DataSet-10
EFTA01365577
1 pg
Investment Manager will not be deemed to be in violation of this obligation to the extent that it has complied with
the Operating Guidelines.
The Investment Manager may assign its rights or responsibilities or delegate its material obligations (including its…
DataSet-10
EFTA01365536
1 pg
Investment Manager ING Alternative Asset Management LLC (the "Investment Manager"
or "ING"). The Investment Manager will perform certain advisory.
administrative and monitoring functions with respect to the Collat…
DataSet-10
EFTA01480442
1 pg
Investment Management:
r Low r Medium r High
Funds: r Low r Medium r High
Other: r Low r Medium r High
Transaction Profile/Expected Account Activity
Ch…
DataSet-10
EFTA01365391
1 pg
"Investment Management Agreement": The Investment Management Agreement, dated
as of the Closing Date, between the Issuer and the Investment Manager, as amended from time to
time in accordance with the terms thereof.
"Investment Management Fees": The Senior Investment Management Fee…
DataSet-10
EFTA01480933
1 pg
(Investment Mgmt. / Trust)
r Yes & No
Credit type facilities
(Line of Credit, Mortgage, Letter of Credit)
r Yes a No
Required Security Services Checks
Security Search Type: Full
Note for Security Services: Please update with any new information since the…
DataSet-10
EFTA01376170
1 pg
"Investment Management Agreement": The Investment Management Agreement, dated
as of the Closing Date, between the Issuer and the Investment Manager, as amended from time to
time in accordance with the terms thereof.
"Investment Management Fees": The Senior Investment Management Fee…
DataSet-10
EFTA01582867
1 pg
62829903 Investment counselors
EXECUTIVES
PRESIDENT: Jeffrey E Epstein, Pres
MANAGER: Helen Kin, Office Manager
Ira Zicherman, Manager
…
DataSet-9
EFTA01181997
5 pg
Chief Investment Officer
*UBS Wealth Management November 2012
UBS CIO Monthly Letter
The immutableforce of demographics
There are two types of laws in this …
DataSet-11
EFTA02702204
5 pg
Chief Investment Officer
UBS . Wealth Management November 2012
UBS CIO Monthly Letter
The immutableforce of demographics
There are two types of laws i…
DataSet-9
EFTA00295542
3 pg
CAS Investment Partners, LLC C
Sosin Partners, LP (the "Partnership") Investment Pal Met s
Partnership's Objective …
DataSet-10
EFTA01365578
1 pg
• the Investment Manager willfully violates or willfully breaches any provision of the Investment
Management Agreement or the Indenture applicable to it:
• any representation, warranty. certification or statement made or delivered by the Investment Manager in or
pursuant to the Investment…
DataSet-10
EFTA01378253
1 pg
OCH-ZIFF
CAPITAL
Investment Philosophy MANAGEMENT
…
DataSet-10
EFTA01279852
6 pg
04-0930
FIFTH THIRD Investment Account - 09/01/2014 - 09/30/2014
PRIVATE BANK BLUE CHI…
DataSet-9
EFTA01115337
5 pg
Project Puma
Investment Opportunity
June 2012
Confidential
EFTA01115337
Executive Summary
■ One of the largest Pulp and Paper companies in Brazil (the "Sponsor") plans to raise US$850 million
in equity (the "Transaction") to…
DataSet-9
EFTA01089619
46 pg
UBS CIO WM Global Investment Office
CIO monthly video
…
DataSet-10
EFTA01365563
1 pg
General
The Investment Manager has advised the Issuer with respect to the accumulation of obligations prior to the Closing
Date. Commencing on the Closing Date, the Investment Manager will perform advisory• functions with respect to
the Collateral pursuant to an…
DataSet-9
EFTA01088087
22 pg
Global Equity Research
UBS Investment Research
UBS Business Jet Survey
S.Y.: r Ca-rimer:
North America Leading the Way
…
DataSet-10
EFTA01376304
1 pg
General
The Investment Manager has advised the Issuer with respect to the accumulation of obligations prior to the Closing
Date. Commencing on the Closing Date, the Investment Manager will perform advisory• functions with respect to
the Collateral pursuant to an…
DataSet-10
EFTA01361344
1 pg
OCH-ZIFF
CAPITAL
Investment Philosophy MANAGEMENT
…
DataSet-9
EFTA00617098
3 pg
OPEN ITEMS LIST-ART INVESTMENT ENTITY As of November 11, 2014
ACTION TO BE TAKEN RESPONSIBLE PARTY TIMING/STATUS
Provide Trustees with Requested Information: Eileen/Joslin./Heather
• Subscripti…
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