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EFTA01358783.pdf PDF

DataSet-10 EFTA01358783 1 pg

following the date of the event. If you are registered or registering with a state, you must respond to the questions as posed; you may, therefore, limit your disclosure to ten years following the date of an event only in…

EFTA01388787.pdf PDF

DataSet-10 EFTA01388787 1 pg

Following are list of required items • Confirm whether material changes to account or not & RP's identified above are correct? • Fincen CDD form required, attached blank form for reference Acct Holder & Authorized Signatory Joint Acct Holder …

EFTA01373997.pdf PDF

DataSet-10 EFTA01373997 1 pg

Trust following receipt of any such monthly accounting, the Manager shall provide STC with all documentation giving rise to such receipts, revenues, costs, expenses and liabilities. The accounting of the books of the Company shall be kept on the method…

EFTA01381956.pdf PDF

DataSet-10 EFTA01381956 1 pg

The following need to be completed today: 1. $0 balance deposit accounts that are still open. Please coordinate with Daphne Cales to get these closed out on the system. DARREN K. INDYKE PLLC GRATITUDE AMERICA, LTD GRA…

EFTA01353501.pdf PDF

DataSet-10 EFTA01353501 1 pg

The following example is inserted immediately fol- lowing the example at the bottom of page 63 of the Booklet: EXAMPLE: An Investor receives a premium of $4 for writing a binary call option on XYZ security that has an exercise…

EFTA01378606.pdf PDF

DataSet-10 EFTA01378606 1 pg

Trust following receipt of any such monthly accounting, the Manager shall provide STC with all documentation giving rise to such receipts, revenues, costs, expenses and liabilities. The accounting of the books of the Company shall be kept on the method…

EFTA01353495.pdf PDF

DataSet-10 EFTA01353495 1 pg

The following paragraphs are inserted following the cany-over paragraph at the top of page 10 of the Booklet: In the case of a binary option, the cash settlement amount is determined by the relevant listing options mar- ket and…

EFTA01364174.pdf PDF

DataSet-10 EFTA01364174 1 pg

Trust following receipt of any such monthly accounting, the Manager shall provide STC with all documentation giving rise to such receipts, revenues, costs, expenses and liabilities. The accounting of the books of the Company shall be kept on the method…

EFTA01346024.pdf PDF

DataSet-10 EFTA01346024 1 pg

The following scenarios are examples of structuring. Examples of Structured Transactions 1. John has $15,000 in cash he obtained from selling his truck. John knows that if he deposits$15,000 in cash, his financial institutio…

EFTA01480788.pdf PDF

DataSet-10 EFTA01480788 1 pg

Before answering the following question please review the Yes Annual Account History Activity Summary Report that has been attached in the Summary tab. Did the actual transaction activity appear reasonable, normal, and expected for the type of business or industry…

EFTA01369113.pdf PDF

DataSet-10 EFTA01369113 1 pg

Today you executed the following trades in the SFLLC account: Bought 1000 GOOG at 1,004.57849 Bought 500 AMZN at 1,366.90876 Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities…

EFTA01386144.pdf PDF

DataSet-10 EFTA01386144 1 pg

Additional information The following is a current list and description of the indices used in the blended benchmarks for the Composite and Model returns shown on the preceding pages. The indices are used for comparative purposes only and are not…

EFTA01377765.pdf PDF

DataSet-10 EFTA01377765 1 pg

S-1/A The following description summarizes the material terms of our securities. Because it is only a summary, it may not contain all the information that is important to you. Capital Stock Class A and Class B Common Stock…

EFTA01358019.pdf PDF

DataSet-10 EFTA01358019 1 pg

Important information The following is a current list and description of the indices used in the blended benchmarks for the Composite and Model returns shown on the preceding pages. The indices are used for comparative purposes only and are not…

EFTA01355404.pdf PDF

DataSet-10 EFTA01355404 1 pg

GLDUSI41 Greg Madan The following information set forth in the fourth paragraph of "Certain Risk Factors and Potential Conflicts of Interest — Risks Associated with Investing in the Access Fund" is hereby amended with the changes as marked below: Although the…

EFTA01365894.pdf PDF

DataSet-10 EFTA01365894 1 pg

Section 2: Following the annual General Meeting of the Board of Directors, the Chairman may appoint temporary Committees as may be required properly to conduct the business of the Corporation. ARTICLE X AMENDMENT. OF …

EFTA01376067.pdf PDF

DataSet-10 EFTA01376067 1 pg

SUMMARY OF TERMS The following summary does not purport to be complete and is qualified in its entirety by reference to (i) the detailed information appearing elsewhere in this Offering Circular and (ii) the terms and provisions of the related…

EFTA01356162.pdf PDF

DataSet-10 EFTA01356162 1 pg

Kindly just following up. Can you please confirm if you are in agreement with the below proposal as we have a couple of clients that we are eager to get set up on the DDR. Thanks, Paolo From: Paolo De…

EFTA01381390.pdf PDF

DataSet-10 EFTA01381390 1 pg

For the following clients of yours, the project team has been informed that the client will either not provide the relevant information by 15 November or did not commit to a due date. Given that the bank would not be…

EFTA01383698.pdf PDF

DataSet-10 EFTA01383698 1 pg

Additional information The following is a current list and description of the indices used in the blended benchmarks for the Composite and Model returns shown on the preceding pages. The indices are used for comparative purposes only and are not…

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