Found 275 results for “settlement” in 94ms

EFTA01365255.pdf PDF

DataSet-10 EFTA01365255 1 pg

accommodate the settlement of the Senior Notes in book-entry forum through facilities of a depositary or otherwise; take any action necessary or helpful to prevent the Issuer or the Trustee from becoming subject to any withholding or other taxes…

EFTA01376087.pdf PDF

DataSet-10 EFTA01376087 1 pg

accommodate the settlement of the Senior Notes in book-entry forum through facilities of a depositary or otherwise; take any action necessary or helpful to prevent the Issuer or the Trustee from becoming subject to any withholding or other taxes…

EFTA01353515.pdf PDF

DataSet-10 EFTA01353515 1 pg

there is no assurance that the exercise settlement date for an accelerated index•linked security option will coincide with the date on which the cash payment to the holders of the underlying security becomes available from the issuer. Covered writers…

EFTA01452124.pdf PDF

DataSet-10 EFTA01452124 1 pg

S0F III -1091 Southern Financial LLC Proceeding by settlement shall not, of itself, create a presumption that any Damages relating to such settlement or otherwise relating to such Proceeding arose primarily from Disabling Conduct of any Covered Person. The General…

EFTA01451697.pdf PDF

DataSet-10 EFTA01451697 1 pg

S0F III -1081 Southern Financial LLC Proceeding by settlement shall not, of itself, create a presumption that any Damages relating to such settlement or otherwise relating to such Proceeding arose primarily from Disabling Conduct of any Covered Person. The General…

EFTA00083323.pdf PDF

DataSet-9 EFTA00083323 1 pg

Hi everyone. Last week had some very notable achievements: a $678 million civil settlement with Novartis for years of paying illicit kickbacks; and also the arrest of GELANE Maxwell, a co-conspirator of Jeffrey Epstein. I cheer both of those…

EFTA01353446.pdf PDF

DataSet-10 EFTA01353446 1 pg

…other than the one immedi- ately prior to expiration are settled on the second business day after the automatic exercise is triggered. The settlement of exercises of cash-settled options that have a settlement currency that is not U.S…

EFTA01380210.pdf PDF

DataSet-10 EFTA01380210 1 pg

…0ldfield ; Nicole Perskawiec ; Daphne Cales Subject: RE: Epstein Ill Attachments: DB_JEE_Deposit_AIG_Finall settlement for ISL1mm_110918.pdf Classification: For internal use only Looping in Kat lir) n. as she is helping us with this issue. Attached is…

EFTA01455364.pdf PDF

DataSet-10 EFTA01455364 1 pg

… Trade/ Settlement Transaction Date Date Activity Type Desai• ion Ouantit Price Accrued Interest Amount Currency Securities Bought and Sold 08106/14 08101114 PURCHASED …

EFTA01393156.pdf PDF

DataSet-10 EFTA01393156 1 pg

…Instead. exercise settlement will be postponed until the next business day following the day when the adjustment panel fixes the exercise settlement value, and each long position in the affected series will be treated as having been exercised if the…

EFTA01390530.pdf PDF

DataSet-10 EFTA01390530 1 pg

DEUTSOE BNII( Fax 4106955135 Sep 23 2013 03:15pm P021/036 *Me iettrinatinia of any action, mit, tor Omit:it:ding- by judgment order, settlement, conviction, or upon' a plea of nolo contendac or its equivalent, shall not, oritseIC etrate…

EFTA01345447.pdf PDF

DataSet-10 EFTA01345447 1 pg

…M0519 Base Currency US0 Trade Date Transaction Type Description Quantity Amount in Local CCV Cost in Local CCV Realized Gain/Loss Settlement Date …

EFTA01353484.pdf PDF

DataSet-10 EFTA01353484 1 pg

…Instead. exercise settlement will be postponed until the next business day following the day when the adjustment panel fixes the exercise settlement value, and each long position in the affected series will be treated as having been exercised if the…

EFTA01386197.pdf PDF

DataSet-10 EFTA01386197 1 pg

…Group Capital Paul Barrett orders; software that provides trade analytics and trading strategies; software used to transmit orders; clearance and settlement in connection with a trade; electronic communication of allocation instructions; routing settlement instructions; post trade matching of trade information…

EFTA01365682.pdf PDF

DataSet-10 EFTA01365682 1 pg

…transfer restrictions imposed are reasonably necessary to comply with such laws (or any applicable exemption therefrom); (x) accommodate the settlement of the Securities in book-entry form through facilities of a depositary or otherwise; …

EFTA01393126.pdf PDF

DataSet-10 EFTA01393126 1 pg

…other than the one immedi- ately prior to expiration are settled on the second business day after the automatic exercise is triggered. The settlement of exercises of cash-settled options that have a settlement currency that is not U.S…

EFTA01365477.pdf PDF

DataSet-10 EFTA01365477 1 pg

…e) Subject to Article XII hereof, the Investment Manager may, by Issuer Order delivered to the Trustee no later than the settlement date under a Securities Lending Agreement (or, in the case of physical settlement, no later than the Business…

EFTA01480184.pdf PDF

DataSet-10 EFTA01480184 1 pg

…act or omission of the Sole Member, the Manager or such employee or agent on behalf of the Company, and amounts paid in settlement of any of the above, provided that such amounts were not the result of fraud, glom…

EFTA00807470.pdf PDF

DataSet-9 EFTA00807470 18 pg

…filed before that date. Presently, the following Motions/Requests are pending: 1. 10/5/17, Epstein's Motion for Sanctions Pursuant to Violation of Confidential Settlement Agreement Against Edwards and His Counsel; a. 11/8/17, Edwards' Response in Opposition. …

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