EFTA01358783.pdf PDF
following the date of the event. If you are registered or registering with a state, you must respond to the questions as posed; you may, therefore, limit your disclosure to ten years following the date of an event only in…
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EFTA01383643.pdf PDF
Just following up on the below. Thanks! Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bar* Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue 10154-O004 New York. NY. USA Tel. Fa…
EFTA01368587.pdf PDF
The following cases on the process portal have been rejected: 10348083, 082, 081 immediately after they were submitted. These are urgently needed for a KYC that is already in "rush" status. I believe this likely happened in error, and AML…
EFTA01381956.pdf PDF
The following need to be completed today: 1. $0 balance deposit accounts that are still open. Please coordinate with Daphne Cales to get these closed out on the system. DARREN K. INDYKE PLLC GRATITUDE AMERICA, LTD GRA…
EFTA01353501.pdf PDF
The following example is inserted immediately fol- lowing the example at the bottom of page 63 of the Booklet: EXAMPLE: An Investor receives a premium of $4 for writing a binary call option on XYZ security that has an exercise…
EFTA01353495.pdf PDF
The following paragraphs are inserted following the cany-over paragraph at the top of page 10 of the Booklet: In the case of a binary option, the cash settlement amount is determined by the relevant listing options mar- ket and…
EFTA01460076.pdf PDF
Important information The following is a current list and description of the indices used in the blended benchmarks for the Composite and Model returns shown on the preceding pages. The indices are used for comparative purposes only and are not…
EFTA01358575.pdf PDF
Complete the following information for each office, other than your principal office and place of business, at which you conduct investment advisory business. You must complete a separate Schedule D Section 1.F. for each location. If you are applying…
EFTA01392390.pdf PDF
GLDUS128 Patrick Gerschel The following information set forth in the fourth paragraph of "Certain Risk Factors and Potential Conflicts of Interest — Risks Associated with Investing in the Access Fund" is hereby amended with the changes as marked below: Although the…
EFTA01354224.pdf PDF
GLOUS143 Henry Nicholas The following information set forth in the fourth paragraph of "Certain Risk Factors and Potential Conflicts of Interest — Risks Associated with Investing in the Access Fund" is hereby amended with the changes as marked below: Although the…
EFTA01367868.pdf PDF
Additional information The following is a current list and description of the indices used in the blended benchmarks for the Composite and Model returns shown on the preceding pages. The indices are used for comparative purposes only and are not…
EFTA01376284.pdf PDF
SUMMARY OF TERMS The following summary does not purport to be complete and is qualified in its entire& by reference to the detailed information appearing elsewhere in this Offering Memorandum andrelated documents referred to herein. Offered Securities The Notes will…
EFTA01365614.pdf PDF
Distribution Date immediately following such Measurement Date (excluding all accrued and unpaid interest on Defaulted Obligations and on Collateral Obligations that have outstanding deferred or capitalized interest and interest with respect to any Collateral Obligation to the extent that it…
EFTA02726425.pdf PDF
Fund Investment Overview The following represents existing ideas about the deployment of the first $250mm in an activist growth fundfocused primarily on the disruptive intersection of technology and media Company Specific Pipeline …
EFTA01451238.pdf PDF
Today you executed the following: Bought 25k FMI @ 527.4463 Separately, as a follow up to my e-mail on Friday - you redeemed 81,563.173 JVAIX (-S2.2mm of JP Morgan value Advantage Mutual fund) @ 527.17. Thank you…
EFTA01480629.pdf PDF
Before answering the following question please review the Yes Annual Account History Activity Summary Report that has been attached in the Summary tab. Did the actual transaction activity appear reasonable, normal, and expected for the type of business or industry…
EFTA01380824.pdf PDF
Important information The following is a current list and description of the indices used in the blended benchmarks for the Composite and Model returns shown on the preceding pages. The indices are used for comparative purposes only and are not…
EFTA01365397.pdf PDF
(a) the following amounts received during any Due Period, excluding with respect to any Distribution Date, amounts (x) received during any Due Period other than the related Due Period or (y) that have been invested (or designated for investment by…
EFTA01377822.pdf PDF
S- I /A The following table sets forth all expenses to be paid by the Registrant, other than underwriting discounts and commissions, upon the completion of this offering. All amounts shown are estimates except for the SEC registration fee, the…
EFTA01391390.pdf PDF
GLDUS124 BBR Partners The following information set forth in the fourth paragraph of "Certain Risk Factors and Potential Conflicts of Interest — Risks Associated with Investing in the Access Fund" is hereby amended with the changes as marked below: Although the…
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