DataSet-9
EFTA00584008
8 pg
…the investment management industry since 1995. I began my career in the
investment management industry at Cantor Fitzgerald and Co., where I was a Vice President of
the Institutional Property Group. In this position, I was responsible for buying and…
DataSet-10
EFTA01507181
1 pg
…67
BUY USD SELL GBP
CONTRACT RATE : 1.785700004
TRADE 4/26/04 VALUE 5/07/04
May 7 Purchase 5,735.67 JP MORGAN INSTITUTIONAL PRIME MONEY …
DataSet-9
EFTA00863680
2 pg
…Classification: Confidential
As discussed...
Daniel Sabba
Key Client Partners
Deutsche Bank Securities Inc.
Tel.
Mobile
Email
Available to Institutional Investors who ore United States Persons Only.
This document is being circulated on a confidential basis by Deutsche Bank Securities Inc…
DataSet-10
EFTA01462711
3 pg
…Client Partners
Deutsche Bank Securities Inc.
Tel. +1
Mobile
EFTA01462711
Email
Available to Institutional Investors who are United States Persons Only.
This document is being circulated on a confidential basis by Deutsche Bank
Securities Inc. ("DBSI") t…
DataSet-10
EFTA01365533
1 pg
…IN THAT TRUST SHALL NOT BE TRANSFERABLE FOR 6 MONTHS
AFTER THAT CORPORATION OR THAT TRUST HAS ACQUIRED THE SECURITIES UNDER SECTION 275 EXCEPT:
(I) TO AN INSTITUTIONAL INVESTOR UNDER SECTION 274 OF THE SFA OR TO A RELEVANT
PERSON…
DataSet-10
EFTA01452695
1 pg
…MIX
01/10/14 12/13/13 SELL Jo MORGAN VALUE ADVA INSTITUTIONAL CLASS 1.255.017 33.082 25 34,098.81 1,016.56
First In First Out Security Identifier 'MIX
01/10/14 12/23/13 SELL…
DataSet-10
EFTA01447736
1 pg
…are offered to a select group ofDeAKM clients
who are able to meet certain sophistication criteria. KCP clients must meet the FINRA 21)1definition ofan Institutional
Investor. All Key Clients Partners opportunities may not be available in all DeA KMlocations.
…
DataSet-10
EFTA01364256
1 pg
…Entity # 1 of 1 Risk Priority: Critical Alert ID: 12612432.11620920.86458141
http://global.factiva.conVerildu/articleasp?NAPC=S&AccessionNo=WSJO000020140113ea1c0015p
• Dow…
DataSet-11
EFTA02359644
5 pg
…January 14, 2015 03:56 PM
Cc: Mark Hibbert
Subject: DB Special Situations: Shopping List
Sales Notes Only / For Institutional Use Only
Given the rapid moving market, we wanted to mention some ideas that we think are interesting risk/rewards…
DataSet-9
EFTA00165486
3 pg
…up
to his suicide. We are currently reviewing the same camera angle for the period of 7/23 - 8/10 for the purpose
of verifying the completion of the institutional inmate counts which occur five times per day. The purpose
…
DataSet-10
EFTA01468624
5 pg
…form.
(See attached file: KCP Non-Advisory Letter (Tazia Smith).docx)
Finra 2111 Suitability Form
(See attached file: Institutional Suitability Certificate.pdf)
QIB Letter (not required but recommended) - All information at the end of pg 2
must be completed and…
DataSet-10
EFTA01507113
1 pg
…67
BUY USD SELL GBP
CONTRACT RATE : 1.785700004
TRADE 4/26/04 VALUE 5/07/04
May 7 Purchase 5,735.67 JP MORGAN INSTITUTIONAL PRIME MONEY …
DataSet-10
EFTA01382403
1 pg
…shall not be transferable for 6 months after that corporation or that trust has acquired the shares under Section 275 of the SFA
except: (1) to an institutional investor under Section 274 of the SFA or to a relevant person…
DataSet-9
EFTA01141453
8 pg
…4HP ]
WHEREAS, UML has relationships with certain organizations and individuals including asset management firms,
sovereign wealth funds, institutional investors, and high net worth individuals or family offices that may benefit
from services provided by affiliates of Cantor (each, a "Cantor…
DataSet-10
EFTA01381333
1 pg
…howsoever described) in that trust
shall not be transferred within six months after that corporation or that trust has acquired the shares pursuant to an offer made under Section 275 of
the SFA except:
• to an institutional investor (for corporations…
DataSet-11
EFTA02287408
1 pg
…Park
> Sent from my iPhone
•
> This email and any files transmitted are confidential and intended for
institutional investors and is not subject to all of the independence and
disclosure standards applicable to research reports prepared for retail
investors…
DataSet-9
EFTA00863715
2 pg
…Classification: Confidential
As discussed...
Daniel Sabba
Key Client Partners
Deutsche Bank Securities Inc.
Tel.
Mobile
Email
Available to Institutional Investors who are United States Persons Only.
This document is being circulated on a confidential basis by Deutsche Bank Securities Inc…
DataSet-9
EFTA00685768
7 pg
…yet it
ignores Palestinian football's institutionalized discrimination,
glorification of terror and terror promotion.
This special report contrasts FIFA's inaction on PMW's complaint against the Palestinian Football
Association's serious violations of fundamental FIFA statutes with FIFA's…
DataSet-9
EFTA00083990
9 pg
…P MORGAN TM FREE MONEY MARKET USD 6,837,730.16 1.00 1 00 6.837,730 16 6,837,730.16 109.403 68 1 60
FUND INSTITUTIONAL SHARE CLASS 11,991.92
(FUND 840)
7-Da Annualized…
DataSet-10
EFTA01283526
14 pg
…87 75,496.25
Cash Management
United States
25.15 DEUTSCHE GOVERNMENT CASH 0.03% USD 1.000 ' 000 25'5 25.15 06:%
INSTITUTIONAL<…