
Trust following receipt of any such monthly accounting, the Manager shall provide STC with all documentation giving rise to such receipts, revenues, costs, expenses and liabilities. The accounting of the books of the Company shall be kept on the method…
The following account had three consecutive statement return occurrences. The account will be placed in Suspended Balance Ledger (SBL) status on March 5,2019 if a new address is not made to FIS before that time. No hard copy statements…
Bella — following up per guidance from our ops folks. Can you please confirm these are USD instructions? If so, there seems to be a US corresponding bank missing. Please let …
Just following up on the below. Thanks! Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bar* Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue 10154-O004 New York. NY. USA Tel. Fa…
Trust following receipt of any such monthly accounting, the Manager shall provide STC with all documentation giving rise to such receipts, revenues, costs, expenses and liabilities. The accounting of the books of the Company shall be kept on the method…
The following scenarios are examples of structuring. Examples of Structured Transactions 1. John has $15,000 in cash he obtained from selling his truck. John knows that if he deposits$15,000 in cash, his financial institutio…
The following KYC's are being assigned to you. Please review and comment, edit where necessary. The Volcker needs to be completed for all required parties. Please review PEP classification on all parties. Please review the research on checklist and…
Trust following receipt of any such monthly accounting, the Manager shall provide STC with all documentation giving rise to such receipts, revenues, costs, expenses and liabilities. The accounting of the books of the Company shall be kept on the method…
The following need to be completed today: 1. $0 balance deposit accounts that are still open. Please coordinate with Daphne Cales to get these closed out on the system. DARREN K. INDYKE PLLC GRATITUDE AMERICA, LTD GRA…
Trust following receipt of any such monthly accounting, the Manager shall provide STC with all documentation giving rise to such receipts, revenues, costs, expenses and liabilities. The accounting of the books of the Company shall be kept on the method…
Trust following receipt of any such monthly accounting, the Manager shall provide STC with all documentation giving rise to such receipts, revenues, costs, expenses and liabilities. The accounting of the books of the Company shall be kept on the method…
The following scenarios are examples of structuring. Examples of Structured Transactions 1. John has $15,000 in cash he obtained from selling his truck. John knows that if he deposits$15,000 in cash, his financial institutio…
Important information The following is a current list and description of the indices used in the blended benchmarks for the Composite and Model returns shown on the preceding pages. The indices are used for comparative purposes only and are not…
Complete the following information for each office, other than your principal office and place of business, at which you conduct investment advisory business. You must complete a separate Schedule D Section 1.F. for each location. If you are applying…
Please attach the following documentation: o certificate of Good Standing (dated within 1 year) o LLC Operating Agreement (copy of executed original, as amended, if applicable) o Addendum to Operating Agreement listing the LLC owners (must include ownership percentages) o…
Subject: The following case that you have created has been closed. From: Gaurav Bhargava < Date: Wed, 09 Oct 2013 11:56:38 -0400 To: Amanda Kirby ‹ > The following case that you have created has been closed. Case Number…
Relationship with IAC following the initial public offering We expect to enter into certain agreements with IAC relating to this offering and our relationship with IAC after this offering. These agreements will include. a master transaction agreement; an investor rights…
Additional information The following is a current list and description of the indices used in the blended benchmarks for the Composite and Model returns shown on the preceding pages. The indices are used for comparative purposes only and are not…
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