EFTA01480442.pdf PDF
Investment Management: r Low r Medium r High Funds: r Low r Medium r High Other: r Low r Medium r High Transaction Profile/Expected Account Activity Ch…
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EFTA01480933.pdf PDF
(Investment Mgmt. / Trust) r Yes & No Credit type facilities (Line of Credit, Mortgage, Letter of Credit) r Yes a No Required Security Services Checks Security Search Type: Full Note for Security Services: Please update with any new information since the…
EFTA01385680.pdf PDF
• DB WM — Regional Investment Committee Tactical Asset Allocation Changes — July 12, 2016 o Provides the rationale behind the tactical asset allocation changes resulting from the RIC - Americas meeting on July 12: • Decrease exposure to European Equities (Unhedged) by 2.0…
EFTA01378358.pdf PDF
Municipal Credit > Investment Grade NYC Transitional Finance Authority (TFA), NY Subordinate Future Tax Bonds Updated: Oct 31, 2015 Trade Idea: o Buy NYC Transitional Finance Authority, NY Subordinate Future Tax Bonds. This is a name specific recommendation. The credit…
EFTA01392162.pdf PDF
GLOUS144 Glenn Warren (e) Investment Company Act Status. Based in part upon the representations of the Limited Partners contained in the Subscription Agreements, the Partnership is not required to be registered as an "investment company" within the meaning of the…
EFTA01394692.pdf PDF
GLDUS140 Lawrence Hirsch (e) Investment Company Act Representations; Qualified Purchaser Status. The Investor acknowledges that (i) the Partnership is not being registered as an - investment company" as the term - investment company" is defined in Section 3(a) of the United…
EFTA01389876.pdf PDF
GLDUS132 EverWatch Financial (e) Investment Company Act Representations; Qualified Purchaser Status. The Investor acknowledges that (i) the Partnership is not being registered as an - investment company" as the term - investment company" is defined in Section 3(a) of the United…
EFTA01390908.pdf PDF
GLDUS113 Cliff Meg (e) Investment Company Act Status. Based in part upon the representations of the Limited Partners contained in the Subscription Agreements, the Partnership is not required to be registered as an "investment company" within the meaning of the…
EFTA01393719.pdf PDF
GLDUS131 Bright Group (e) Investment Company Act Status. Based in part upon the representations of the Limited Partners contained in the Subscription Agreements, the Partnership is not required to be registered as an "investment company" within the meaning of the…
EFTA01386919.pdf PDF
Paul, I'm an Investment Specialist on Stew Oldfield's team at DB. During your last meeting with Stew, you had discussed a managed option strategy on our platform: the Harvest Collateral Yield Enhancement Strategy (CYES). As a follow-up…
EFTA01379958.pdf PDF
Bill Gates Investments Kirkland WA 98033 United States of America 0/0/00 0/0/00 Unspecified B.G.I. "Cascade Ben Graves Former JPM derivs BGI holds large single stock posi…
EFTA01376173.pdf PDF
designated in writing by the Investment Manager on behalf of the Issuer (with a copy to the Trustee). "Moody's Industry Classification Group": Any of the Moody's classification groups set forth in Schedule A, and/or any classification groups…
EFTA02691355.pdf PDF
NYC Mayor's Office of Pensions & Investments Assessing and Mitigating Risks in Today's Market Environment Impact on Institution…
EFTA01363155.pdf PDF
If Yes (c) Does the A "defined investment policy- females a set of non-discretionary criteria for the counterparty investment of the raised capital as opposed to a more general business strategy or the have a defined financing of general…
EFTA01379897.pdf PDF
Michael Marron Normal False Normal Aurora Investment Mgmt "300 North Lasalle Street, 52nd Floor" Chicago IL 60654 United States of America 0/0/00 0/0/00 Unspecified A.I.M. "David Kuenzi, Partne…
EFTA02411799.pdf PDF
SUBS Global Equity Research Americas UBS Investment Research …
EFTA01451669.pdf PDF
S0F III -1081 Southern Financial LLC Investment, any Distributable Cash attributable to the portion of such Portfolio Investment held for the account of the Special Limited Partner shall be apportioned to and distributed to the Special Limited Partner. …
EFTA01077928.pdf PDF
MBZ & Related Entities Polk Assisted Investment Returns: Inception through 2012 Annualized FimipaAR_ m eturns (since inception) 8.64% HFRI FOF Index lover same time period) 0.77% 2/initials …
EFTA01840639.pdf PDF
UBS Global Equity Research Americas UBS Investment Research …
EFTA02444164.pdf PDF
Appendix i STATEMENT OF RISK FACTORS An investment in the Units (and the Constituent Securities) is speculative and involves a high degree of risk. The Subscriber must carefully consider such risks, including, without limitation, the risks described below. Thefollowing risks…
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